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Institutional Investment Manager
Commonwealth Equity Services, Inc
Commonwealth Equity Services, Inc (CIK: 0001333978) incorporated in Massachusetts, located at 29 Sawyer Road, Waltham, MA. Institutional holdings reported to the SEC.
Institutional Holdings (2017Q1)
Original 13F HR (0001333978-17-000006) filed in 2017.05.15
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 4,346,303 494,609 3.31%
2 ISHARES TR 4,134,957 475,272 3.18%
3 VANGUARD TAX-MANAGED FDS 9,339,170 367,029 2.46%
4 APPLE INC 2,549,443 366,253 2.45%
5 VANGUARD INDEX FDS 1,857,375 225,337 1.51%
6 ISHARES TR 850,814 201,873 1.35%
7 SPDR S&P 500 ETF TR 850,785 200,564 1.34%
8 EXXON MOBIL CORP 2,048,805 168,022 1.13%
9 GENERAL ELECTRIC CO 5,227,036 155,766 1.04%
10 BERKSHIRE HATHAWAY INC DEL 912,460 152,089 1.02%
11 JOHNSON & JOHNSON 1,199,588 149,409 1.00%
12 AT&T INC 3,480,265 144,605 0.97%
13 POWERSHARES QQQ TRUST 1,078,563 142,780 0.96%
14 ISHARES TR 1,297,190 134,596 0.90%
15 ISHARES TR 1,858,395 128,527 0.86%
16 ISHARES TR 1,547,264 128,407 0.86%
17 VERIZON COMMUNICATIONS INC 2,563,486 124,970 0.84%
18 ISHARES TR 709,440 121,470 0.81%
19 FS KKR CAPITAL CORP COM 12,108,525 118,664 0.79%
20 PROCTER AND GAMBLE CO 1,318,817 118,496 0.79%
21 VANGUARD INDEX FDS 948,912 115,445 0.77%
22 VANGUARD INTL EQUITY INDEX F 2,867,564 113,900 0.76%
23 ISHARES RUSSELL 2000 VALUE ETF 945,462 111,716 0.75%
24 VANGUARD SPECIALIZED FUNDS 1,181,949 106,304 0.71%
25 MICROSOFT CORP 1,589,981 104,716 0.70%
26 VANGUARD INDEX FDS 475,334 102,838 0.69%
27 VANGUARD INDEX FDS 1,049,449 100,086 0.67%
28 ISHARES TR 706,659 92,940 0.62%
29 RYDEX ETF TRUST 998,371 90,672 0.61%
30 ALTRIA GROUP INC 1,248,790 89,189 0.60%
31 ISHARES TR 825,563 85,892 0.58%
32 PFIZER INC 2,504,859 85,691 0.57%
33 VANGUARD BD INDEX FDS 1,060,315 84,528 0.57%
34 CHEVRON CORP NEW 780,324 83,783 0.56%
35 ISHARES TR 2,130,339 82,444 0.55%
36 VANGUARD WHITEHALL FDS 1,056,328 82,024 0.55%
37 ISHARES TR 738,105 80,077 0.54%
38 ISHARES TR 1,478,707 79,895 0.53%
39 ISHARES RUSSELL 2000 GROWTH ETF 492,051 79,545 0.53%
40 ISHARES TR 1,235,679 76,970 0.52%
41 ISHARES TR 1,603,462 76,517 0.51%
42 SPDR SER TR 1,532,089 73,418 0.49%
43 PEPSICO INC 647,907 72,475 0.49%
44 VANGUARD INDEX FDS 535,498 71,371 0.48%
45 ISHARES TR 676,861 71,226 0.48%
46 INTERNATIONAL BUSINESS MACHS 408,653 71,163 0.48%
47 SPDR SER TR 800,782 70,581 0.47%
