Dark
Light
System
Institutional Investment Manager
Commonwealth Equity Services, Inc
Commonwealth Equity Services, Inc (CIK: 0001333978) incorporated in Massachusetts, located at 29 Sawyer Road, Waltham, MA. Institutional holdings reported to the SEC.
Institutional Holdings (2017Q1)
Original 13F HR (0001333978-17-000006) filed in 2017.05.15
#
Name
Shares
Value ($)
%
Options
Notes
401 FIRST TR EXCHANGE TRADED FD 208,171 5,267 0.04%
402 ISHARES TR 104,790 5,252 0.04%
403 ADOBE INC 40,318 5,247 0.04%
404 XCEL ENERGY INC 117,673 5,231 0.04%
405 EATON CORP PLC 70,542 5,231 0.04%
406 VANGUARD WORLD FDS 37,544 5,199 0.03%
407 DANAHER CORP DEL 60,764 5,197 0.03%
408 BROADCOM LTD 23,698 5,189 0.03%
409 ANTHEM INC 31,234 5,166 0.03%
410 ARES CAPITAL CORP 295,292 5,132 0.03%
411 ISHARES 106,114 5,112 0.03%
412 OPPENHEIMER REV WEIGHTD ETF 147,336 5,109 0.03%
413 XENIA HOTELS & RESORTS INC COM 298,345 5,093 0.03%
414 ISHARES 119,774 5,077 0.03%
415 SPDR SERIES TRUST 89,632 5,074 0.03%
416 POWERSHARES ETF TRUST 86,272 5,069 0.03%
417 ISHARES TR 48,245 5,051 0.03%
418 ISHARES TR 79,601 5,036 0.03%
419 FIRST TRUST EXCH TRADED FUND 2 CONSUMR STAPLE ETF 108,951 5,027 0.03%
420 VALERO ENERGY CORP NEW 75,308 4,992 0.03%
421 ISHARES TR 42,095 4,978 0.03%
422 GLOBAL X FDS 178,387 4,957 0.03%
423 TORONTO DOMINION BK ONT 98,599 4,939 0.03%
424 ANHEUSER BUSCH INBEV SA/NV 44,924 4,931 0.03%
425 CALAMOS CONV OPPORTUNITIES & 447,106 4,918 0.03%
426 VODAFONE GROUP PLC NEW 185,356 4,899 0.03%
427 FLAHERTY CRUMRINE PFD SECS 237,710 4,885 0.03%
428 ECOLAB INC 38,900 4,876 0.03%
429 WISDOMTREE TR 74,283 4,863 0.03%
430 UNILEVER PLC 98,507 4,860 0.03%
431 Vanguard Russell 1000 Value 48,266 4,847 0.03%
432 PRAXAIR INC 40,861 4,846 0.03%
433 CARDINAL HEALTH INC 59,272 4,834 0.03%
434 FLUOR CORP NEW 91,875 4,834 0.03%
435 MARRIOTT INTL INC NEW 51,005 4,804 0.03%
436 FIDELITY 156,768 4,786 0.03%
437 ISHARES TR 109,622 4,782 0.03%
438 PUBLIC STORAGE 21,778 4,767 0.03%
439 FIDELITY 170,697 4,751 0.03%
440 ISHARES TR 36,824 4,729 0.03%
441 MCKESSON CORP 31,867 4,725 0.03%
442 SPDR SER TR 86,233 4,709 0.03%
443 DNP SELECT INCOME FD INC 434,774 4,696 0.03%
444 GENUINE PARTS CO 50,345 4,652 0.03%
445 WISDOMTREE TR 113,873 4,652 0.03%
446 REGIONS FINANCIAL CORP NEW 318,771 4,632 0.03%
447 SIMON PPTY GROUP INC NEW 26,677 4,589 0.03%
448 SPDR SERIES TRUST 124,223 4,588 0.03%
449 OCCIDENTAL PETE CORP DEL 72,341 4,584 0.03%
450 CHURCH & DWIGHT 91,446 4,560 0.03%
Page 9 of 49
Restatement filing (0001333978-18-000004) filed in 2018.02.16
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 4,346,303 494,609 3.31%
2 ISHARES TR 4,134,957 475,272 3.18%
3 VANGUARD TAX-MANAGED FDS 9,339,170 367,029 2.46%
4 APPLE INC 2,549,443 366,253 2.45%
5 VANGUARD INDEX FDS 1,857,375 225,337 1.51%
6 ISHARES TR 850,814 201,873 1.35%
7 SPDR S&P 500 ETF TR 850,785 200,564 1.34%
8 EXXON MOBIL CORP 2,048,805 168,022 1.12%
9 GENERAL ELECTRIC CO 5,227,036 155,766 1.04%
10 BERKSHIRE HATHAWAY INC DEL 912,460 152,089 1.02%
11 JOHNSON & JOHNSON 1,199,588 149,409 1.00%
12 AT&T INC 3,480,265 144,605 0.97%
13 POWERSHARES QQQ TRUST 1,078,563 142,780 0.96%
14 ISHARES TR 1,297,190 134,596 0.90%
15 ISHARES TR 1,858,395 128,527 0.86%
16 ISHARES TR 1,547,264 128,407 0.86%
17 VERIZON COMMUNICATIONS INC 2,563,486 124,970 0.84%
18 ISHARES TR 709,440 121,470 0.81%
19 FS KKR CAPITAL CORP COM 12,108,525 118,664 0.79%
20 PROCTER AND GAMBLE CO 1,318,817 118,496 0.79%
21 VANGUARD INDEX FDS 948,912 115,445 0.77%
22 VANGUARD INTL EQUITY INDEX F 2,867,564 113,900 0.76%
23 ISHARES TR 945,462 111,716 0.75%
24 VANGUARD SPECIALIZED PORTFOL 1,181,949 106,304 0.71%
25 MICROSOFT CORP 1,589,981 104,716 0.70%
26 VANGUARD INDEX FDS 475,334 102,838 0.69%
27 VANGUARD INDEX FDS 1,049,449 100,086 0.67%
28 ISHARES TR 706,659 92,940 0.62%
29 RYDEX ETF TRUST 998,371 90,672 0.61%
30 ALTRIA GROUP INC 1,248,790 89,189 0.60%
31 ISHARES TR 825,563 85,892 0.58%
32 PFIZER INC 2,504,859 85,691 0.57%
33 VANGUARD BD INDEX FDS 1,060,315 84,528 0.57%
34 CHEVRON CORP NEW 780,324 83,783 0.56%
35 ISHARES TR 2,130,339 82,444 0.55%
36 VANGUARD WHITEHALL FDS 1,056,328 82,024 0.55%
37 ISHARES TR 738,105 80,077 0.54%
38 ISHARES TR 1,478,707 79,895 0.53%
39 ISHARES TR 492,051 79,545 0.53%
40 ISHARES TR 1,235,679 76,970 0.52%
41 ISHARES TR 1,603,462 76,517 0.51%
42 SPDR SER TR 1,532,089 73,418 0.49%
43 PEPSICO INC 647,907 72,475 0.49%
44 VANGUARD INDEX FDS 535,498 71,371 0.48%
45 ISHARES TR 676,861 71,226 0.48%
46 INTERNATIONAL BUSINESS MACHS 408,653 71,163 0.48%
47 SPDR SER TR 800,782 70,581 0.47%
48 DISNEY WALT CO 615,622 69,805 0.47%
49 VANGUARD INDEX FDS 812,952 67,142 0.45%
50 VANGUARD INDEX FDS 477,489 66,486 0.45%
Page 1 of 49