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Institutional Investment Manager
Commonwealth Equity Services, Inc
Commonwealth Equity Services, Inc (CIK: 0001333978) incorporated in Massachusetts, located at 29 Sawyer Road, Waltham, MA. Institutional holdings reported to the SEC.
Institutional Holdings (2017Q1)
Original 13F HR (0001333978-17-000006) filed in 2017.05.15
#
Name
Shares
Value ($)
%
Options
Notes
301 ISHARES TR 54,588 7,871 0.05%
302 SIMMONS 1ST NATL CORP CL A $1 PAR 140,928 7,772 0.05%
303 FASTENAL CO 149,015 7,674 0.05%
304 METLIFE INC 145,021 7,660 0.05%
305 DUNKIN BRANDS GROUP INC COM 139,689 7,638 0.05%
306 GOLDMAN SACHS ETF TR 291,500 7,629 0.05%
307 NUVEEN AMT FREE QLTY MUN INC 558,093 7,456 0.05%
308 BANK NEW YORK MELLON CORP 157,741 7,450 0.05%
309 SPDR SERIES TRUST 66,054 7,447 0.05%
310 POWERSHARES ETF TRUST 269,640 7,380 0.05%
311 PUBLIC SVC ENTERPRISE GRP IN 165,276 7,330 0.05%
312 POWERSHARES KBW REGIONAL BANKING PORTFOLIO 136,169 7,318 0.05%
313 ANALOG DEVICES INC 88,825 7,279 0.05%
314 CUMMINS INC 47,923 7,246 0.05%
315 TEXAS INSTRS INC 89,316 7,195 0.05%
316 ROYAL DUTCH SHELL PLC 135,741 7,158 0.05%
317 TJX COS INC NEW 90,346 7,145 0.05%
318 VENTAS INC 109,853 7,145 0.05%
319 SPDR SERIES TRUST 161,685 7,108 0.05%
320 ISHARES TR 97,467 7,096 0.05%
321 RYDEX ETF TRUST 120,288 7,080 0.05%
322 TARGET CORP 127,997 7,064 0.05%
323 WELLTOWER INC 99,508 7,047 0.05%
324 ISHARES TR 139,380 7,011 0.05%
325 WASHINGTON TR BANCORP COM 141,820 6,992 0.05%
326 VANGUARD INTL EQUITY INDEX F 135,494 6,987 0.05%
327 SPDR S&P 600 SMALL CAP GROWTH ETF 32,731 6,962 0.05%
328 VICTORY PORTFOLIOS II VCSHS US 500 ENH ETF 162,676 6,938 0.05%
329 VANECK ETF TRUST 303,055 6,913 0.05%
330 KROGER CO 233,783 6,894 0.05%
331 WISDOMTREE TR 82,925 6,845 0.05%
332 ISHARES 5-10 YEAR INVESTMENT GRADE CORPORATE BOND ETF 62,656 6,827 0.05%
333 ISHARES TR 50,439 6,818 0.05%
334 MICRON TECHNOLOGY INC 235,725 6,812 0.05%
335 NUVEEN PREFERRED SECURITIES 711,895 6,791 0.05%
336 FIRST TR LRGE CP CORE ALPHA 131,488 6,787 0.05%
337 BROOKLINE BANCORP INC DEL COM 433,476 6,784 0.05%
338 RYDEX ETF TRUST 56,143 6,781 0.05%
339 PROSPECT CAPITAL CORPORATION 742,858 6,715 0.04%
340 ISHARES TR 85,526 6,713 0.04%
341 EXPRESS SCRIPTS HLDG CO 101,481 6,689 0.04%
342 OPPENHEIMER REV WEIGHTD ETF 146,730 6,676 0.04%
343 PIMCO HIGH INCOME FD 766,719 6,670 0.04%
344 POWERSHARES ETF TR II 155,433 6,662 0.04%
345 AMERIGAS PARTNERS L P 140,124 6,598 0.04%
