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Institutional Investment Manager
Commonwealth Equity Services, Inc
Commonwealth Equity Services, Inc (CIK: 0001333978) incorporated in Massachusetts, located at 29 Sawyer Road, Waltham, MA. Institutional holdings reported to the SEC.
Institutional Holdings (2017Q1)
Original 13F HR (0001333978-17-000006) filed in 2017.05.15
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 4,346,303 494,609 3.31%
2 ISHARES TR 4,134,957 475,272 3.18%
3 VANGUARD TAX-MANAGED FDS 9,339,170 367,029 2.46%
4 APPLE INC 2,549,443 366,253 2.45%
5 VANGUARD INDEX FDS 1,857,375 225,337 1.51%
6 ISHARES TR 850,814 201,873 1.35%
7 SPDR S&P 500 ETF TR 850,785 200,564 1.34%
8 EXXON MOBIL CORP 2,048,805 168,022 1.13%
9 GENERAL ELECTRIC CO 5,227,036 155,766 1.04%
10 BERKSHIRE HATHAWAY INC DEL 912,460 152,089 1.02%
11 JOHNSON & JOHNSON 1,199,588 149,409 1.00%
12 AT&T INC 3,480,265 144,605 0.97%
13 POWERSHARES QQQ TRUST 1,078,563 142,780 0.96%
14 ISHARES TR 1,297,190 134,596 0.90%
15 ISHARES TR 1,858,395 128,527 0.86%
16 ISHARES TR 1,547,264 128,407 0.86%
17 VERIZON COMMUNICATIONS INC 2,563,486 124,970 0.84%
18 ISHARES TR 709,440 121,470 0.81%
19 FS KKR CAPITAL CORP COM 12,108,525 118,664 0.79%
20 PROCTER AND GAMBLE CO 1,318,817 118,496 0.79%
21 VANGUARD INDEX FDS 948,912 115,445 0.77%
22 VANGUARD INTL EQUITY INDEX F 2,867,564 113,900 0.76%
23 ISHARES TR 945,462 111,716 0.75%
24 VANGUARD SPECIALIZED PORTFOL 1,181,949 106,304 0.71%
25 MICROSOFT CORP 1,589,981 104,716 0.70%
26 VANGUARD INDEX FDS 475,334 102,838 0.69%
27 VANGUARD INDEX FDS 1,049,449 100,086 0.67%
28 ISHARES TR 706,659 92,940 0.62%
29 RYDEX ETF TRUST 998,371 90,672 0.61%
30 ALTRIA GROUP INC 1,248,790 89,189 0.60%
31 ISHARES TR 825,563 85,892 0.58%
32 PFIZER INC 2,504,859 85,691 0.57%
33 VANGUARD BD INDEX FDS 1,060,315 84,528 0.57%
34 CHEVRON CORP NEW 780,324 83,783 0.56%
35 ISHARES TR 2,130,339 82,444 0.55%
36 VANGUARD WHITEHALL FDS 1,056,328 82,024 0.55%
37 ISHARES TR 738,105 80,077 0.54%
38 ISHARES TR 1,478,707 79,895 0.53%
39 ISHARES TR 492,051 79,545 0.53%
40 ISHARES TR 1,235,679 76,970 0.52%
41 ISHARES TR 1,603,462 76,517 0.51%
42 SPDR SER TR 1,532,089 73,418 0.49%
43 PEPSICO INC 647,907 72,475 0.49%
44 VANGUARD INDEX FDS 535,498 71,371 0.48%
45 ISHARES TR 676,861 71,226 0.48%
46 INTERNATIONAL BUSINESS MACHS 408,653 71,163 0.48%
47 SPDR SER TR 800,782 70,581 0.47%
