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CALAMOS CONV OPP AND INC
CALAMOS CONV OPP AND INC. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 61 Institutional holders with a total value of $98,377,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LPL Financial LLC 1,432,747 15,903,000 16.17%
2 MORGAN STANLEY 1,274,874 14,024,000 14.26%
3 WELLS FARGO & COMPANY/MN 1,105,341 12,159,000 12.36%
4 AMERIPRISE FINANCIAL INC 696,487 7,641,000 7.77%
5 GUGGENHEIM CAPITAL LLC 606,246 6,669,000 6.78%
6 BANK OF AMERICA CORP /DE/ 574,051 6,315,000 6.42%
7 ROYAL BANK OF CANADA 487,835 5,366,000 5.45%
8 Commonwealth Equity Services, Inc 447,106 4,918,000 5.00%
9 Advisors Asset Management, Inc. 289,068 3,180,000 3.23%
10 Cetera Advisor Networks LLC 231,118 2,546,000 2.59%
11 CENTRAL TRUST Co 223,696 2,460,000 2.50%
12 D.A. DAVIDSON & CO. 216,749 2,384,000 2.42%
13 Raymond James Financial Services Advisors, Inc. 191,630 2,108,000 2.14%
14 Invesco Ltd. 109,167 1,201,000 1.22%
15 Texas Yale Capital Corp. 88,657 975,000 0.99%
16 HighTower Advisors, LLC 69,209 762,000 0.77%
17 Sigma Planning Corp 66,031 726,000 0.74%
18 Cetera Advisors LLC 60,733 670,000 0.68%
19 RAYMOND JAMES & ASSOCIATES 60,721 668,000 0.68%
20 PINNACLE ASSOCIATES LTD 58,450 643,000 0.65%
21 First Allied Advisory Services, Inc. 56,628 614,000 0.62%
22 LADENBURG THALMANN FINANCIAL SERVICES INC. 54,804 603,000 0.61%
23 HOLLENCREST CAPITAL MANAGEMENT 54,275 597,000 0.61%
24 STIFEL FINANCIAL CORP 38,679 426,000 0.43%
25 SOUTH TEXAS MONEY MANAGEMENT LTD 33,000 363,000 0.37%
26 Janney Montgomery Scott LLC 32,880 362,000 0.37%
27 Cambridge Investment Research Advisors, Inc. 29,231 322,000 0.33%
28 TRUIST FINANCIAL CORP 28,271 311,000 0.32%
29 WALTER & KEENAN WEALTH MANAGEMENT LLC /IN/ /ADV 25,500 281,000 0.29%
30 UNITED CAPITAL FINANCIAL ADVISORS, LLC 23,850 262,000 0.27%
31 DUMONT & BLAKE INVESTMENT ADVISORS LLC 21,950 241,000 0.24%
32 PINNACLE FINANCIAL PARTNERS INC 21,500 237,000 0.24%
33 FIRST FINANCIAL EQUITY CORPORATION 19,125 210,000 0.21%
34 INVESTMENT CENTERS OF AMERICA INC 18,022 202,000 0.21%
35 PNC FINANCIAL SERVICES GROUP, INC. 17,242 190,000 0.19%
36 Windsor Capital Management, LLC 16,804 184,000 0.19%
37 NATIONAL PLANNING CORP 16,492 183,000 0.19%
38 MML INVESTORS SERVICES, INC. 15,711 173,000 0.18%
39 OPPENHEIMER & CO INC 15,416 170,000 0.17%
40 BB&T SECURITIES, LLC 13,756 151,000 0.15%
41 Concert Wealth Management Inc. 14,982 150,000 0.15%
42 SUNTRUST BANKS INC 14,358 142,000 0.14%
43 SII INVESTMENTS INC/WI 12,615 139,000 0.14%
44 Mariner, LLC 11,592 128,000 0.13%
45 BANK OF MONTREAL /CAN/ 11,064 122,000 0.12%
46 Creative Planning 8,033 88,000 0.09%
47 Allworth Financial LP 5,300 58,000 0.06% PRN
48 FIRST MANHATTAN CO. LLC. 3,000 33,000 0.03%
49 US BANCORP \DE\ 2,610 29,000 0.03%
50 LS Investment Advisors, LLC 2,000 22,000 0.02%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.