| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 3,825,310 | 51,106,000 | 14.55% | ||
| 2 | MORGAN STANLEY | 3,476,809 | 46,450,000 | 13.22% | ||
| 3 | WELLS FARGO & COMPANY/MN | 3,377,363 | 45,121,000 | 12.84% | ||
| 4 | MACKAY SHIELDS LLC | 1,795,140 | 23,983,000 | 6.83% | ||
| 5 | Karpus Management, Inc. | 1,395,787 | 18,648,000 | 5.31% | ||
| 6 | GUGGENHEIM CAPITAL LLC | 1,225,467 | 16,372,000 | 4.66% | ||
| 7 | BANK OF AMERICA CORP /DE/ | 994,424 | 13,285,000 | 3.78% | ||
| 8 | SIT INVESTMENT ASSOCIATES INC | 747,432 | 9,986,000 | 2.84% | ||
| 9 | Invesco Ltd. | 646,555 | 8,638,000 | 2.46% | ||
| 10 | 1607 Capital Partners, LLC | 566,758 | 7,572,000 | 2.16% | ||
| 11 | Commonwealth Equity Services, Inc | 558,093 | 7,456,000 | 2.12% | ||
| 12 | STIFEL FINANCIAL CORP | 539,049 | 7,210,000 | 2.05% | ||
| 13 | VAN ECK ASSOCIATES CORP | 469,635 | 6,274,000 | 1.79% | ||
| 14 | Horizon Kinetics LLC | 458,127 | 6,121,000 | 1.74% | ||
| 15 | Fiera Capital Corp | 449,440 | 6,005,000 | 1.71% | ||
| 16 | HighTower Advisors, LLC | 431,147 | 5,755,000 | 1.64% | ||
| 17 | Advisors Asset Management, Inc. | 399,425 | 5,336,000 | 1.52% | ||
| 18 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 349,558 | 4,666,000 | 1.33% | ||
| 19 | RAYMOND JAMES & ASSOCIATES | 334,110 | 4,464,000 | 1.27% | ||
| 20 | ROYAL BANK OF CANADA | 313,359 | 4,187,000 | 1.19% | ||
| 21 | BB&T SECURITIES, LLC | 232,080 | 3,100,000 | 0.88% | ||
| 22 | 1832 Asset Management L.P. | 160,000 | 2,142,000 | 0.61% | ||
| 23 | COHEN & STEERS, INC. | 159,842 | 2,135,000 | 0.61% | ||
| 24 | CLIFTONLARSONALLEN WEALTH ADVISORS, LLC | 159,428 | 2,130,000 | 0.61% | ||
| 25 | Raymond James Financial Services Advisors, Inc. | 155,702 | 2,080,000 | 0.59% | ||
| 26 | PNC FINANCIAL SERVICES GROUP, INC. | 150,407 | 2,009,000 | 0.57% | ||
| 27 | GOODWIN DANIEL L | 150,332 | 2,008,000 | 0.57% | ||
| 28 | NORTHERN CAPITAL MANAGEMENT LLC | 141,816 | 1,895,000 | 0.54% | ||
| 29 | NATIONAL PLANNING CORP | 125,214 | 1,667,000 | 0.47% | ||
| 30 | AMERIPRISE FINANCIAL INC | 124,432 | 1,662,000 | 0.47% | ||
| 31 | NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | 103,571 | 1,384,000 | 0.39% | ||
| 32 | Shamrock Asset Management LLC | 100,853 | 1,347,000 | 0.38% | ||
| 33 | FIFTH THIRD BANCORP | 94,301 | 1,260,000 | 0.36% | ||
| 34 | Janney Montgomery Scott LLC | 93,519 | 1,249,000 | 0.36% | ||
| 35 | Cambridge Investment Research Advisors, Inc. | 92,724 | 1,239,000 | 0.35% | ||
| 36 | WHITTIER TRUST CO OF NEVADA INC | 90,608 | 1,211,000 | 0.34% | ||
| 37 | BENJAMIN F. EDWARDS & COMPANY, INC. | 89,518 | 1,196,000 | 0.34% | ||
| 38 | RAYMOND JAMES TRUST N.A. | 82,810 | 1,106,000 | 0.31% | ||
| 39 | FIRST FOUNDATION ADVISORS | 79,658 | 1,064,000 | 0.30% | ||
| 40 | Creative Planning | 68,112 | 910,000 | 0.26% | ||
| 41 | FIRST TRUST ADVISORS LP | 63,068 | 843,000 | 0.24% | ||
| 42 | USCA RIA LLC | 62,926 | 841,000 | 0.24% | ||
| 43 | UNITED CAPITAL FINANCIAL ADVISORS, LLC | 56,640 | 757,000 | 0.22% | ||
| 44 | DAVENPORT & Co LLC | 54,215 | 723,228 | 0.21% | ||
| 45 | HOLLENCREST CAPITAL MANAGEMENT | 53,875 | 719,000 | 0.20% | ||
| 46 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 46,520 | 622,000 | 0.18% | ||
| 47 | WHITTIER TRUST CO | 42,333 | 566,000 | 0.16% | ||
| 48 | VICUS CAPITAL | 41,511 | 555,000 | 0.16% | ||
| 49 | Concert Wealth Management Inc. | 40,491 | 540,000 | 0.15% | ||
| 50 | WEDBUSH SECURITIES INC | 40,175 | 537,000 | 0.15% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