48 DISNEY WALT CO 615,622 69,805 0.47%
49 VANGUARD INDEX FDS 812,952 67,142 0.45%
50 VANGUARD INDEX FDS 477,489 66,486 0.45%
Page 1 of 49
Restatement filing (0001333978-18-000004) filed in 2018.02.16
#
Name
Shares
Value ($)
%
Options
Notes
51 WISDOMTREE TR 82,925 6,845 0.05%
52 WISDOMTREE TR 25,777 2,165 0.01%
53 WISDOMTREE TR 43,229 1,940 0.01%
54 WISDOMTREE JAPAN 12,101 454 0.00%
55 WISDOMTREE INC COM 59,901 544 0.00%
56 WISDOMTREE CONTINUOUS COMMOD 15,931 306 0.00%
57 WINTRUST FINL CORP COM 4,167 288 0.00%
58 WINDSTREAM HLDGS INC 99,962 545 0.00%
59 WILLIS TOWERS WATSON PUB LTD 7,546 988 0.01%
60 WILLIAMS SONOMA INC 69,643 3,734 0.03%
61 WILLIAMS PARTNERS L P NEW 21,480 877 0.01%
62 WILLIAMS COS INC DEL 132,380 3,917 0.03%
63 WHOLE FOODS MKT INC 84,703 2,517 0.02%
64 WHITING PETROLEUM CORP COM 33,704 319 0.00%
65 WHITEWAVE FOODS CO 6,561 368 0.00%
66 WHITESTONE REIT 37,198 515 0.00%
67 WHITE MOUNTAINS INSURANCE GRP LTD 236 208 0.00%
68 WHIRLPOOL CORP 5,956 1,020 0.01%
69 WHEELER REAL ESTATE INVT TR 19,400 463 0.00%
70 WGL HLDGS INC COM 37,021 3,055 0.02%
71 WEYERHAEUSER CO 320,705 10,898 0.07%
72 WESTROCK CO 7,059 367 0.00%
73 WESTPORT FUEL SYSTEMS INC 47,569 46 0.00%
74 WESTPAC BKG CORP 54,478 1,456 0.01%
75 WESTERN UN CO 51,971 1,058 0.01%
76 WESTERN REFNG INC 9,321 327 0.00%
77 WESTERN GAS PARTNERS LP 4,366 264 0.00%
78 WESTERN DIGITAL CORP 21,287 1,757 0.01%
79 WESTERN ASSET PREMIER BD FD SHS BEN INT 25,573 341 0.00%
80 WESTERN ASSET MUN DEF OPP TR 29,331 659 0.00%
81 WESTERN ASSET MTG DEFINED OP 39,682 940 0.01%
82 WESTERN ASSET MTG CAP CORP 18,141 177 0.00%
83 WESTERN ASSET INTER MUNI FD 132,588 1,265 0.01%
84 WESTERN ASSET HIGH INCM OPP FD 112,044 565 0.00%
85 WESTERN ASSET HIGH INCM FD I 86,650 626 0.00%
86 WESTERN ASSET GLOBAL HIGH IN 16,618 168 0.00%
87 WESTERN ASSET FUNDS INC COM 39,430 543 0.00%
88 WESTERN ASSET EMERGING MKTS 44,378 688 0.00%
89 WESTERN ASSET CORPORATE LN F 12,117 137 0.00%
90 WESTERN ASSET CLYM INFL SEC IN COM SH BEN INT 17,968 207 0.00%
91 WESTERN ASSET 71,330 516 0.00%
92 WESTAR ENERGY 31,979 1,735 0.01%
93 WESBANCO INC 12,791 487 0.00%
94 WENDYS CO 59,591 811 0.01%
95 WELLTOWER INC 99,508 7,047 0.05%
96 WELLS FARGO GLOBAL DIVID OPP 10,342 60 0.00%
97 WELLS FARGO CO NEW 1,226 1,519 0.01%
98 WELLS FARGO CO NEW 830,346 46,217 0.31%
99 WELBILT INC 32,866 645 0.00%
100 WEINGARTEN RLTY INVS 9,216 308 0.00%
Page 2 of 49