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Institutional Investment Manager
Commonwealth Equity Services, Inc
Commonwealth Equity Services, Inc (CIK: 0001333978) incorporated in Massachusetts, located at 29 Sawyer Road, Waltham, MA. Institutional holdings reported to the SEC.
Institutional Holdings (2017Q1)
Original 13F HR (0001333978-17-000006) filed in 2017.05.15
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 4,346,303 494,609 3.31%
2 ISHARES TR 4,134,957 475,272 3.18%
3 VANGUARD TAX-MANAGED FDS 9,339,170 367,029 2.46%
4 APPLE INC 2,549,443 366,253 2.45%
5 VANGUARD INDEX FDS 1,857,375 225,337 1.51%
6 ISHARES TR 850,814 201,873 1.35%
7 SPDR S&P 500 ETF TR 850,785 200,564 1.34%
8 EXXON MOBIL CORP 2,048,805 168,022 1.13%
9 GENERAL ELECTRIC CO 5,227,036 155,766 1.04%
10 BERKSHIRE HATHAWAY INC DEL 912,460 152,089 1.02%
11 JOHNSON & JOHNSON 1,199,588 149,409 1.00%
12 AT&T INC 3,480,265 144,605 0.97%
13 POWERSHARES QQQ TRUST 1,078,563 142,780 0.96%
14 ISHARES TR 1,297,190 134,596 0.90%
15 ISHARES TR 1,858,395 128,527 0.86%
16 ISHARES TR 1,547,264 128,407 0.86%
17 VERIZON COMMUNICATIONS INC 2,563,486 124,970 0.84%
18 ISHARES TR 709,440 121,470 0.81%
19 FS KKR CAPITAL CORP COM 12,108,525 118,664 0.79%
20 PROCTER AND GAMBLE CO 1,318,817 118,496 0.79%
21 VANGUARD INDEX FDS 948,912 115,445 0.77%
22 VANGUARD INTL EQUITY INDEX F 2,867,564 113,900 0.76%
23 ISHARES TR 945,462 111,716 0.75%
24 VANGUARD SPECIALIZED PORTFOL 1,181,949 106,304 0.71%
25 MICROSOFT CORP 1,589,981 104,716 0.70%
26 VANGUARD INDEX FDS 475,334 102,838 0.69%
27 VANGUARD INDEX FDS 1,049,449 100,086 0.67%
28 ISHARES TR 706,659 92,940 0.62%
29 RYDEX ETF TRUST 998,371 90,672 0.61%
30 ALTRIA GROUP INC 1,248,790 89,189 0.60%
31 ISHARES TR 825,563 85,892 0.58%
32 PFIZER INC 2,504,859 85,691 0.57%
33 VANGUARD BD INDEX FDS 1,060,315 84,528 0.57%
34 CHEVRON CORP NEW 780,324 83,783 0.56%
35 ISHARES TR 2,130,339 82,444 0.55%
36 VANGUARD WHITEHALL FDS 1,056,328 82,024 0.55%
37 ISHARES TR 738,105 80,077 0.54%
38 ISHARES TR 1,478,707 79,895 0.53%
39 ISHARES TR 492,051 79,545 0.53%
40 ISHARES TR 1,235,679 76,970 0.52%
41 ISHARES TR 1,603,462 76,517 0.51%
42 SPDR SER TR 1,532,089 73,418 0.49%
43 PEPSICO INC 647,907 72,475 0.49%
44 VANGUARD INDEX FDS 535,498 71,371 0.48%
45 ISHARES TR 676,861 71,226 0.48%
46 INTERNATIONAL BUSINESS MACHS 408,653 71,163 0.48%
47 SPDR SER TR 800,782 70,581 0.47%
48 DISNEY WALT CO 615,622 69,805 0.47%
