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WESTERN ASSET MTG CAP CORP
WESTERN ASSET MTG CAP CORP. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 77 Institutional holders with a total value of $136,963,604.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BlackRock Finance, Inc. 3,973,950 38,826,000 28.35%
2 VANGUARD GROUP INC 1,785,779 17,447,000 12.74%
3 Invesco Ltd. 1,281,894 12,524,000 9.14%
4 STATE STREET CORP 733,303 7,168,000 5.23%
5 RENAISSANCE TECHNOLOGIES LLC 581,910 5,685,000 4.15%
6 NORTHERN TRUST CORP 502,735 4,912,000 3.59%
7 THRIVENT FINANCIAL FOR LUTHERANS 361,621 3,533,000 2.58%
8 GEODE CAPITAL MANAGEMENT, LLC 326,792 3,192,000 2.33%
9 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 307,585 3,006,000 2.19%
10 Creative Planning 265,550 2,594,000 1.89%
11 JPMORGAN CHASE & CO 264,485 2,584,000 1.89%
12 PRUDENTIAL FINANCIAL INC 248,875 2,432,000 1.78%
13 WOLVERINE ASSET MANAGEMENT LLC 238,213 2,327,000 1.70%
14 PARAMETRIC PORTFOLIO ASSOCIATES LLC 213,556 2,086,000 1.52%
15 Bank of New York Mellon Corp 204,291 1,996,000 1.46%
16 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 191,700 1,873,000 1.37%
17 GOLDMAN SACHS GROUP INC 189,632 1,853,000 1.35%
18 LSV ASSET MANAGEMENT 188,025 1,837,000 1.34%
19 VAN ECK ASSOCIATES CORP 180,780 1,766,000 1.29%
20 CITADEL ADVISORS LLC 152,756 1,492,000 1.09%
21 CITIGROUP INC 144,096 1,408,000 1.03%
22 MORGAN STANLEY 127,186 1,243,000 0.91%
23 TIAA CREF INVESTMENT MANAGEMENT LLC 112,026 1,094,000 0.80%
24 WELLS FARGO & COMPANY/MN 108,839 1,064,000 0.78%
25 DEUTSCHE BANK AG\ 100,599 982,000 0.72%
26 CREDIT SUISSE AG/ 98,631 964,000 0.70%
27 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 80,653 788,000 0.58%
28 BANK OF AMERICA CORP /DE/ 78,597 768,000 0.56%
29 TEACHERS ADVISORS, LLC 71,900 702,000 0.51%
30 HANCOCK WHITNEY CORP 70,000 684,000 0.50%
31 RHUMBLINE ADVISERS 50,013 489,000 0.36%
32 Allianz Asset Management GmbH 44,712 437,000 0.32%
33 IndexIQ Advisors LLC 43,846 428,000 0.31%
34 WELLINGTON MANAGEMENT GROUP LLP 41,513 405,000 0.30%
35 NEW YORK STATE COMMON RETIREMENT FUND 38,301 374,000 0.27%
36 GUGGENHEIM CAPITAL LLC 34,317 336,000 0.25%
37 ALLIANCEBERNSTEIN L.P. 33,400 326,000 0.24%
38 STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 33,285 325,000 0.24%
39 MANUFACTURERS LIFE INSURANCE COMPANY, THE 33,003 322,000 0.24%
40 METROPOLITAN LIFE INSURANCE CO/NY 29,798 291,000 0.21%
41 Cambridge Investment Research Advisors, Inc. 29,187 285,000 0.21%
42 ClariVest Asset Management LLC 27,702 270,000 0.20%
43 AMERICAN INTERNATIONAL GROUP, INC. 25,214 246,000 0.18%
44 TWO SIGMA ADVISERS, LP 24,800 242,000 0.18%
45 Nationwide Fund Advisors 24,466 239,000 0.17%
46 Cetera Advisors LLC 22,881 223,000 0.16%
47 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 22,200 216,894 0.16%
48 ROYAL BANK OF CANADA 22,081 215,000 0.16%
49 Aperio Group, LLC 21,801 213,000 0.16%
50 VOYA INVESTMENT MANAGEMENT LLC 19,588 191,000 0.14%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.