Dark
Light
System
Institutional Investment Manager
Commonwealth Equity Services, Inc
Commonwealth Equity Services, Inc (CIK: 0001333978) incorporated in Massachusetts, located at 29 Sawyer Road, Waltham, MA. Institutional holdings reported to the SEC.

Institutional Holdings (2017Q1)
Original 13F HR (0001333978-17-000006) filed in 2017.05.15
#
Name
Shares
Value ($)
%
Options
Notes
1951 EXTRA SPACE STORAGE INC 3,515 261 0.00%
1952 GAP 10,749 261 0.00%
1953 FIDUCIARY CLAYMORE MLP OPP F 16,670 261 0.00%
1954 ETF MANAGERS TR 8,856 261 0.00%
1955 MATSON INC COM 8,188 260 0.00%
1956 RANGE RES CORP 8,928 260 0.00%
1957 Constellation Brand 1,598 260 0.00%
1958 TETRA TECH INC NEW 6,371 260 0.00%
1959 PETMED EXPRESS INC 12,883 259 0.00%
1960 ISHARES TR 2,830 259 0.00%
1961 INVESCO MORTGAGE CAPITAL INC 16,785 259 0.00%
1962 JETPAY CORP 110,063 259 0.00%
1963 CIMAREX ENERGY 2,168 259 0.00%
1964 VERSUM MATLS INC 8,477 259 0.00%
1965 NEWFIELD EXPL CO 6,999 258 0.00%
1966 FIDUS INVT CORPORATION 14,660 258 0.00%
1967 ISHARES INC 7,773 258 0.00%
1968 DEUTSCHE GLBL HI INCM FD 30,445 258 0.00%
1969 VANGUARD ADMIRAL FDS INC 2,283 258 0.00%
1970 PROSHARES TR 4,409 258 0.00%
1971 MEDICINES CO 5,250 257 0.00%
1972 ESCO TECHNOLOGIES INC COM 4,401 256 0.00%
1973 VANECK VECTORS ETF TR 3,298 256 0.00%
1974 NEVRO CORP 2,725 255 0.00%
1975 GLOBAL PARTNERS LP 13,067 255 0.00%
1976 CBL & ASSOC PPTYS INC 26,774 255 0.00%
1977 SPROUTS FMRS MKT INC 11,008 255 0.00%
1978 STERIS PLC SHS USD 3,678 255 0.00%
1979 INTEGRA LIFESCIENCES HLDGS CP COM NEW 6,047 255 0.00%
1980 PIMCO NY MUNICIPAL INCOME FD COM 20,240 254 0.00%
1981 DOMINION MIDSTREAM PARTNERS 7,946 254 0.00%
1982 RAYMOND JAMES FINANC 3,326 254 0.00%
1983 ZEBRA TECHNOLOGIES CORPORATION CL A 2,781 254 0.00%
1984 VANECK VECTORS ETF TR 12,976 254 0.00%
1985 LKQ CORP 8,659 253 0.00%
1986 BLACKROCK MUNIVEST FD II INC COM 16,604 253 0.00%
1987 Pandora Media 21,446 253 0.00%
1988 NUVEEN ALL CAP ENE MLP OPPO 24,020 253 0.00%
1989 DISCOVERY COMMUNICATNS NEW 8,673 252 0.00%
1990 UBIQUITI NETWORKS INC 5,009 252 0.00%
1991 SCHWAB STRATEGIC TRUST SCHWAB FUNDAMENTAL US 7,441 251 0.00%
1992 CHINA PETE & CHEM CORP 3,081 251 0.00%
1993 POWERSHARES ETF TR II 3,433 251 0.00%
1994 PATTERSON COS INC 5,535 250 0.00%
1995 Bankwell Financial Group Inc 7,284 250 0.00%
1996 ISHARES 9,029 250 0.00%