49 VANGUARD INDEX FDS 812,952 67,142 0.45%
50 VANGUARD INDEX FDS 477,489 66,486 0.45%
Page 1 of 49
Restatement filing (0001333978-18-000004) filed in 2018.02.16
#
Name
Shares
Value ($)
%
Options
Notes
651 YUM CHINA HLDGS INC 90,633 2,465 0.02%
652 ISHARES TR 20,016 2,463 0.02%
653 HEWLETT PACKARD ENTERPRISE C 103,926 2,463 0.02%
654 WISDOMTREE TR 61,835 2,459 0.02%
655 DYNEX CAP INC 346,661 2,458 0.02%
656 HARRIS CORP 22,076 2,456 0.02%
657 ROCKWELL COLLINS INC 25,261 2,454 0.02%
658 SCHWAB U.S. LARGE-CAP ETF 43,358 2,440 0.02%
659 HARLEY DAVIDSON INC 40,217 2,433 0.02%
660 ISHARES TR 86,415 2,414 0.02%
661 SKYWORKS SOLUTIONS INC 24,567 2,407 0.02%
662 VEEVA SYS INC 46,469 2,383 0.02%
663 PIMCO INCOME OPPORTUNITY FD 95,905 2,381 0.02%
664 EATON VANCE TAX ADVT DIV INC 112,129 2,372 0.02%
665 POWERSHARES ETF TR II 81,375 2,365 0.02%
666 VANGUARD WORLD FDS 19,060 2,358 0.02%
667 NU SKIN ENTERPRISES INC 42,458 2,358 0.02%
668 MARATHON OIL CORP 148,942 2,353 0.02%
669 AGNC INVT CORP 118,201 2,351 0.02%
670 GRAMERCY PPTY TR 89,237 2,347 0.02%
671 PIMCO STRATEGIC INCOME FD IN 246,037 2,342 0.02%
672 HUNTINGTON BANCSHARES INC 174,452 2,336 0.02%
673 ONEOK INC NEW 42,027 2,330 0.02%
674 MANULIFE FINL CORP 131,267 2,329 0.02%
675 HANCOCK JOHN PFD INCOME FD 109,486 2,327 0.02%
676 FIRST TRUST PORTFOLIOS SHS ETF 38,627 2,323 0.02%
677 DISCOVER FINL SVCS 33,677 2,303 0.02%
678 ACTIVISION BLIZZARD INC 46,125 2,300 0.02%
679 CBS CORP NEW 33,093 2,295 0.02%
680 SPDR SER TR 28,107 2,292 0.02%
681 PG&E CORP 34,487 2,289 0.02%
682 WISDOMTREE TRUST EUROPE SMCP DV ETF 38,615 2,281 0.02%
683 DEUTSCHE MUNICIPAL 171,920 2,278 0.02%
684 SUNTRUST BKS INC 40,981 2,266 0.02%
685 NUVEEN DIVID ADVANTAGE MUN FD COM SH BEN INT 157,018 2,259 0.02%
686 FIRST TR EXCH TRD ALPHA FD I 70,638 2,257 0.02%
687 NEW YORK CMNTY BANCORP INC 161,134 2,251 0.02%
688 DIVERSIFIED REAL ASSET INCOME FD COM SHS 129,389 2,245 0.02%
689 Berkshire Hills Bancorp Inc 62,169 2,241 0.02%
690 UNILEVER N V 44,997 2,235 0.01%
691 CHENIERE ENERGY INC 47,160 2,229 0.01%
692 DARDEN RESTAURANTS INC 26,630 2,228 0.01%
693 INDEXIQ ETF TR 114,336 2,220 0.01%
694 INTUITIVE SURGICAL INC 2,896 2,220 0.01%
695 ISHARES TR 20,110 2,216 0.01%
696 HASBRO INC 22,198 2,216 0.01%
697 UNITED STATES STL CORP NEW 65,281 2,207 0.01%
698 HEALTHCARE TR AMER INC 69,906 2,199 0.01%
699 REGENERON PHARMACEUTICALS 5,656 2,192 0.01%
700 BGC PARTNERS INCORPORATED CLASS A 192,808 2,190 0.01%
Page 14 of 49