| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | 2,656,802 | 37,262,000 | 39.91% | ||
| 2 | 1607 Capital Partners, LLC | 1,306,760 | 18,321,000 | 19.62% | ||
| 3 | LAZARD ASSET MANAGEMENT LLC | 1,186,426 | 16,633,000 | 17.82% | ||
| 4 | COHEN & STEERS, INC. | 259,609 | 3,640,000 | 3.90% | ||
| 5 | Karpus Management, Inc. | 173,822 | 2,437,000 | 2.61% | ||
| 6 | WELLS FARGO & COMPANY/MN | 168,887 | 2,368,000 | 2.54% | ||
| 7 | MORGAN STANLEY | 157,998 | 2,215,000 | 2.37% | ||
| 8 | CITIGROUP INC | 127,604 | 1,789,000 | 1.92% | ||
| 9 | GUGGENHEIM CAPITAL LLC | 96,852 | 1,359,000 | 1.46% | ||
| 10 | CORNERSTONE ADVISORS INC | 92,416 | 1,296,000 | 1.39% | ||
| 11 | Commonwealth Equity Services, Inc | 68,508 | 960,000 | 1.03% | ||
| 12 | BANK OF AMERICA CORP /DE/ | 49,686 | 697,000 | 0.75% | ||
| 13 | FIRST TRUST ADVISORS LP | 48,300 | 677,000 | 0.73% | ||
| 14 | Curi Capital, LLC | 45,702 | 641,000 | 0.69% | ||
| 15 | Rathbones Group PLC | 38,025 | 533,000 | 0.57% | ||
| 16 | BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC | 36,052 | 505,000 | 0.54% | ||
| 17 | ROYAL BANK OF CANADA | 29,975 | 420,000 | 0.45% | ||
| 18 | Nationwide Fund Advisors | 26,940 | 378,000 | 0.40% | ||
| 19 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 18,025 | 252,000 | 0.27% | ||
| 20 | LPL Financial LLC | 13,114 | 186,000 | 0.20% | ||
| 21 | DEUTSCHE BANK AG\ | 12,000 | 168,000 | 0.18% | ||
| 22 | BB&T SECURITIES, LLC | 11,375 | 159,000 | 0.17% | ||
| 23 | RAYMOND JAMES & ASSOCIATES | 11,254 | 158,000 | 0.17% | ||
| 24 | DAVENPORT & Co LLC | 10,110 | 122,229 | 0.13% | ||
| 25 | PNC FINANCIAL SERVICES GROUP, INC. | 7,200 | 100,000 | 0.11% | ||
| 26 | Creative Planning | 2,252 | 32,000 | 0.03% | ||
| 27 | CENTRAL TRUST Co | 1,371 | 19,000 | 0.02% | ||
| 28 | D.A. DAVIDSON & CO. | 900 | 12,000 | 0.01% | ||
| 29 | REILLY FINANCIAL ADVISORS, LLC | 800 | 11,000 | 0.01% | ||
| 30 | BANK OF MONTREAL /CAN/ | 500 | 7,000 | 0.01% | ||
| 31 | HOWE & RUSLING INC | 406 | 6,000 | 0.01% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
