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ETFS PHYSICAL PRECIOUS METAL BASKET SHARES
ETFS PHYSICAL PRECIOUS METAL BASKET SHARES. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 49 Institutional holders with a total value of $104,960,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Charles Schwab Investment Advisory, Inc. 774,545 49,261,000 46.93%
2 WELLS FARGO & COMPANY/MN 147,112 9,356,000 8.91%
3 PEAK FINANCIAL MANAGEMENT, INC. 126,198 8,026,000 7.65%
4 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 86,066 5,487,000 5.23%
5 UBS Group AG 77,049 4,900,000 4.67%
6 Courage Miller Partners, LLC 70,768 4,501,000 4.29%
7 BANK OF AMERICA CORP /DE/ 57,030 3,628,000 3.46%
8 Raymond James Financial Services Advisors, Inc. 44,323 2,819,000 2.69%
9 ALMANACK INVESTMENT PARTNERS, LLC. 39,024 2,482,000 2.36%
10 AVALON CAPITAL MANAGEMENT 27,796 1,768,000 1.68%
11 MORGAN STANLEY 23,405 1,489,000 1.42%
12 Commonwealth Equity Services, Inc 20,453 1,301,000 1.24%
13 Virtu Financial LLC 19,667 1,251,000 1.19%
14 IFP ADVISORS, INC 18,274 1,162,000 1.11%
15 LPL Financial LLC 16,785 1,071,000 1.02%
16 Pinnacle Advisory Group, Inc. 10,966 697,000 0.66%
17 RAYMOND JAMES & ASSOCIATES 8,865 564,000 0.54%
18 Texas Yale Capital Corp. 8,800 560,000 0.53%
19 RWA WEALTH PARTNERS, LLC 8,775 558,000 0.53%
20 SUSQUEHANNA INTERNATIONAL GROUP, LLP 7,870 501,000 0.48%
21 AMERIPRISE FINANCIAL INC 6,983 444,000 0.42%
22 Tradewinds Capital Management, LLC 6,485 412,000 0.39%
23 Advisory Alpha, LLC 6,300 395,000 0.38%
24 ALLIANCE WEALTH MANAGEMENT GROUP 5,720 362,000 0.34%
25 Moors & Cabot, Inc. 5,660 360,000 0.34%
26 Cutter & CO Brokerage, Inc. 4,975 316,000 0.30%
27 Cambridge Investment Research Advisors, Inc. 4,089 260,000 0.25%
28 CARDAN CAPITAL PARTNERS, LLC 3,960 252,000 0.24%
29 Fernwood Investment Management, LLC 3,200 204,000 0.19%
30 WASHINGTON TRUST BANK 1,378 88,000 0.08%
31 ROYAL BANK OF CANADA 1,353 86,000 0.08%
32 WATERMARK ASSET MANAGEMENT, INC. 1,145 73,000 0.07%
33 Allworth Financial LP 1,030 66,000 0.06%
34 Creative Planning 877 56,000 0.05%
35 ADVISOR GROUP, INC. 773 49,000 0.05%
36 WFG Advisors, LP 500 32,000 0.03%
37 KERNODLE & KATON ASSET MANAGEMENT GROUP, LLC 400 25,000 0.02%
38 GUIDANT WEALTH ADVISORS 274 17,000 0.02%
39 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 251 16,000 0.02%
40 CWM, LLC 250 16,000 0.02%
41 CITIGROUP INC 235 15,000 0.01%
42 GLENMEDE TRUST CO NA 158 10,000 0.01%
43 Horrell Capital Management, Inc. 500 9,000 0.01%
44 TRUST DEPARTMENT MB FINANCIAL BANK N A 80 5,000 0.00%
45 LADENBURG THALMANN FINANCIAL SERVICES INC. 50 3,000 0.00%
46 Transamerica Financial Advisors, LLC 41 3,000 0.00%
47 Madden Advisory Services, Inc. 55 3,000 0.00%
48 PNC FINANCIAL SERVICES GROUP, INC. 23 1,000 0.00%
49 Parallax Volatility Advisers, L.P. 1 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.