Dark
Light
System
Institutional Investment Manager
Commonwealth Equity Services, Inc
Commonwealth Equity Services, Inc (CIK: 0001333978) incorporated in Massachusetts, located at 29 Sawyer Road, Waltham, MA. Institutional holdings reported to the SEC.
Institutional Holdings (2017Q1)
Original 13F HR (0001333978-17-000006) filed in 2017.05.15
#
Name
Shares
Value ($)
%
Options
Notes
1901 ALLEGION PUB LTD CO 3,705 280 0.00%
1902 ANDERSONS INC COM 7,363 279 0.00%
1903 STMICROELECTRONICS N V 18,049 279 0.00%
1904 DEUTSCHE HIGH INCOME OPPORT FD 19,019 279 0.00%
1905 WEIBO CORP 5,323 278 0.00%
1906 VANECK VECTORS ETF TR 14,396 277 0.00%
1907 STRATEGY SHS 7,293 277 0.00%
1908 ISHARES TR 5,526 276 0.00%
1909 CURTISS WRIGHT CORP 3,020 276 0.00%
1910 AVISTA CORP 7,043 275 0.00%
1911 DELAWARE INVTS MINN MUN INCO 18,890 275 0.00%
1912 Century Bancorp Inc Mass 4,513 274 0.00%
1913 NEW SR INVEST GRP INC COM 26,895 274 0.00%
1914 BLACKROCK SCIENCE TECHNOLO 12,943 274 0.00%
1915 HORIZON PHARMA PLC SHS 18,553 274 0.00%
1916 CURRENCYSHARES SWISS FRANC T 2,880 274 0.00%
1917 STRATASYS LTD 13,323 273 0.00%
1918 SPDR INDEX SHS FDS 8,657 273 0.00%
1919 ALLSCRIPTS HEALTHCARE SOLUTN 21,567 273 0.00%
1920 PEREGRINE PHARMACEUTICALS IN 417,761 273 0.00%
1921 COHEN STEERS SELECT PFD 10,266 272 0.00%
1922 FLEXSHARES TR 9,982 272 0.00%
1923 VMWARE INC 2,956 272 0.00%
1924 SANMINA CORPORATION COM 6,669 271 0.00%
1925 TESORO CORP 3,339 271 0.00%
1926 FIRST TR EXCHANGE TRADED FD 12,697 270 0.00%
1927 CONDUENT INC 16,072 270 0.00%
1928 HAWAIIAN HOLDINGS INC 5,806 270 0.00%
1929 SEACOAST BKG CORP FLA COM NEW 11,246 270 0.00%
1930 ISHARES TR 9,579 269 0.00%
1931 PBF ENERGY INC 12,144 269 0.00%
1932 AMERICAN CAMPUS CMNTYS INC 5,659 269 0.00%
1933 HECLA MNG CO 50,615 268 0.00%
1934 UNITED NATURAL FOODSINC 6,180 267 0.00%
1935 BLACKROCK MUNIYIELD FD INC 18,580 267 0.00%
1936 GLOBAL X FDS 20,413 267 0.00%
1937 SPDR SER TR 7,793 266 0.00%
1938 BOFI HLDG INCORPORATED 10,184 266 0.00%
1939 WESTERN GAS PARTNERS LP 4,366 264 0.00%
1940 EATON VANCE SHORT COM 18,699 264 0.00%
1941 EATON VANCE MUN INCOME TRUST SH BEN INT 20,548 264 0.00%
1942 TRANSDIGM GROUP INC 1,199 264 0.00%
1943 TC PIPELINES LP 4,424 264 0.00%
1944 SPDR SER TR 3,118 264 0.00%
1945 MANITOWOC INC 46,343 264 0.00%
1946 RLI CORP 4,390 263 0.00%
1947 CLAYMORE EXCHANGE TRD FD TR 16,409 262 0.00%
1948 LEGG MASON ETF INVESTMENT TR 9,555 262 0.00%
1949 SIMPSON MFG INC COM 6,060 261 0.00%
1950 AMPCO-PITTSBURGH CORP 18,607 261 0.00%
Page 39 of 49
Restatement filing (0001333978-18-000004) filed in 2018.02.16
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 4,346,303 494,609 3.31%
2 ISHARES TR 4,134,957 475,272 3.18%
3 VANGUARD TAX-MANAGED FDS 9,339,170 367,029 2.46%
4 APPLE INC 2,549,443 366,253 2.45%
5 VANGUARD INDEX FDS 1,857,375 225,337 1.51%
6 ISHARES TR 850,814 201,873 1.35%
7 SPDR S&P 500 ETF TR 850,785 200,564 1.34%
8 EXXON MOBIL CORP 2,048,805 168,022 1.12%
9 GENERAL ELECTRIC CO 5,227,036 155,766 1.04%
10 BERKSHIRE HATHAWAY INC DEL 912,460 152,089 1.02%
11 JOHNSON & JOHNSON 1,199,588 149,409 1.00%
12 AT&T INC 3,480,265 144,605 0.97%
13 POWERSHARES QQQ TRUST 1,078,563 142,780 0.96%
14 ISHARES TR 1,297,190 134,596 0.90%
15 ISHARES TR 1,858,395 128,527 0.86%
16 ISHARES TR 1,547,264 128,407 0.86%
17 VERIZON COMMUNICATIONS INC 2,563,486 124,970 0.84%
18 ISHARES TR 709,440 121,470 0.81%
19 FS KKR CAPITAL CORP COM 12,108,525 118,664 0.79%
20 PROCTER AND GAMBLE CO 1,318,817 118,496 0.79%
21 VANGUARD INDEX FDS 948,912 115,445 0.77%
22 VANGUARD INTL EQUITY INDEX F 2,867,564 113,900 0.76%
23 ISHARES TR 945,462 111,716 0.75%
24 VANGUARD SPECIALIZED PORTFOL 1,181,949 106,304 0.71%
25 MICROSOFT CORP 1,589,981 104,716 0.70%
26 VANGUARD INDEX FDS 475,334 102,838 0.69%
27 VANGUARD INDEX FDS 1,049,449 100,086 0.67%
28 ISHARES TR 706,659 92,940 0.62%
29 RYDEX ETF TRUST 998,371 90,672 0.61%
30 ALTRIA GROUP INC 1,248,790 89,189 0.60%
31 ISHARES TR 825,563 85,892 0.58%
32 PFIZER INC 2,504,859 85,691 0.57%
33 VANGUARD BD INDEX FDS 1,060,315 84,528 0.57%
34 CHEVRON CORP NEW 780,324 83,783 0.56%
35 ISHARES TR 2,130,339 82,444 0.55%
36 VANGUARD WHITEHALL FDS 1,056,328 82,024 0.55%
37 ISHARES TR 738,105 80,077 0.54%
38 ISHARES TR 1,478,707 79,895 0.53%
39 ISHARES TR 492,051 79,545 0.53%
40 ISHARES TR 1,235,679 76,970 0.52%
41 ISHARES TR 1,603,462 76,517 0.51%
42 SPDR SER TR 1,532,089 73,418 0.49%
43 PEPSICO INC 647,907 72,475 0.49%
44 VANGUARD INDEX FDS 535,498 71,371 0.48%
45 ISHARES TR 676,861 71,226 0.48%
46 INTERNATIONAL BUSINESS MACHS 408,653 71,163 0.48%
47 SPDR SER TR 800,782 70,581 0.47%
48 DISNEY WALT CO 615,622 69,805 0.47%
49 VANGUARD INDEX FDS 812,952 67,142 0.45%
50 VANGUARD INDEX FDS 477,489 66,486 0.45%
Page 1 of 49