48 DISNEY WALT CO 615,622 69,805 0.47%
49 VANGUARD INDEX FDS 812,952 67,142 0.45%
50 VANGUARD INDEX FDS 477,489 66,486 0.45%
Page 1 of 49
Restatement filing (0001333978-18-000004) filed in 2018.02.16
#
Name
Shares
Value ($)
%
Options
Notes
2301 ZYNGA INC 27,410 78 0.00%
2302 SUMMER INFANT INC 39,426 75 0.00%
2303 MCDERMOTT INTL INC 10,949 74 0.00%
2304 CALUMET SPECIALTY PRODS PTNR 19,509 74 0.00%
2305 ELEMENTS ROGERS INTERNATIONAL COMMODITY INDEX-TOTAL RETURN ETN 14,447 73 0.00%
2306 ORGANOVO HLDGS INC 22,466 71 0.00%
2307 FIFTH STREET FINANCE CORP 14,729 68 0.00%
2308 KERYX BIOPHARMACEUTICALS INCORPORATED 10,684 66 0.00%
2309 SUNRUN INC 11,647 63 0.00%
2310 IMMUNOGEN INC 15,639 61 0.00%
2311 WELLS FARGO GLOBAL DIVID OPP 10,342 60 0.00%
2312 OHA INVT CORP 38,755 60 0.00%
2313 IAMGOLD CORP 14,542 58 0.00%
2314 R1 RCM INC 18,500 57 0.00%
2315 AZURRX BIOPHARMA 14,247 55 0.00%
2316 PENN WEST PETE LTD NEW 32,545 55 0.00%
2317 PENGROWTH ENERGY CORP 53,757 54 0.00%
2318 GOLDEN STAR RES LTD CDA 62,269 53 0.00%
2319 RELM WIRELESS CORP 10,524 53 0.00%
2320 BIOLINERX LTD 55,000 53 0.00%
2321 CHAMPIONS ONCOLOGY INC 16,653 53 0.00%
2322 TERRAVIA HLDGS INC COM 71,802 52 0.00%
2323 NEVSUN RES LTD 20,432 52 0.00%
2324 KINROSS GOLD CORP 14,916 52 0.00%
2325 PROTALIX BIOTHERAPEUTICS INC 37,750 51 0.00%
2326 Teekay Offshore Partners LP 10,009 51 0.00%
2327 ELDORADO GOLD CORP NEW 14,088 48 0.00%
2328 REAL GOODS SOLAR INC 34,503 48 0.00%
2329 CATALYST PHARMACEUTICALS INC 24,090 47 0.00%
2330 WESTPORT FUEL SYSTEMS INC 47,569 46 0.00%
2331 TANZANIAN ROYALTY EXPL CORP 106,565 46 0.00%
2332 FUSION TELECOMM INTL INC 28,304 45 0.00%
2333 CELLDEX THERAPEUTICS INC NEW 12,023 43 0.00%
2334 FUEL TECH INC 42,215 43 0.00%
2335 ROYAL BANK OF CANADA 40,000 42 0.00%
2336 ATLANTIC PWR CORP 15,602 41 0.00%
2337 MICRON SOLUTIONS INC 10,000 40 0.00%
2338 22ND CENTY GROUP INC 33,828 40 0.00%
2339 PROPHASE LABS INC 17,500 40 0.00%
2340 DANAHER CORP DEL LYON 01/21 12,000 39 0.00%
2341 SEADRILL LIMITED 23,757 39 0.00%
2342 PARKER DRILLING COMPANY 21,410 37 0.00%
2343 Abraxas Petroleum Corp 18,503 37 0.00%
2344 ENERGY FOCUS INC COM NEW 10,957 36 0.00%
2345 FUELCELL ENERGY INC 26,120 36 0.00%
2346 Arena Pharmaceuticals, Inc 24,071 35 0.00%
2347 CREDIT SUISSE ASSET MGMT INC 10,680 35 0.00%
2348 DENBURY RESOURCES INC 13,038 34 0.00%
2349 PLURISTEM THERAPEUTICS INC 27,516 34 0.00%
2350 GLU MOBILE INC 15,100 34 0.00%
Page 47 of 49