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SPDR SERIES TRUST
SPDR SERIES TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 58 Institutional holders with a total value of $148,538,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Charles Schwab Investment Advisory, Inc. 726,356 31,931,000 21.50%
2 STATE STREET CORP 524,696 23,064,000 15.53%
3 MORGAN STANLEY 428,360 18,831,000 12.68%
4 BANK OF AMERICA CORP /DE/ 306,243 13,462,000 9.06%
5 NewSquare Capital LLC 198,995 8,748,000 5.89%
6 LPL Financial LLC 195,322 8,670,000 5.84%
7 Commonwealth Equity Services, Inc 161,685 7,108,000 4.79%
8 SUNTRUST BANKS INC 77,498 3,432,000 2.31%
9 Steinberg Global Asset Management 71,257 3,132,000 2.11%
10 ROYAL BANK OF CANADA 52,758 2,319,000 1.56%
11 CWM, LLC 52,191 2,294,000 1.54%
12 WELLS FARGO & COMPANY/MN 50,420 2,216,000 1.49%
13 Transamerica Financial Advisors, LLC 43,663 1,920,000 1.29%
14 RAYMOND JAMES & ASSOCIATES 38,900 1,710,000 1.15%
15 Stonehearth Capital Management, LLC 38,788 1,705,000 1.15%
16 INVESTMENT PARTNERS, LTD. 37,695 1,657,000 1.12%
17 STIFEL FINANCIAL CORP 27,590 1,210,000 0.81%
18 SNS Financial Group, LLC 26,331 1,158,000 0.78%
19 SUSQUEHANNA INTERNATIONAL GROUP, LLP 26,039 1,145,000 0.77%
20 American Research & Management Co. 24,525 1,078,000 0.73%
21 PNC FINANCIAL SERVICES GROUP, INC. 20,269 892,000 0.60%
22 Raymond James Financial Services Advisors, Inc. 19,390 852,000 0.57%
23 AMERIPRISE FINANCIAL INC 18,954 833,000 0.56%
24 OPTIMUM INVESTMENT ADVISORS 18,245 802,000 0.54%
25 First Allied Advisory Services, Inc. 17,117 752,000 0.51%
26 Regal Investment Advisors LLC 14,238 626,000 0.42%
27 Windsor Capital Management, LLC 12,865 565,000 0.38%
28 PARSONS CAPITAL MANAGEMENT INC/RI 12,835 564,000 0.38%
29 Cetera Advisor Networks LLC 10,020 441,000 0.30%
30 CITIGROUP INC 9,618 423,000 0.28%
31 RWA WEALTH PARTNERS, LLC 9,515 418,000 0.28%
32 FIRST TRUST ADVISORS LP 9,298 409,000 0.28%
33 North Star Investment Management Corp. 8,570 377,000 0.25%
34 KEYBANK NATIONAL ASSOCIATION/OH 8,500 374,000 0.25%
35 BANK OF MONTREAL /CAN/ 8,249 363,000 0.24%
36 Country Club Trust Company, n.a. 7,740 340,000 0.23%
37 LADENBURG THALMANN FINANCIAL SERVICES INC. 7,493 328,000 0.22%
38 Cambridge Investment Research Advisors, Inc. 6,473 285,000 0.19%
39 HBK Sorce Advisory LLC 6,435 283,000 0.19%
40 Coastline Trust Co 6,425 282,000 0.19%
41 TWO SIGMA SECURITIES, LLC 5,401 237,000 0.16%
42 NATIONAL PLANNING CORP 5,108 227,000 0.15%
43 OPPENHEIMER & CO INC 4,941 217,000 0.15%
44 WASHINGTON TRUST BANK 4,094 180,000 0.12%
45 WFG Advisors, LP 3,643 160,000 0.11%
46 BALDWIN WEALTH PARTNERS LLC/MA 2,345 103,000 0.07%
47 Creative Planning 2,113 93,000 0.06%
48 SYNOVUS FINANCIAL CORP 2,007 90,000 0.06%
49 US BANCORP \DE\ 1,209 53,000 0.04%
50 SRH ADVISORS, LLC 1,160 51,000 0.03%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.