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Institutional Investment Manager
Commonwealth Equity Services, Inc
Commonwealth Equity Services, Inc (CIK: 0001333978) incorporated in Massachusetts, located at 29 Sawyer Road, Waltham, MA. Institutional holdings reported to the SEC.
Institutional Holdings (2017Q1)
Original 13F HR (0001333978-17-000006) filed in 2017.05.15
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 4,346,303 494,609 3.31%
2 ISHARES TR 4,134,957 475,272 3.18%
3 VANGUARD TAX-MANAGED FDS 9,339,170 367,029 2.46%
4 APPLE INC 2,549,443 366,253 2.45%
5 VANGUARD INDEX FDS 1,857,375 225,337 1.51%
6 ISHARES TR 850,814 201,873 1.35%
7 SPDR S&P 500 ETF TR 850,785 200,564 1.34%
8 EXXON MOBIL CORP 2,048,805 168,022 1.13%
9 GENERAL ELECTRIC CO 5,227,036 155,766 1.04%
10 BERKSHIRE HATHAWAY INC DEL 912,460 152,089 1.02%
11 JOHNSON & JOHNSON 1,199,588 149,409 1.00%
12 AT&T INC 3,480,265 144,605 0.97%
13 POWERSHARES QQQ TRUST 1,078,563 142,780 0.96%
14 ISHARES TR 1,297,190 134,596 0.90%
15 ISHARES TR 1,858,395 128,527 0.86%
16 ISHARES TR 1,547,264 128,407 0.86%
17 VERIZON COMMUNICATIONS INC 2,563,486 124,970 0.84%
18 ISHARES TR 709,440 121,470 0.81%
19 FS KKR CAPITAL CORP COM 12,108,525 118,664 0.79%
20 PROCTER AND GAMBLE CO 1,318,817 118,496 0.79%
21 VANGUARD INDEX FDS 948,912 115,445 0.77%
22 VANGUARD INTL EQUITY INDEX F 2,867,564 113,900 0.76%
23 ISHARES TR 945,462 111,716 0.75%
24 VANGUARD SPECIALIZED PORTFOL 1,181,949 106,304 0.71%
25 MICROSOFT CORP 1,589,981 104,716 0.70%
26 VANGUARD INDEX FDS 475,334 102,838 0.69%
27 VANGUARD INDEX FDS 1,049,449 100,086 0.67%
28 ISHARES TR 706,659 92,940 0.62%
29 RYDEX ETF TRUST 998,371 90,672 0.61%
30 ALTRIA GROUP INC 1,248,790 89,189 0.60%
31 ISHARES TR 825,563 85,892 0.58%
32 PFIZER INC 2,504,859 85,691 0.57%
33 VANGUARD BD INDEX FDS 1,060,315 84,528 0.57%
34 CHEVRON CORP NEW 780,324 83,783 0.56%
35 ISHARES TR 2,130,339 82,444 0.55%
36 VANGUARD WHITEHALL FDS 1,056,328 82,024 0.55%
37 ISHARES TR 738,105 80,077 0.54%
38 ISHARES TR 1,478,707 79,895 0.53%
39 ISHARES TR 492,051 79,545 0.53%
40 ISHARES TR 1,235,679 76,970 0.52%
41 ISHARES TR 1,603,462 76,517 0.51%
42 SPDR SER TR 1,532,089 73,418 0.49%
43 PEPSICO INC 647,907 72,475 0.49%
44 VANGUARD INDEX FDS 535,498 71,371 0.48%
45 ISHARES TR 676,861 71,226 0.48%
46 INTERNATIONAL BUSINESS MACHS 408,653 71,163 0.48%
47 SPDR SER TR 800,782 70,581 0.47%
48 DISNEY WALT CO 615,622 69,805 0.47%
49 VANGUARD INDEX FDS 812,952 67,142 0.45%
50 VANGUARD INDEX FDS 477,489 66,486 0.45%
Page 1 of 49
Restatement filing (0001333978-18-000004) filed in 2018.02.16
#
Name
Shares
Value ($)
%
Options
Notes
651 ETF MANAGERS TR 133,205 3,932 0.03%
652 ETF MANAGERS TR 8,856 261 0.00%
653 ETFIS SER TR I 51,518 576 0.00%
654 ETFS PHYSICAL PRECIOUS METAL BASKET SHARES 20,453 1,301 0.01%
655 ETFS PHYSICAL SILVER SHARES 16,465 293 0.00%
656 ETHAN ALLEN INTERIORS INC COM 38,062 1,167 0.01%
657 EURONAV NV ANTWERPEN 11,069 87 0.00%
658 EVERSOURCE ENERGY 180,552 10,613 0.07%
659 EXACT SCIENCES CORP 16,222 383 0.00%
660 EXCHANGE TRADED CONCEPTS TR 84,675 1,611 0.01%
661 EXCHANGE TRADED CONCEPTS TR 44,815 1,443 0.01%
662 EXCO RESOURCES INC 22,938 14 0.00%
663 EXELIXIS INC 97,809 2,120 0.01%
664 EXELON CORP 241,396 8,685 0.06%
665 EXPEDIA INC DEL 6,398 807 0.01%
666 EXPEDITORS INTL WASH INC 17,312 978 0.01%
667 EXPRESS SCRIPTS HLDG CO 101,481 6,689 0.04%
668 EXTRA SPACE STORAGE INC 3,515 261 0.00%
669 EXXON MOBIL CORP 2,048,805 168,022 1.12%
670 Energy Transfer Partners, L.P. 164,164 5,995 0.04%
671 Enterprise Bancorp Inc Mass 88,121 3,063 0.02%
672 Evoke Pharma Inc 30,062 93 0.00%
673 F5 NETWORKS INC 2,630 375 0.00%
674 FABRINET SHS 32,036 1,346 0.01%
675 FACEBOOK INC 397,874 56,518 0.38%
676 FACTSET RESH SYS INC 2,555 421 0.00%
677 FAIRMOUNT SANTROL HLDGS INC 25,875 190 0.00%
678 FARMERS NATIONAL BANC CORP 46,110 662 0.00%
679 FASTENAL CO 149,015 7,674 0.05%
680 FEDERAL REALTY INVS 12,421 1,658 0.01%
681 FEDERATED HERMES INC CL B 457,882 12,061 0.08%
682 FEDEX CORP 94,985 18,536 0.12%
683 FIAT CHRYSLER AUTOMOBILES N V SHS 20,606 225 0.00%
684 FIDELITY 13,555 415 0.00%
685 FIDELITY 32,897 1,096 0.01%
686 FIDELITY 259,659 6,201 0.04%
687 FIDELITY 156,768 4,786 0.03%
688 FIDELITY 380,760 15,668 0.10%
689 FIDELITY 162,874 5,468 0.04%
690 FIDELITY 265,148 9,468 0.06%
691 FIDELITY 592,464 20,825 0.14%
692 FIDELITY 225,940 4,435 0.03%
693 FIDELITY 118,243 4,101 0.03%
694 FIDELITY 235,972 11,843 0.08%
695 FIDELITY 170,697 4,751 0.03%
696 FIDELITY 80,719 2,653 0.02%
697 FIDELITY 238,389 11,879 0.08%
698 FIDELITY 10,186 285 0.00%
699 FIDELITY 62,781 1,798 0.01%
700 FIDELITY COMWLTH TR 22,974 5,358 0.04%
Page 14 of 49