346 ISHARES MSCI EAFE SMALL CAP IDX FD 121,844 6,597 0.04%
347 VANGUARD WORLD FDS 55,425 6,592 0.04%
348 HALLIBURTON CO 132,567 6,524 0.04%
349 FIRST TR EXCHANGE TRADED FD 74,090 6,523 0.04%
350 PIMCO ETF TR 61,773 6,506 0.04%
Page 7 of 49
Restatement filing (0001333978-18-000004) filed in 2018.02.16
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 4,346,303 494,609 3.31%
2 ISHARES TR 4,134,957 475,272 3.18%
3 VANGUARD TAX-MANAGED FDS 9,339,170 367,029 2.46%
4 APPLE INC 2,549,443 366,253 2.45%
5 VANGUARD INDEX FDS 1,857,375 225,337 1.51%
6 ISHARES TR 850,814 201,873 1.35%
7 SPDR S&P 500 ETF TR 850,785 200,564 1.34%
8 EXXON MOBIL CORP 2,048,805 168,022 1.12%
9 GENERAL ELECTRIC CO 5,227,036 155,766 1.04%
10 BERKSHIRE HATHAWAY INC DEL 912,460 152,089 1.02%
11 JOHNSON & JOHNSON 1,199,588 149,409 1.00%
12 AT&T INC 3,480,265 144,605 0.97%
13 POWERSHARES QQQ TRUST 1,078,563 142,780 0.96%
14 ISHARES TR 1,297,190 134,596 0.90%
15 ISHARES TR 1,858,395 128,527 0.86%
16 ISHARES TR 1,547,264 128,407 0.86%
17 VERIZON COMMUNICATIONS INC 2,563,486 124,970 0.84%
18 ISHARES TR 709,440 121,470 0.81%
19 FS KKR CAPITAL CORP COM 12,108,525 118,664 0.79%
20 PROCTER AND GAMBLE CO 1,318,817 118,496 0.79%
21 VANGUARD INDEX FDS 948,912 115,445 0.77%
22 VANGUARD INTL EQUITY INDEX F 2,867,564 113,900 0.76%
23 ISHARES RUSSELL 2000 VALUE ETF 945,462 111,716 0.75%
24 VANGUARD SPECIALIZED FUNDS 1,181,949 106,304 0.71%
25 MICROSOFT CORP 1,589,981 104,716 0.70%
26 VANGUARD INDEX FDS 475,334 102,838 0.69%
27 VANGUARD INDEX FDS 1,049,449 100,086 0.67%
28 ISHARES TR 706,659 92,940 0.62%
29 RYDEX ETF TRUST 998,371 90,672 0.61%
30 ALTRIA GROUP INC 1,248,790 89,189 0.60%
31 ISHARES TR 825,563 85,892 0.58%
32 PFIZER INC 2,504,859 85,691 0.57%
33 VANGUARD BD INDEX FDS 1,060,315 84,528 0.57%
34 CHEVRON CORP NEW 780,324 83,783 0.56%
35 ISHARES TR 2,130,339 82,444 0.55%
36 VANGUARD WHITEHALL FDS 1,056,328 82,024 0.55%
37 ISHARES TR 738,105 80,077 0.54%
38 ISHARES TR 1,478,707 79,895 0.53%
39 ISHARES RUSSELL 2000 GROWTH ETF 492,051 79,545 0.53%
40 ISHARES TR 1,235,679 76,970 0.52%
41 ISHARES TR 1,603,462 76,517 0.51%
42 SPDR SER TR 1,532,089 73,418 0.49%
43 PEPSICO INC 647,907 72,475 0.49%
44 VANGUARD INDEX FDS 535,498 71,371 0.48%
45 ISHARES TR 676,861 71,226 0.48%
46 INTERNATIONAL BUSINESS MACHS 408,653 71,163 0.48%
47 SPDR SER TR 800,782 70,581 0.47%
48 DISNEY WALT CO 615,622 69,805 0.47%
49 VANGUARD INDEX FDS 812,952 67,142 0.45%
50 VANGUARD INDEX FDS 477,489 66,486 0.45%
Page 1 of 49