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PIMCO STRATEGIC INCOME FD
PIMCO STRATEGIC INCOME FD. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 47 Institutional holders with a total value of $22,965,193.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 LPL Financial LLC 689,747 6,573,000 28.62%
2 Commonwealth Equity Services, Inc 246,037 2,342,000 10.20%
3 MML INVESTORS SERVICES, INC. 188,386 1,793,000 7.81%
4 SII INVESTMENTS INC/WI 152,736 1,450,000 6.31%
5 LADENBURG THALMANN FINANCIAL SERVICES INC. 132,675 1,263,000 5.50%
6 MORGAN STANLEY 131,935 1,256,000 5.47%
7 UBS Group AG 115,717 1,102,000 4.80%
8 Cambridge Investment Research Advisors, Inc. 104,924 999,000 4.35%
9 Raymond James Financial Services Advisors, Inc. 70,673 673,000 2.93%
10 Kovack Advisors, Inc. 56,620 539,000 2.35%
11 BANK OF AMERICA CORP /DE/ 56,291 536,000 2.33%
12 CETERA INVESTMENT ADVISERS 48,759 464,000 2.02%
13 Brick & Kyle, Associates 40,720 388,000 1.69%
14 RAYMOND JAMES & ASSOCIATES 37,897 361,000 1.57%
15 ROYAL BANK OF CANADA 35,771 341,000 1.48%
16 Stratos Wealth Partners, LTD. 33,250 317,000 1.38%
17 MILLENNIUM MANAGEMENT LLC 25,228 240,000 1.05%
18 TIAA CREF TRUST CO FSB/MO 24,211 230,000 1.00%
19 NATIONAL PLANNING CORP 22,040 212,000 0.92%
20 INVESTMENT CENTERS OF AMERICA INC 21,339 205,000 0.89%
21 STIFEL FINANCIAL CORP 21,233 204,000 0.89%
22 AMERIPRISE FINANCIAL INC 20,262 193,000 0.84%
23 MANUFACTURERS LIFE INSURANCE COMPANY, THE 16,621 158,000 0.69%
24 Private Advisor Group, LLC 15,926 153,000 0.67%
25 Creative Planning 15,457 147,000 0.64%
26 WELLS FARGO & COMPANY/MN 14,826 141,000 0.61%
27 HOLLOWAY WEALTH MANAGEMENT, LLC 12,792 122,000 0.53% PRN
28 GUGGENHEIM CAPITAL LLC 11,912 113,000 0.49%
29 ANCHOR INVESTMENT MANAGEMENT, LLC 10,300 98,056 0.43%
30 ADVISOR GROUP, INC. 7,430 71,000 0.31%
31 Clearbridge Investments, LLC 6,394 61,000 0.27%
32 PNC FINANCIAL SERVICES GROUP, INC. 6,036 58,000 0.25%
33 HAREL INSURANCE INVESTMENTS & FINANCIAL SERVICES LTD. 3,208 31,000 0.13%
34 GENEOS WEALTH MANAGEMENT INC. 3,062 29,000 0.13%
35 Clean Yield Group 2,100 20,000 0.09%
36 REILLY FINANCIAL ADVISORS, LLC 1,500 14,000 0.06%
37 IFP ADVISORS, INC 1,345 13,000 0.06%
38 FIFTH THIRD BANCORP 1,350 13,000 0.06%
39 RISK PARADIGM GROUP, LLC 1,085 10,329 0.04%
40 PENSERRA CAPITAL MANAGEMENT LLC 1,021 9,000 0.04%
41 Advisory Services Network, LLC 895 9,000 0.04%
42 BENJAMIN F. EDWARDS & COMPANY, INC. 499 5,000 0.02%
43 Winslow, Evans & Crocker, Inc. 400 3,808 0.02%
44 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 329 3,000 0.01%
45 CITIGROUP INC 150 1,000 0.00%
46 NEXT Financial Group, Inc 125 1,000 0.00%
47 YORKBRIDGE WEALTH PARTNERS, LLC 5 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.