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Institutional Investment Manager
Commonwealth Equity Services, Inc
Commonwealth Equity Services, Inc (CIK: 0001333978) incorporated in Massachusetts, located at 29 Sawyer Road, Waltham, MA. Institutional holdings reported to the SEC.
Institutional Holdings (2017Q1)
Original 13F HR (0001333978-17-000006) filed in 2017.05.15
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 4,346,303 494,609 3.31%
2 ISHARES TR 4,134,957 475,272 3.18%
3 VANGUARD TAX-MANAGED FDS 9,339,170 367,029 2.46%
4 APPLE INC 2,549,443 366,253 2.45%
5 VANGUARD INDEX FDS 1,857,375 225,337 1.51%
6 ISHARES TR 850,814 201,873 1.35%
7 SPDR S&P 500 ETF TR 850,785 200,564 1.34%
8 EXXON MOBIL CORP 2,048,805 168,022 1.13%
9 GENERAL ELECTRIC CO 5,227,036 155,766 1.04%
10 BERKSHIRE HATHAWAY INC DEL 912,460 152,089 1.02%
11 JOHNSON & JOHNSON 1,199,588 149,409 1.00%
12 AT&T INC 3,480,265 144,605 0.97%
13 POWERSHARES QQQ TRUST 1,078,563 142,780 0.96%
14 ISHARES TR 1,297,190 134,596 0.90%
15 ISHARES TR 1,858,395 128,527 0.86%
16 ISHARES TR 1,547,264 128,407 0.86%
17 VERIZON COMMUNICATIONS INC 2,563,486 124,970 0.84%
18 ISHARES TR 709,440 121,470 0.81%
19 FS KKR CAPITAL CORP COM 12,108,525 118,664 0.79%
20 PROCTER AND GAMBLE CO 1,318,817 118,496 0.79%
21 VANGUARD INDEX FDS 948,912 115,445 0.77%
22 VANGUARD INTL EQUITY INDEX F 2,867,564 113,900 0.76%
23 ISHARES TR 945,462 111,716 0.75%
24 VANGUARD SPECIALIZED PORTFOL 1,181,949 106,304 0.71%
25 MICROSOFT CORP 1,589,981 104,716 0.70%
26 VANGUARD INDEX FDS 475,334 102,838 0.69%
27 VANGUARD INDEX FDS 1,049,449 100,086 0.67%
28 ISHARES TR 706,659 92,940 0.62%
29 RYDEX ETF TRUST 998,371 90,672 0.61%
30 ALTRIA GROUP INC 1,248,790 89,189 0.60%
31 ISHARES TR 825,563 85,892 0.58%
32 PFIZER INC 2,504,859 85,691 0.57%
33 VANGUARD BD INDEX FDS 1,060,315 84,528 0.57%
34 CHEVRON CORP NEW 780,324 83,783 0.56%
35 ISHARES TR 2,130,339 82,444 0.55%
36 VANGUARD WHITEHALL FDS 1,056,328 82,024 0.55%
37 ISHARES TR 738,105 80,077 0.54%
38 ISHARES TR 1,478,707 79,895 0.53%
39 ISHARES TR 492,051 79,545 0.53%
40 ISHARES TR 1,235,679 76,970 0.52%
41 ISHARES TR 1,603,462 76,517 0.51%
42 SPDR SER TR 1,532,089 73,418 0.49%
43 PEPSICO INC 647,907 72,475 0.49%
44 VANGUARD INDEX FDS 535,498 71,371 0.48%
45 ISHARES TR 676,861 71,226 0.48%
46 INTERNATIONAL BUSINESS MACHS 408,653 71,163 0.48%
47 SPDR SER TR 800,782 70,581 0.47%
