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SPDR SERIES TRUST
SPDR SERIES TRUST. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 69 Institutional holders with a total value of $222,961,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GRIMES & Co WEALTH MANAGEMENT, LLC 487,330 27,588,000 12.37%
2 RAYMOND JAMES & ASSOCIATES 446,909 25,299,000 11.35%
3 MORGAN STANLEY 334,255 18,922,000 8.49%
4 BANK OF AMERICA CORP /DE/ 291,287 16,490,000 7.40%
5 FMR LLC 222,086 12,572,000 5.64%
6 Vigilant Capital Management, LLC 217,609 12,319,000 5.53%
7 SEI INVESTMENTS CO 161,687 9,153,000 4.11%
8 STEEL GROVE CAPITAL ADVISORS, LLC 152,196 8,616,000 3.86%
9 FLOW TRADERS U.S. LLC 126,627 7,168,000 3.21%
10 GOLDMAN SACHS GROUP INC 126,298 7,149,000 3.21%
11 ROYAL BANK OF CANADA 109,610 6,205,000 2.78%
12 Clark Capital Management Group, Inc. 108,270 6,129,000 2.75%
13 BlackRock Finance, Inc. 100,000 5,661,000 2.54%
14 Commonwealth Equity Services, Inc 89,632 5,074,000 2.28%
15 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 85,263 4,827,000 2.16%
16 AVIANCE CAPITAL MANAGEMENT, LLC 84,896 4,806,000 2.16%
17 BLAIR WILLIAM & CO/IL 82,259 4,673,000 2.10%
18 AMERIPRISE FINANCIAL INC 82,226 4,654,000 2.09%
19 Hudock, Inc. 78,282 4,431,000 1.99%
20 Raymond James Financial Services Advisors, Inc. 49,509 2,803,000 1.26%
21 LPL Financial LLC 47,502 2,688,000 1.21%
22 CITIGROUP INC 44,361 2,511,000 1.13%
23 Creative Planning 43,482 2,462,000 1.10%
24 COLDSTREAM CAPITAL MANAGEMENT INC 43,498 2,462,000 1.10%
25 SUSQUEHANNA INTERNATIONAL GROUP, LLP 35,063 1,985,000 0.89%
26 HighTower Advisors, LLC 30,718 1,738,000 0.78%
27 WELLS FARGO & COMPANY/MN 27,006 1,528,000 0.69%
28 MATHER GROUP, LLC. 16,202 917,000 0.41%
29 New England Investment & Retirement Group, Inc. 15,043 852,000 0.38%
30 SAGE FINANCIAL GROUP INC 13,727 777,000 0.35%
31 Janney Montgomery Scott LLC 13,052 739,000 0.33%
32 Cambridge Investment Research Advisors, Inc. 10,910 618,000 0.28%
33 ENVESTNET ASSET MANAGEMENT INC 10,813 612,000 0.27%
34 WOLVERINE TRADING LP /BD 10,700 606,000 0.27% Put
35 J.P. Morgan Private Wealth Advisors LLC 9,590 543,000 0.24%
36 NATIONAL PLANNING CORP 9,584 541,000 0.24%
37 STIFEL FINANCIAL CORP 8,850 500,000 0.22%
38 FIRST TRUST ADVISORS LP 7,986 452,000 0.20%
39 Regal Investment Advisors LLC 7,254 411,000 0.18%
40 ASPIRIANT, LLC 7,167 406,000 0.18%
41 Cerity Partners OCIO LLC 7,053 399,000 0.18%
42 WEDBUSH SECURITIES INC 6,475 367,000 0.16%
43 SUNTRUST BANKS INC 6,436 364,000 0.16%
44 PNC FINANCIAL SERVICES GROUP, INC. 6,259 354,000 0.16%
45 BREMER TRUST NATIONAL ASSOCIATION 5,841 330,000 0.15%
46 SHEETS SMITH WEALTH MANAGEMENT 5,599 317,000 0.14%
47 HL FINANCIAL SERVICES LLC 5,578 316,000 0.14%
48 JPMORGAN CHASE & CO 5,339 302,000 0.14%
49 CHEMICAL BANK 5,280 299,000 0.13%
50 BB&T SECURITIES, LLC 5,263 297,000 0.13%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.