1997 WISDOMTREE TR 8,763 249 0.00%
1998 MASIMO CORP 2,672 249 0.00%
1999 WISDOMTREE TRUST US SMALL CAP DIVIDEND 7,499 248 0.00%
2000 JABIL INC 8,546 247 0.00%
Page 40 of 49
Restatement filing (0001333978-18-000004) filed in 2018.02.16
#
Name
Shares
Value ($)
%
Options
Notes
1 Kinder Morgan Inc Del Wt Exp 052517 79,340 0 0.00%
2 PALATIN TECHNOLOGIES INC 13,250 4 0.00%
3 BIOSTAGE INC 14,547 5 0.00%
4 CYTRX CORP 16,701 7 0.00%
5 SYNTHETIC BIOLOGICS INCORPORATED 11,033 7 0.00%
6 CERECOR INC 13,012 9 0.00%
7 HORNBECK OFFSHORE SVCS INC NEW SR CONV NT1.5 19 16,000 10 0.00%
8 ARVINMERITOR INC 10,000 10 0.00%
9 JEFFERIES GROUP INC NEW SR DB CV3.875 29 10,000 10 0.00%
10 UNI PIXEL INC COM NEW 13,300 11 0.00%
11 HELIX ENERGY SOLUTIONS GRP INC SR GLBL CV NT 32 11,000 11 0.00%
12 SECOND SIGHT MED PRODS INC 11,099 13 0.00%
13 RAIT FINANCIAL TRUST 13,000 13 0.00%
14 EXCO RESOURCES INC 22,938 14 0.00%
15 LIGHTBRIDGE CORP 11,346 15 0.00%
16 URANIUM ENERGY CORP 10,881 15 0.00%
17 LIQTECH INTL INC 42,000 16 0.00%
18 ZION OIL & GAS INC 13,287 16 0.00%
19 BIOLASE INC 12,634 17 0.00%
20 GLOBALSTAR INC 10,788 17 0.00%
21 DRYSHIPS INC 10,619 18 0.00%
22 SANDRIDGE MISSISSIPPIAN TR I 12,601 18 0.00%
23 NANOVIRICIDES INC 16,331 18 0.00%
24 VIVUS INC 16,733 19 0.00%
25 SANOFI 42,259 19 0.00%
26 INTEL CORP JR SB CONV DB 35 14,000 19 0.00%
27 TRANSENTERIX INC 16,930 20 0.00%
28 PERION NETWORK LTD 11,400 20 0.00%
29 NAVIDEA BIOPHARM INC 34,087 20 0.00%
30 NETLIST INC 20,000 20 0.00%
31 NEOVASC INC 12,900 20 0.00%
32 ATHERSYS INC NEW 12,500 21 0.00%
33 BANK OF NOVA SCOTIA 20,000 21 0.00%
34 Durect Corp Com 20,500 22 0.00%
35 ENCORE CAP GROUP INC 25,000 22 0.00%
36 HURON CONSULTING GROUP INC 25,000 23 0.00%
37 LAM RESEARCH CORP SR NT CV 1.25 18 11,000 23 0.00%
38 Chesapeake Energy Corp 39,000 23 0.00%
39 INSEEGO CORP 11,006 23 0.00%
40 TCP CAP CORP NOTE 5.25012/1 23,000 24 0.00%
41 NEW MTN FIN CORP 23,000 24 0.00%
42 TPG Specialty Lending Inc 23,000 24 0.00%
43 HUGOTON RTY TR TEX 13,398 25 0.00%
44 KB HOME SR CV NT1.375 19 24,000 25 0.00%
45 COLONY CAP INC 25,000 25 0.00%
46 NAVIOS MARITIME ACQUIS CORP 14,312 25 0.00%
47 RYLAND GROUP INC SR NT CV 0.25 19 27,000 25 0.00%
48 REDWOOD TR INC NOTE 4.625 4/1 26,000 26 0.00%
49 INTELLIPHARMACEUTICS INTL IN 10,264 26 0.00%
50 TOP SHIPS INC 23,809 26 0.00%
Page 1 of 49