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Institutional Investment Manager
Commonwealth Equity Services, Inc
Commonwealth Equity Services, Inc (CIK: 0001333978) incorporated in Massachusetts, located at 29 Sawyer Road, Waltham, MA. Institutional holdings reported to the SEC.

Institutional Holdings (2017Q1)
Original 13F HR (0001333978-17-000006) filed in 2017.05.15
#
Name
Shares
Value ($)
%
Options
Notes
351 ISHARES TR 41,734 6,498 0.04%
352 WEC ENERGY GROUP INC 105,352 6,387 0.04%
353 OMEGA HEALTHCARE INVS INC 193,483 6,383 0.04%
354 ALLSTATE CORP 78,318 6,382 0.04%
355 ISHARES TR 59,779 6,369 0.04%
356 ISHARES TR 124,916 6,354 0.04%
357 FRANCO NEVADA CORP 95,664 6,267 0.04%
358 SPDR SER TR S&P 600 SML CAP 51,538 6,252 0.04%
359 VANGUARD INTL EQUITY INDEX F 116,747 6,218 0.04%
360 FIDELITY 259,659 6,201 0.04%
361 PAYPAL HLDGS INC 143,445 6,171 0.04%
362 LEGG MASON ETF EQUITY TR 207,411 6,166 0.04%
363 BROWN FORMAN CORP 132,021 6,097 0.04%
364 PIEDMONT OFFICE REALTY TR INC COM CL A 284,002 6,072 0.04%
365 CLAYMORE EXCHANGE TRD FD TR 239,594 6,069 0.04%
366 POWERSHARES ETF TR II 127,657 6,065 0.04%
367 AMERICAN TOWER CORP NEW 49,690 6,039 0.04%
368 T MOBILE US INC 93,292 6,026 0.04%
369 HERSHEY CO 55,162 6,026 0.04%
370 YUM BRANDS INC 94,250 6,023 0.04%
371 Energy Transfer Partners, L.P. 164,164 5,995 0.04%
372 APPLIED MATLS INC 152,794 5,944 0.04%
373 VANGUARD ADMIRAL FDS INC 46,999 5,904 0.04%
374 THERMO FISHER SCIENTIFIC INC 38,439 5,904 0.04%
375 ANNALY CAP MGMT INC 526,671 5,851 0.04%
376 WISDOMTREE TR 114,699 5,806 0.04%
377 AETNA INC NEW 45,509 5,805 0.04%
378 V F CORP 105,216 5,784 0.04%
379 JOHNSON CTLS INTL PLC 137,159 5,777 0.04%
380 PPL CORP 151,249 5,655 0.04%
381 VANGUARD WORLD FD 49,745 5,603 0.04%
382 VANGUARD INDEX FDS 55,903 5,584 0.04%
383 NATIONAL RETAIL PPTYS INC 126,997 5,540 0.04%
384 LIVE OAK BANCSHARES INC 255,848 5,539 0.04%
385 EATON VANCE LTD DURATION INC 399,238 5,521 0.04%
386 FIDELITY 162,874 5,468 0.04%
387 VANGUARD MALVERN FDS 110,099 5,447 0.04%
388 UNDER ARMOUR INC 273,994 5,420 0.04%
389 COLUMBIA PPTY TR INC 243,531 5,419 0.04%
390 FIFTH THIRD BANCORP 211,179 5,364 0.04%
391 CHUBB LIMITED 39,355 5,362 0.04%
392 FIDELITY COMWLTH TR 22,974 5,358 0.04%
393 INTL PAPER CO 105,326 5,348 0.04%
394 CAPITAL ONE FINL CORP 61,613 5,339 0.04%
395 SOUTHWEST AIRLS CO 99,028 5,324 0.04%
