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AMER STATES WTR CO
AMER STATES WTR CO. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 207 Institutional holders with a total value of $1,080,813,226.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BlackRock Finance, Inc. 4,590,223 203,346,000 18.81%
2 VANGUARD GROUP INC 3,694,087 163,649,000 15.14%
3 PICTET ASSET MANAGEMENT LTD 1,679,726 74,412,000 6.88%
4 DIMENSIONAL FUND ADVISORS LP 1,318,957 58,429,000 5.41%
5 Bank of New York Mellon Corp 954,997 42,306,000 3.91%
6 STATE STREET CORP 950,772 42,119,000 3.90%
7 RENAISSANCE TECHNOLOGIES LLC 849,300 37,624,000 3.48%
8 NORTHERN TRUST CORP 605,711 26,832,000 2.48%
9 JPMORGAN CHASE & CO 597,010 26,448,000 2.45%
10 FIRST TRUST ADVISORS LP 508,615 22,532,000 2.08%
11 BAILLIE GIFFORD & CO 487,984 21,617,000 2.00%
12 Invesco Ltd. 447,647 19,831,000 1.83%
13 OppenheimerFunds, Inc. 381,061 16,880,000 1.56%
14 GEODE CAPITAL MANAGEMENT, LLC 362,884 16,075,000 1.49%
15 Boston Trust Walden Corp 346,854 15,366,000 1.42%
16 Copeland Capital Management, LLC 338,547 14,855,000 1.37%
17 PRINCIPAL FINANCIAL GROUP INC 318,122 14,093,000 1.30%
18 Granite Investment Partners, LLC 296,313 13,127,000 1.21%
19 ROYAL BANK OF CANADA 251,038 11,122,000 1.03%
20 AMERIPRISE FINANCIAL INC 232,523 10,301,000 0.95%
21 Water Asset Management LLC 211,500 9,369,000 0.87%
22 PARAMETRIC PORTFOLIO ASSOCIATES LLC 204,526 9,061,000 0.84%
23 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 198,775 8,806,000 0.81%
24 NORGES BANK 195,831 8,675,000 0.80%
25 THRIVENT FINANCIAL FOR LUTHERANS 178,930 7,926,000 0.73%
26 Legal & General Group Plc 165,294 7,319,000 0.68%
27 PRUDENTIAL FINANCIAL INC 160,672 7,118,000 0.66%
28 MORGAN STANLEY 154,646 6,852,000 0.63%
29 TIAA CREF INVESTMENT MANAGEMENT LLC 132,566 5,873,000 0.54%
30 BANK OF AMERICA CORP /DE/ 123,701 5,479,000 0.51%
31 GUGGENHEIM CAPITAL LLC 121,340 5,374,000 0.50%
32 KBC Group NV 108,985 4,828,000 0.45%
33 RUSSELL INVESTMENTS GROUP, LTD. 106,981 4,740,000 0.44%
34 ZACKS INVESTMENT MANAGEMENT 102,683 4,549,000 0.42%
35 NEW YORK STATE TEACHERS RETIREMENT SYSTEM 101,518 4,497,000 0.42%
36 D.A. DAVIDSON & CO. 93,006 4,120,000 0.38%
37 RHUMBLINE ADVISERS 91,484 4,053,000 0.37%
38 WELLS FARGO & COMPANY/MN 79,225 3,510,000 0.32%
39 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 79,100 3,504,000 0.32%
40 SEGALL BRYANT & HAMILL, LLC 75,492 3,344,000 0.31%
41 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 71,928 3,186,000 0.29%
42 UBS Group AG 68,283 3,025,000 0.28%
43 DEUTSCHE BANK AG\ 67,041 2,969,000 0.27%
44 NEW YORK STATE COMMON RETIREMENT FUND 65,568 2,905,000 0.27%
45 ALLIANCEBERNSTEIN L.P. 65,261 2,891,000 0.27%
46 TEACHERS ADVISORS, LLC 62,895 2,786,000 0.26%
47 GOLDMAN SACHS GROUP INC 61,886 2,742,000 0.25%
48 BAIRD FINANCIAL GROUP, INC. 60,667 2,688,000 0.25%
49 Swiss National Bank 60,200 2,667,000 0.25%
50 STRS OHIO 60,000 2,658,000 0.25%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.