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GAMCO GLOBAL GOLD NAT RES &
GAMCO GLOBAL GOLD NAT RES &. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 84 Institutional holders with a total value of $78,048,120.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Oxbow Advisors, LLC 2,899,196 16,221,000 20.78%
2 MORGAN STANLEY 2,013,508 11,266,000 14.43%
3 RPG INVESTMENT ADVISORY, LLC 1,188,799 6,650,000 8.52%
4 UBS Group AG 1,115,015 6,238,000 7.99%
5 BANK OF AMERICA CORP /DE/ 772,828 4,324,000 5.54%
6 RAYMOND JAMES & ASSOCIATES 562,570 3,148,000 4.03%
7 LPL Financial LLC 537,591 3,048,000 3.91%
8 Raymond James Financial Services Advisors, Inc. 491,731 2,751,000 3.52%
9 DOLIVER ADVISORS, LP 458,553 2,566,000 3.29%
10 Commonwealth Equity Services, Inc 453,560 2,538,000 3.25%
11 BANK OF NOVA SCOTIA 412,372 2,309,000 2.96%
12 MILLENNIUM MANAGEMENT LLC 324,381 1,817,000 2.33%
13 CITIGROUP INC 198,477 1,111,000 1.42%
14 D.A. DAVIDSON & CO. 183,598 1,027,000 1.32%
15 Janney Montgomery Scott LLC 172,030 963,000 1.23%
16 Cetera Advisor Networks LLC 154,251 860,000 1.10%
17 HighTower Advisors, LLC 145,634 825,000 1.06%
18 Cambridge Investment Research Advisors, Inc. 125,719 703,000 0.90%
19 Invesco Ltd. 125,041 700,000 0.90%
20 BB&T SECURITIES, LLC 122,592 685,000 0.88%
21 WEDBUSH SECURITIES INC 115,509 646,000 0.83%
22 Cetera Advisors LLC 97,303 547,000 0.70%
23 STEWARD PARTNERS INVESTMENT ADVISORY, LLC 94,942 531,000 0.68%
24 EDMONDS DUNCAN REGISTERED INVESTMENT ADVISORS, LLC 86,550 491,000 0.63%
25 LADENBURG THALMANN FINANCIAL SERVICES INC. 75,746 424,000 0.54%
26 ROYAL BANK OF CANADA 72,676 407,000 0.52%
27 Hilltop Holdings Inc. 65,605 367,000 0.47%
28 MML INVESTORS SERVICES, INC. 65,387 366,000 0.47%
29 FRANKLIN RESOURCES INC 64,469 357,000 0.46%
30 AMERIPRISE FINANCIAL INC 60,152 337,000 0.43%
31 WELLS FARGO & COMPANY/MN 54,507 305,000 0.39%
32 NWAM LLC 54,350 304,000 0.39%
33 ADVISOR GROUP, INC. 53,824 300,000 0.38%
34 B. Riley Wealth Advisors, Inc. 50,017 280,000 0.36%
35 OPTIMUM INVESTMENT ADVISORS 40,700 228,000 0.29%
36 SOUTH TEXAS MONEY MANAGEMENT LTD 40,000 224,000 0.29%
37 Creative Planning 33,419 187,000 0.24%
38 ALLEGIS INVESTMENT ADVISORS, LLC 30,351 170,000 0.22%
39 STIFEL FINANCIAL CORP 27,598 156,000 0.20%
40 FLAGSHIP HARBOR ADVISORS, LLC 25,941 147,000 0.19%
41 Nuveen Asset Management, LLC 22,500 126,000 0.16%
42 Highlander Capital Management, LLC 21,800 122,000 0.16%
43 Private Advisor Group, LLC 20,794 116,000 0.15%
44 ASSOCIATED BANC-CORP 20,000 112,000 0.14%
45 IFP ADVISORS, INC 17,062 95,000 0.12%
46 HM PAYSON & CO 15,050 84,000 0.11%
47 Brown Advisory Securities, LLC 14,150 79,000 0.10%
48 US BANCORP \DE\ 13,762 77,000 0.10%
49 BROWN ADVISORY INC 13,294 74,000 0.09%
50 NORTHERN TRUST CORP 12,000 67,000 0.09%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.