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WESTERN ASSET HIGH INCOME OP
WESTERN ASSET HIGH INCOME OP. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 90 Institutional holders with a total value of $169,827,978.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 RIVERNORTH CAPITAL MANAGEMENT, LLC 8,717,911 43,938,000 25.87%
2 UBS Group AG 6,050,149 30,493,000 17.96%
3 MORGAN STANLEY 4,225,427 21,297,000 12.54%
4 BANK OF AMERICA CORP /DE/ 3,174,914 16,002,000 9.42%
5 Invesco Ltd. 1,716,387 8,651,000 5.09%
6 EATON VANCE MANAGEMENT 1,288,797 6,496,000 3.83%
7 Westchester Capital Management, LLC 958,229 4,829,000 2.84%
8 FCA CORP /TX 911,674 4,595,000 2.71%
9 Vident Investment Advisory, LLC 639,938 3,225,000 1.90%
10 LPL Financial LLC 425,950 2,155,000 1.27%
11 RAYMOND JAMES & ASSOCIATES 358,302 1,806,000 1.06%
12 WELLS FARGO & COMPANY/MN 357,495 1,802,000 1.06%
13 GOFEN & GLOSSBERG LLC /IL/ 301,093 1,518,000 0.89%
14 BANK OF MONTREAL /CAN/ 289,451 1,459,000 0.86%
15 ROYAL BANK OF CANADA 264,495 1,332,000 0.78%
16 THRIVENT FINANCIAL FOR LUTHERANS 246,169 1,241,000 0.73%
17 Raymond James Financial Services Advisors, Inc. 218,842 1,103,000 0.65%
18 Perella Weinberg Partners Capital Management LP 195,000 983,000 0.58%
19 STIFEL FINANCIAL CORP 195,047 981,000 0.58%
20 GUGGENHEIM CAPITAL LLC 188,812 952,000 0.56%
21 Advisors Asset Management, Inc. 181,158 913,000 0.54%
22 Shaker Financial Services, LLC 163,685 825,000 0.49%
23 AMERIPRISE FINANCIAL INC 152,925 771,000 0.45%
24 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 142,403 718,000 0.42%
25 Fort Point Capital Partners LLC 130,217 656,000 0.39%
26 WOLVERINE ASSET MANAGEMENT LLC 119,054 600,000 0.35%
27 ALETHEA CAPITAL MANAGEMENT, LLC 114,755 578,000 0.34%
28 ADVISOR GROUP, INC. 113,857 573,000 0.34%
29 Commonwealth Equity Services, Inc 112,044 565,000 0.33%
30 Maryland Capital Management 98,110 494,000 0.29%
31 ROWLAND CARMICHAEL ADVISORS INC /ADV 94,500 476,000 0.28%
32 JPMORGAN CHASE & CO 88,281 445,000 0.26%
33 DOLIVER ADVISORS, LP 84,921 428,000 0.25%
34 Janney Montgomery Scott LLC 81,923 413,000 0.24%
35 MILLENNIUM MANAGEMENT LLC 80,352 405,000 0.24%
36 MML INVESTORS SERVICES, INC. 79,977 403,000 0.24%
37 Cambridge Investment Research Advisors, Inc. 79,622 401,000 0.24%
38 SG Americas Securities, LLC 74,667 376,000 0.22%
39 GOOD LIFE ADVISORS, LLC 59,194 300,000 0.18%
40 SHEAFF BROCK INVESTMENT ADVISORS, LLC 54,600 276,000 0.16%
41 BARCLAYS PLC 50,000 252,000 0.15%
42 Capital Investment Advisors, LLC 49,311 249,000 0.15%
43 Horizon Kinetics LLC 41,557 209,000 0.12%
44 Saba Capital Management, L.P. 40,600 205,000 0.12%
45 LADENBURG THALMANN FINANCIAL SERVICES INC. 38,952 196,000 0.12%
46 STEEL GROVE CAPITAL ADVISORS, LLC 38,688 195,000 0.11%
47 FIRST FINANCIAL EQUITY CORPORATION 37,029 187,000 0.11%
48 BB&T SECURITIES, LLC 35,412 178,000 0.10%
49 Private Advisor Group, LLC 33,576 171,000 0.10%
50 WEDBUSH SECURITIES INC 32,025 161,000 0.09%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.