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TEKLA LIFE SCIENCES INVS
TEKLA LIFE SCIENCES INVS. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 40 Institutional holders with a total value of $47,325,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 NEEDHAM INVESTMENT MANAGEMENT LLC 575,123 11,151,000 23.56%
2 MORGAN STANLEY 556,003 10,781,000 22.78%
3 WELLS FARGO & COMPANY/MN 190,992 3,703,000 7.82%
4 FLAGSHIP HARBOR ADVISORS, LLC 178,369 3,437,000 7.26%
5 LPL Financial LLC 121,526 2,345,000 4.96%
6 CITIGROUP INC 95,521 1,852,000 3.91%
7 RAYMOND JAMES & ASSOCIATES 95,273 1,847,000 3.90%
8 UBS Group AG 62,844 1,219,000 2.58%
9 BANK OF NOVA SCOTIA 60,436 1,172,000 2.48%
10 COHEN & STEERS, INC. 59,553 1,155,000 2.44%
11 LADENBURG THALMANN FINANCIAL SERVICES INC. 50,956 988,000 2.09%
12 Cambridge Investment Research Advisors, Inc. 46,593 903,000 1.91%
13 Commonwealth Equity Services, Inc 43,497 843,000 1.78%
14 CLOUGH CAPITAL PARTNERS L P 48,545 825,000 1.74%
15 BANK OF AMERICA CORP /DE/ 32,051 621,000 1.31%
16 ADVISOR GROUP, INC. 30,255 587,000 1.24%
17 STIFEL FINANCIAL CORP 25,889 506,000 1.07%
18 OPPENHEIMER & CO INC 25,775 499,000 1.05%
19 ROYAL BANK OF CANADA 17,290 335,000 0.71%
20 AMERIPRISE FINANCIAL INC 16,131 313,000 0.66%
21 Janney Montgomery Scott LLC 15,563 302,000 0.64%
22 Raymond James Financial Services Advisors, Inc. 14,526 282,000 0.60%
23 BB&T SECURITIES, LLC 13,800 267,000 0.56%
24 Creative Planning 13,386 260,000 0.55%
25 UNITED CAPITAL FINANCIAL ADVISORS, LLC 11,292 219,000 0.46%
26 IFP ADVISORS, INC 10,928 212,000 0.45%
27 MERIDIAN INVESTMENT COUNSEL INC. 10,195 198,000 0.42%
28 CERITY PARTNERS LLC 10,000 194,000 0.41%
29 VALLEY NATIONAL ADVISERS INC 3,049 59,000 0.12%
30 PARALLEL ADVISORS, LLC 2,500 51,000 0.11%
31 Advisory Services Network, LLC 2,284 44,000 0.09%
32 AllSquare Wealth Management LLC 2,084 40,000 0.08%
33 PNC FINANCIAL SERVICES GROUP, INC. 1,359 26,000 0.05%
34 North Star Investment Management Corp. 1,305 25,000 0.05%
35 NEXT Financial Group, Inc 1,013 21,000 0.04%
36 SeaBridge Investment Advisors LLC 956 19,000 0.04%
37 MARK SHEPTOFF FINANCIAL PLANNING, LLC 669 13,000 0.03%
38 Barnett & Company, Inc. 529 10,000 0.02% PRN
39 Thomas J. Herzfeld Advisors, Inc. 67 1,000 0.00%
40 JFS WEALTH ADVISORS, LLC 3 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.