396 KAYNE ANDERSON MLP INVT CO 253,268 5,319 0.04%
397 POWERSHARES ETF TRUST 117,401 5,317 0.04%
398 ROYAL DUTCH SHELL PLC 95,167 5,313 0.04%
399 TEVA PHARMACEUTICAL INDS LTD 165,155 5,300 0.04%
400 BUCKEYE PARTNERS L P 77,176 5,291 0.04%
Page 8 of 49
Restatement filing (0001333978-18-000004) filed in 2018.02.16
#
Name
Shares
Value ($)
%
Options
Notes
1 Kinder Morgan Inc Del Wt Exp 052517 79,340 0 0.00%
2 PALATIN TECHNOLOGIES INC 13,250 4 0.00%
3 BIOSTAGE INC 14,547 5 0.00%
4 CYTRX CORP 16,701 7 0.00%
5 SYNTHETIC BIOLOGICS INCORPORATED 11,033 7 0.00%
6 CERECOR INC 13,012 9 0.00%
7 HORNBECK OFFSHORE SVCS INC NEW SR CONV NT1.5 19 16,000 10 0.00%
8 ARVINMERITOR INC 10,000 10 0.00%
9 JEFFERIES GROUP INC NEW SR DB CV3.875 29 10,000 10 0.00%
10 UNI PIXEL INC COM NEW 13,300 11 0.00%
11 HELIX ENERGY SOLUTIONS GRP INC SR GLBL CV NT 32 11,000 11 0.00%
12 SECOND SIGHT MED PRODS INC 11,099 13 0.00%
13 RAIT FINANCIAL TRUST 13,000 13 0.00%
14 EXCO RESOURCES INC 22,938 14 0.00%
15 LIGHTBRIDGE CORP 11,346 15 0.00%
16 URANIUM ENERGY CORP 10,881 15 0.00%
17 LIQTECH INTL INC 42,000 16 0.00%
18 ZION OIL & GAS INC 13,287 16 0.00%
19 BIOLASE INC 12,634 17 0.00%
20 GLOBALSTAR INC 10,788 17 0.00%
21 DRYSHIPS INC 10,619 18 0.00%
22 SANDRIDGE MISSISSIPPIAN TR I 12,601 18 0.00%
23 NANOVIRICIDES INC 16,331 18 0.00%
24 VIVUS INC 16,733 19 0.00%
25 SANOFI 42,259 19 0.00%
26 INTEL CORP JR SB CONV DB 35 14,000 19 0.00%
27 TRANSENTERIX INC 16,930 20 0.00%
28 PERION NETWORK LTD 11,400 20 0.00%
29 NAVIDEA BIOPHARM INC 34,087 20 0.00%
30 NETLIST INC 20,000 20 0.00%
31 NEOVASC INC 12,900 20 0.00%
32 ATHERSYS INC NEW 12,500 21 0.00%
33 BANK OF NOVA SCOTIA 20,000 21 0.00%
34 Durect Corp Com 20,500 22 0.00%
35 ENCORE CAP GROUP INC 25,000 22 0.00%
36 HURON CONSULTING GROUP INC 25,000 23 0.00%
37 LAM RESEARCH CORP SR NT CV 1.25 18 11,000 23 0.00%
38 Chesapeake Energy Corp 39,000 23 0.00%
39 INSEEGO CORP 11,006 23 0.00%
40 TCP CAP CORP NOTE 5.25012/1 23,000 24 0.00%
41 NEW MTN FIN CORP 23,000 24 0.00%
42 TPG Specialty Lending Inc 23,000 24 0.00%
43 HUGOTON RTY TR TEX 13,398 25 0.00%
44 KB HOME SR CV NT1.375 19 24,000 25 0.00%
45 COLONY CAP INC 25,000 25 0.00%
46 NAVIOS MARITIME ACQUIS CORP 14,312 25 0.00%
47 RYLAND GROUP INC SR NT CV 0.25 19 27,000 25 0.00%
48 REDWOOD TR INC NOTE 4.625 4/1 26,000 26 0.00%
49 INTELLIPHARMACEUTICS INTL IN 10,264 26 0.00%
50 TOP SHIPS INC 23,809 26 0.00%
Page 1 of 49