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Institutional Investment Manager
Commonwealth Equity Services, Inc
Commonwealth Equity Services, Inc (CIK: 0001333978) incorporated in Massachusetts, located at 29 Sawyer Road, Waltham, MA. Institutional holdings reported to the SEC.
Institutional Holdings (2017Q1)
Original 13F HR (0001333978-17-000006) filed in 2017.05.15
#
Name
Shares
Value ($)
%
Options
Notes
2301 WAL-MART STORES INC 388,003 27,967 0.19%
2302 WALGREENS BOOTS ALLIANCE INC 209,561 17,404 0.12%
2303 WASHINGTON FED INC 11,603 384 0.00%
2304 WASHINGTON REAL ESTATE INVT 7,102 222 0.00%
2305 WASHINGTON TR BANCORP COM 141,820 6,992 0.05%
2306 WASTE CONNECTIONS INC 4,395 388 0.00%
2307 WASTE MGMT INC DEL 170,219 12,412 0.08%
2308 WATERS CORP 2,701 422 0.00%
2309 WATTS WATER TECHNOLOGIES INC 3,728 232 0.00%
2310 WD-40 CO 15,734 1,714 0.01%
2311 WEATHERFORD INTL PLC 33,370 222 0.00%
2312 WEBSTER FINL CORP CONN 25,896 1,296 0.01%
2313 WEC ENERGY GROUP INC 105,352 6,387 0.04%
2314 WEIBO CORP 5,323 278 0.00%
2315 WEINGARTEN RLTY INVS 9,216 308 0.00%
2316 WELBILT INC 32,866 645 0.00%
2317 WELLESLEY BANCORP INC 34,357 903 0.01%
2318 WELLS FARGO & CO NEW 1,226 1,519 0.01%
2319 WELLS FARGO & CO NEW 830,346 46,217 0.31%
2320 WELLS FARGO GLOBAL DIVID OPP 10,342 60 0.00%
2321 WELLTOWER INC 99,508 7,047 0.05%
2322 WENDYS CO 59,591 811 0.01%
2323 WESBANCO INC 12,791 487 0.00%
2324 WESTAR ENERGY 31,979 1,735 0.01%
2325 WESTERN ASSET CLYM INFL SEC IN COM SH BEN INT 17,968 207 0.00%
2326 WESTERN ASSET CORPORATE LN F 12,117 137 0.00%
2327 WESTERN ASSET EMERGING MKTS 44,378 688 0.00%
2328 WESTERN ASSET GLOBAL HIGH IN 16,618 168 0.00%
2329 WESTERN ASSET HIGH INCM FD I 86,650 626 0.00%
2330 WESTERN ASSET HIGH INCOME OP 112,044 565 0.00%
2331 WESTERN ASSET INTER MUNI FD 132,588 1,265 0.01%
2332 WESTERN ASSET MANAGED MUNS F 39,430 543 0.00%
2333 WESTERN ASSET MTG CAP CORP 18,141 177 0.00%
2334 WESTERN ASSET MTG DEFINED OP 39,682 940 0.01%
2335 WESTERN ASSET MUN DEF OPP TR 29,331 659 0.00%
2336 WESTERN ASSET MUN HI INCM FD 71,330 516 0.00%
2337 WESTERN ASSET PREMIER BD FD SHS BEN INT 25,573 341 0.00%
2338 WESTERN DIGITAL CORP 21,287 1,757 0.01%
2339 WESTERN GAS PARTNERS LP 4,366 264 0.00%
2340 WESTERN REFNG INC 9,321 327 0.00%
2341 WESTERN UN CO 51,971 1,058 0.01%
2342 WESTPAC BKG CORP 54,478 1,456 0.01%
2343 WESTPORT FUEL SYSTEMS INC 47,569 46 0.00%
2344 WESTROCK CO 7,059 367 0.00%
2345 WEYERHAEUSER CO 320,705 10,898 0.07%
