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FIRST TR EXCH TRD ALPHA FD I
FIRST TR EXCH TRD ALPHA FD I. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 52 Institutional holders with a total value of $136,653,689.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 1,297,125 41,443,000 30.33%
2 WELLS FARGO & COMPANY/MN 914,441 29,217,000 21.38%
3 UBS Group AG 446,146 14,254,000 10.43%
4 RAYMOND JAMES & ASSOCIATES 181,649 5,804,000 4.25%
5 Orion Porfolio Solutions, LLC 180,000 5,751,000 4.21%
6 LPL Financial LLC 170,966 5,444,000 3.98%
7 BANK OF AMERICA CORP /DE/ 118,142 3,775,000 2.76%
8 SG Americas Securities, LLC 116,512 3,723,000 2.72%
9 JANE STREET GROUP, LLC 96,833 3,094,000 2.26%
10 Raymond James Financial Services Advisors, Inc. 87,304 2,789,000 2.04%
11 Shamrock Asset Management LLC 83,095 2,655,000 1.94%
12 Commonwealth Equity Services, Inc 70,638 2,257,000 1.65%
13 WAYNE HUMMER INVESTMENTS L.L.C. 60,721 1,940,000 1.42%
14 SignalPoint Asset Management, LLC 55,845 1,784,000 1.31%
15 ROYAL BANK OF CANADA 53,334 1,703,000 1.25%
16 Janney Montgomery Scott LLC 48,466 1,549,000 1.13%
17 ADVISOR GROUP, INC. 41,933 1,340,000 0.98%
18 AMERIPRISE FINANCIAL INC 23,026 736,000 0.54%
19 IMA Advisory Services, Inc. 20,883 667,000 0.49%
20 LADENBURG THALMANN FINANCIAL SERVICES INC. 20,514 656,000 0.48%
21 OPPENHEIMER & CO INC 19,565 625,000 0.46%
22 SUNTRUST BANKS INC 20,294 601,000 0.44%
23 RISK PARADIGM GROUP, LLC 17,583 561,776 0.41%
24 STIFEL FINANCIAL CORP 17,426 553,000 0.40%
25 CITIGROUP INC 13,438 429,000 0.31%
26 M&T BANK CORP 12,479 399,000 0.29%
27 STEPHENS INC /AR/ 12,244 391,000 0.29%
28 Virtu KCG Holdings LLC 10,333 330,000 0.24%
29 STEWARD PARTNERS INVESTMENT ADVISORY, LLC 8,763 279,000 0.20%
30 First Allied Advisory Services, Inc. 8,342 264,000 0.19%
31 JPMORGAN CHASE & CO 8,190 262,000 0.19%
32 INVESTMENT CENTERS OF AMERICA INC 6,862 220,000 0.16%
33 D.A. DAVIDSON & CO. 6,715 214,000 0.16%
34 WFG Advisors, LP 4,974 159,000 0.12%
35 Winslow, Evans & Crocker, Inc. 4,328 138,250 0.10%
36 Glassman Wealth Services 2,906 93,000 0.07%
37 IFP ADVISORS, INC 2,438 78,000 0.06%
38 SECURITY NATIONAL TRUST CO 2,341 75,000 0.05%
39 RPG FAMILY WEALTH ADVISORY, LLC 2,243 71,663 0.05%
40 AlphaMark Advisors, LLC 2,216 71,000 0.05%
41 PNC FINANCIAL SERVICES GROUP, INC. 1,528 49,000 0.04%
42 BENJAMIN F. EDWARDS & COMPANY, INC. 1,351 43,000 0.03%
43 IHT WEALTH MANAGEMENT, LLC 660 41,000 0.03%
44 GLOBAL RETIREMENT PARTNERS, LLC 892 28,000 0.02%
45 Burt Wealth Advisors 872 28,000 0.02%
46 CREATIVE FINANCIAL DESIGNS INC /ADV 800 26,000 0.02%
47 Tower Research Capital LLC (TRC) 493 16,000 0.01%
48 Bartlett & Co. LLC 300 10,000 0.01%
49 FIELDPOINT PRIVATE SECURITIES, LLC 275 9,000 0.01%
50 US BANCORP \DE\ 141 5,000 0.00%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.