48 DISNEY WALT CO 615,622 69,805 0.47%
49 VANGUARD INDEX FDS 812,952 67,142 0.45%
50 VANGUARD INDEX FDS 477,489 66,486 0.45%
Page 1 of 49
Restatement filing (0001333978-18-000004) filed in 2018.02.16
#
Name
Shares
Value ($)
%
Options
Notes
601 UBS AG JERSEY BRH 96,018 2,802 0.02%
602 FLOWERS FOODS INC 143,243 2,780 0.02%
603 PACCAR INC 41,369 2,780 0.02%
604 FIRSTENERGY CORP 87,194 2,775 0.02%
605 LUMEN TECHNOLOGIES INC 117,633 2,773 0.02%
606 VULCAN MATLS CO 22,949 2,765 0.02%
607 ARCONIC INC 104,640 2,756 0.02%
608 ABERDEEN ASIA PACIFIC INCOM 551,173 2,750 0.02%
609 AIR PRODS & CHEMS INC 20,312 2,748 0.02%
610 PROASSURANCE CORP COM 45,567 2,745 0.02%
611 TPG SPECIALTY LENDING INC 134,617 2,745 0.02%
612 HORMEL FOODS CORP 79,234 2,744 0.02%
613 MARKEL CORP 2,809 2,741 0.02%
614 FOOT LOCKER INC 36,607 2,739 0.02%
615 HANCOCK WHITNEY CORPORATION 59,649 2,717 0.02%
616 CLAYMORE EXCHANGE TRD FD TR 109,938 2,709 0.02%
617 SEAGATE TECHNOLOGY PLC 58,969 2,708 0.02%
618 S&P GLOBAL INC 20,707 2,707 0.02%
619 POTASH CORP SASK INC 157,999 2,699 0.02%
620 TEMPLETON EMERGING COM 240,204 2,697 0.02%
621 FISERV INC 23,248 2,681 0.02%
622 KKR & CO L P DEL 146,674 2,674 0.02%
623 ONEOK PARTNERS LP 49,429 2,669 0.02%
624 GUGGENHEIM 1:1 EXC 4/9/18 739371839 21,395 2,664 0.02%
625 FIDELITY 80,719 2,653 0.02%
626 IDEXX LABS INC 17,161 2,653 0.02%
627 ISHARES TR 32,236 2,635 0.02%
628 GOODYEAR TIRE & RUBR CO 73,166 2,634 0.02%
629 CMS ENERGY CORP 58,719 2,627 0.02%
630 ADAMS DIVERSIFIED EQUITY FD 190,792 2,623 0.02%
631 VANECK VECTORS ETF TR 85,607 2,617 0.02%
632 HOST HOTELS & RESORTS INC 139,911 2,611 0.02%
633 II VI INC 72,108 2,599 0.02%
634 ISHARES TR 25,281 2,599 0.02%
635 SENIOR HOUSING PROPERTIES TRUST 128,072 2,593 0.02%
636 SCHWAB U.S. REIT ETF 63,508 2,590 0.02%
637 ALLIANT ENERGY CORP 65,155 2,581 0.02%
638 POWERSHARES ETF TRUST 75,030 2,577 0.02%
639 SCANA 39,404 2,575 0.02%
640 ZOETIS INC 47,701 2,546 0.02%
641 GAMCO GLOBAL GOLD NAT RES & 453,560 2,538 0.02%
642 PRINCIPAL FIN GROUP 40,180 2,536 0.02%
643 NATIONAL HEALTH INVS INC 34,788 2,527 0.02%
644 VANECK VECTORS ETF TR 21,193 2,523 0.02%
645 WHOLE FOODS MKT INC 84,703 2,517 0.02%
646 POWERSHARES ETF TRUST 86,101 2,514 0.02%
647 AMER STATES WTR CO 56,341 2,496 0.02%
648 DBX ETF TR 92,089 2,492 0.02%
649 NXP SEMICONDUCTORS N V 23,968 2,481 0.02%
650 ISHARES TR 25,682 2,471 0.02%
Page 13 of 49