2346 WGL HLDGS INC COM 37,021 3,055 0.02%
2347 WHEELER REAL ESTATE INVT TR 19,400 463 0.00%
2348 WHIRLPOOL CORP 5,956 1,020 0.01%
2349 WHITE MOUNTAINS INSURANCE GRP LTD 236 208 0.00%
2350 WHITESTONE REIT 37,198 515 0.00%
Page 47 of 49
Restatement filing (0001333978-18-000004) filed in 2018.02.16
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 4,346,303 494,609 3.31%
2 ISHARES TR 4,134,957 475,272 3.18%
3 VANGUARD TAX-MANAGED FDS 9,339,170 367,029 2.46%
4 APPLE INC 2,549,443 366,253 2.45%
5 VANGUARD INDEX FDS 1,857,375 225,337 1.51%
6 ISHARES TR 850,814 201,873 1.35%
7 SPDR S&P 500 ETF TR 850,785 200,564 1.34%
8 EXXON MOBIL CORP 2,048,805 168,022 1.12%
9 GENERAL ELECTRIC CO 5,227,036 155,766 1.04%
10 BERKSHIRE HATHAWAY INC DEL 912,460 152,089 1.02%
11 JOHNSON & JOHNSON 1,199,588 149,409 1.00%
12 AT&T INC 3,480,265 144,605 0.97%
13 POWERSHARES QQQ TRUST 1,078,563 142,780 0.96%
14 ISHARES TR 1,297,190 134,596 0.90%
15 ISHARES TR 1,858,395 128,527 0.86%
16 ISHARES TR 1,547,264 128,407 0.86%
17 VERIZON COMMUNICATIONS INC 2,563,486 124,970 0.84%
18 ISHARES TR 709,440 121,470 0.81%
19 FS KKR CAPITAL CORP COM 12,108,525 118,664 0.79%
20 PROCTER AND GAMBLE CO 1,318,817 118,496 0.79%
21 VANGUARD INDEX FDS 948,912 115,445 0.77%
22 VANGUARD INTL EQUITY INDEX F 2,867,564 113,900 0.76%
23 ISHARES RUSSELL 2000 VALUE ETF 945,462 111,716 0.75%
24 VANGUARD SPECIALIZED FUNDS 1,181,949 106,304 0.71%
25 MICROSOFT CORP 1,589,981 104,716 0.70%
26 VANGUARD INDEX FDS 475,334 102,838 0.69%
27 VANGUARD INDEX FDS 1,049,449 100,086 0.67%
28 ISHARES TR 706,659 92,940 0.62%
29 RYDEX ETF TRUST 998,371 90,672 0.61%
30 ALTRIA GROUP INC 1,248,790 89,189 0.60%
31 ISHARES TR 825,563 85,892 0.58%
32 PFIZER INC 2,504,859 85,691 0.57%
33 VANGUARD BD INDEX FDS 1,060,315 84,528 0.57%
34 CHEVRON CORP NEW 780,324 83,783 0.56%
35 ISHARES TR 2,130,339 82,444 0.55%
36 VANGUARD WHITEHALL FDS 1,056,328 82,024 0.55%
37 ISHARES TR 738,105 80,077 0.54%
38 ISHARES TR 1,478,707 79,895 0.53%
39 ISHARES RUSSELL 2000 GROWTH ETF 492,051 79,545 0.53%
40 ISHARES TR 1,235,679 76,970 0.52%
41 ISHARES TR 1,603,462 76,517 0.51%
42 SPDR SER TR 1,532,089 73,418 0.49%
43 PEPSICO INC 647,907 72,475 0.49%
44 VANGUARD INDEX FDS 535,498 71,371 0.48%
45 ISHARES TR 676,861 71,226 0.48%
46 INTERNATIONAL BUSINESS MACHS 408,653 71,163 0.48%
47 SPDR SER TR 800,782 70,581 0.47%
48 DISNEY WALT CO 615,622 69,805 0.47%
49 VANGUARD INDEX FDS 812,952 67,142 0.45%
50 VANGUARD INDEX FDS 477,489 66,486 0.45%
Page 1 of 49