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Institutional Investment Manager
Commonwealth Equity Services, Inc
Commonwealth Equity Services, Inc (CIK: 0001333978) incorporated in Massachusetts, located at 29 Sawyer Road, Waltham, MA. Institutional holdings reported to the SEC.
Institutional Holdings (2017Q1)
Original 13F HR (0001333978-17-000006) filed in 2017.05.15
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 4,346,303 494,609 3.31%
2 ISHARES TR 4,134,957 475,272 3.18%
3 VANGUARD TAX-MANAGED FDS 9,339,170 367,029 2.46%
4 APPLE INC 2,549,443 366,253 2.45%
5 VANGUARD INDEX FDS 1,857,375 225,337 1.51%
6 ISHARES TR 850,814 201,873 1.35%
7 SPDR S&P 500 ETF TR 850,785 200,564 1.34%
8 EXXON MOBIL CORP 2,048,805 168,022 1.13%
9 GENERAL ELECTRIC CO 5,227,036 155,766 1.04%
10 BERKSHIRE HATHAWAY INC DEL 912,460 152,089 1.02%
11 JOHNSON & JOHNSON 1,199,588 149,409 1.00%
12 AT&T INC 3,480,265 144,605 0.97%
13 POWERSHARES QQQ TRUST 1,078,563 142,780 0.96%
14 ISHARES TR 1,297,190 134,596 0.90%
15 ISHARES TR 1,858,395 128,527 0.86%
16 ISHARES TR 1,547,264 128,407 0.86%
17 VERIZON COMMUNICATIONS INC 2,563,486 124,970 0.84%
18 ISHARES TR 709,440 121,470 0.81%
19 FS KKR CAPITAL CORP COM 12,108,525 118,664 0.79%
20 PROCTER AND GAMBLE CO 1,318,817 118,496 0.79%
21 VANGUARD INDEX FDS 948,912 115,445 0.77%
22 VANGUARD INTL EQUITY INDEX F 2,867,564 113,900 0.76%
23 ISHARES TR 945,462 111,716 0.75%
24 VANGUARD SPECIALIZED PORTFOL 1,181,949 106,304 0.71%
25 MICROSOFT CORP 1,589,981 104,716 0.70%
26 VANGUARD INDEX FDS 475,334 102,838 0.69%
27 VANGUARD INDEX FDS 1,049,449 100,086 0.67%
28 ISHARES TR 706,659 92,940 0.62%
29 RYDEX ETF TRUST 998,371 90,672 0.61%
30 ALTRIA GROUP INC 1,248,790 89,189 0.60%
31 ISHARES TR 825,563 85,892 0.58%
32 PFIZER INC 2,504,859 85,691 0.57%
33 VANGUARD BD INDEX FDS 1,060,315 84,528 0.57%
34 CHEVRON CORP NEW 780,324 83,783 0.56%
35 ISHARES TR 2,130,339 82,444 0.55%
36 VANGUARD WHITEHALL FDS 1,056,328 82,024 0.55%
37 ISHARES TR 738,105 80,077 0.54%
38 ISHARES TR 1,478,707 79,895 0.53%
39 ISHARES TR 492,051 79,545 0.53%
40 ISHARES TR 1,235,679 76,970 0.52%
41 ISHARES TR 1,603,462 76,517 0.51%
42 SPDR SER TR 1,532,089 73,418 0.49%
43 PEPSICO INC 647,907 72,475 0.49%
44 VANGUARD INDEX FDS 535,498 71,371 0.48%
45 ISHARES TR 676,861 71,226 0.48%
46 INTERNATIONAL BUSINESS MACHS 408,653 71,163 0.48%
47 SPDR SER TR 800,782 70,581 0.47%
48 DISNEY WALT CO 615,622 69,805 0.47%
49 VANGUARD INDEX FDS 812,952 67,142 0.45%
50 VANGUARD INDEX FDS 477,489 66,486 0.45%
Page 1 of 49
Restatement filing (0001333978-18-000004) filed in 2018.02.16
#
Name
Shares
Value ($)
%
Options
Notes
2051 TAILORED BRANDS INC COM 15,319 229 0.00%
2052 TAIWAN SEMICONDUCTOR MFG LTD 39,396 1,294 0.01%
2053 TANGER FACTORY OUTLET CTRS I 33,309 1,092 0.01%
2054 TANZANIAN ROYALTY EXPL CORP 106,565 46 0.00%
2055 TARGA RES CORP 33,137 1,985 0.01%
2056 TARGET CORP 127,997 7,064 0.05%
2057 TASER INTL INC 29,388 670 0.00%
2058 TATA MTRS LTD 10,877 388 0.00%
2059 TBBK 6,004 210 0.00%
2060 TC PIPELINES LP 4,424 264 0.00%
2061 TCP CAP CORP 27,237 474 0.00%
2062 TCP CAP CORP NOTE 5.25012/1 23,000 24 0.00%
2063 TCW STRATEGIC INCOME FD INC 88,425 478 0.00%
2064 TD AMERITRADE HLDG CORP 5,528 215 0.00%
2065 TE CONNECTIVITY LTD 11,776 878 0.01%
2066 TEEKAY CORPORATION 14,302 131 0.00%
2067 TEGNA INC 26,374 676 0.00%
2068 TEJON RANCH CO 9,150 200 0.00%
2069 TEKLA HEALTHCARE INVS 70,349 1,691 0.01%
2070 TEKLA HEALTHCARE OPPORTUNITI 13,153 229 0.00%
2071 TEKLA LIFE SCIENCES INVS SH BEN INT 43,497 843 0.01%
2072 TEKLA WORLD HEALTHCARE FD 13,518 194 0.00%
2073 TELEDYNE TECHNOLOGIES INC 1,593 201 0.00%
2074 TELEFLEX INC 3,460 670 0.00%
2075 TELEFONAKTIEBOLAGET LM ERICS 21,578 143 0.00%
2076 TELEFONICA BRASIL SA 40,401 600 0.00%
2077 TELEFONICA S A 44,042 493 0.00%
2078 TEMPLETON EMERGING COM 240,204 2,697 0.02%
2079 TEMPLETON EMERGING MKTS FD 68,508 960 0.01%
2080 TEMPLETON GLOBAL INCOME FD 1,189,774 7,912 0.05%
2081 TENET HEALTHCARE CORP 10,124 179 0.00%
2082 TENNANT CO COM 3,300 240 0.00%
2083 TERADATA CORP DEL 9,255 288 0.00%
2084 TERADYNE INC 20,680 643 0.00%
2085 TERRAVIA HLDGS INC COM 71,802 52 0.00%
2086 TESLA INC 37,212 10,356 0.07%
2087 TESORO CORP 3,339 271 0.00%
2088 TESORO LOGISTICS LP 4,250 231 0.00%
2089 TETRA TECH INC NEW 6,371 260 0.00%
2090 TEVA PHARMACEUTICAL INDS LTD 165,155 5,300 0.04%
2091 TEXAS INSTRS INC 89,316 7,195 0.05%
2092 TEXTRON INC 28,781 1,370 0.01%
2093 THERAPEUTICSMD INC 13,449 97 0.00%
2094 THERMO FISHER SCIENTIFIC INC 38,439 5,904 0.04%
2095 THOMSON REUTERS CORP 7,193 311 0.00%
2096 THOR INDS INC 5,010 482 0.00%
2097 TICC CAPITAL CORP 45,499 336 0.00%
2098 TIDEWATER INC 162,134 186 0.00%
2099 TIER REIT INC 50,407 875 0.01%
2100 TIFFANY 16,863 1,607 0.01%
Page 42 of 49