Dark
Light
System
Institutional Investment Manager
Commonwealth Equity Services, Inc
Commonwealth Equity Services, Inc (CIK: 0001333978) incorporated in Massachusetts, located at 29 Sawyer Road, Waltham, MA. Institutional holdings reported to the SEC.
Institutional Holdings (2017Q1)
Original 13F HR (0001333978-17-000006) filed in 2017.05.15
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 4,346,303 494,609 3.31%
2 ISHARES TR 4,134,957 475,272 3.18%
3 VANGUARD TAX-MANAGED FDS 9,339,170 367,029 2.46%
4 APPLE INC 2,549,443 366,253 2.45%
5 VANGUARD INDEX FDS 1,857,375 225,337 1.51%
6 ISHARES TR 850,814 201,873 1.35%
7 SPDR S&P 500 ETF TR 850,785 200,564 1.34%
8 EXXON MOBIL CORP 2,048,805 168,022 1.13%
9 GENERAL ELECTRIC CO 5,227,036 155,766 1.04%
10 BERKSHIRE HATHAWAY INC DEL 912,460 152,089 1.02%
11 JOHNSON & JOHNSON 1,199,588 149,409 1.00%
12 AT&T INC 3,480,265 144,605 0.97%
13 POWERSHARES QQQ TRUST 1,078,563 142,780 0.96%
14 ISHARES TR 1,297,190 134,596 0.90%
15 ISHARES TR 1,858,395 128,527 0.86%
16 ISHARES TR 1,547,264 128,407 0.86%
17 VERIZON COMMUNICATIONS INC 2,563,486 124,970 0.84%
18 ISHARES TR 709,440 121,470 0.81%
19 FS KKR CAPITAL CORP COM 12,108,525 118,664 0.79%
20 PROCTER AND GAMBLE CO 1,318,817 118,496 0.79%
21 VANGUARD INDEX FDS 948,912 115,445 0.77%
22 VANGUARD INTL EQUITY INDEX F 2,867,564 113,900 0.76%
23 ISHARES TR 945,462 111,716 0.75%
24 VANGUARD SPECIALIZED PORTFOL 1,181,949 106,304 0.71%
25 MICROSOFT CORP 1,589,981 104,716 0.70%
26 VANGUARD INDEX FDS 475,334 102,838 0.69%
27 VANGUARD INDEX FDS 1,049,449 100,086 0.67%
28 ISHARES TR 706,659 92,940 0.62%
29 RYDEX ETF TRUST 998,371 90,672 0.61%
30 ALTRIA GROUP INC 1,248,790 89,189 0.60%
31 ISHARES TR 825,563 85,892 0.58%
32 PFIZER INC 2,504,859 85,691 0.57%
33 VANGUARD BD INDEX FDS 1,060,315 84,528 0.57%
34 CHEVRON CORP NEW 780,324 83,783 0.56%
35 ISHARES TR 2,130,339 82,444 0.55%
36 VANGUARD WHITEHALL FDS 1,056,328 82,024 0.55%
37 ISHARES TR 738,105 80,077 0.54%
38 ISHARES TR 1,478,707 79,895 0.53%
39 ISHARES TR 492,051 79,545 0.53%
40 ISHARES TR 1,235,679 76,970 0.52%
41 ISHARES TR 1,603,462 76,517 0.51%
42 SPDR SER TR 1,532,089 73,418 0.49%
43 PEPSICO INC 647,907 72,475 0.49%
44 VANGUARD INDEX FDS 535,498 71,371 0.48%
45 ISHARES TR 676,861 71,226 0.48%
46 INTERNATIONAL BUSINESS MACHS 408,653 71,163 0.48%
47 SPDR SER TR 800,782 70,581 0.47%
48 DISNEY WALT CO 615,622 69,805 0.47%
49 VANGUARD INDEX FDS 812,952 67,142 0.45%
50 VANGUARD INDEX FDS 477,489 66,486 0.45%
Page 1 of 49
Restatement filing (0001333978-18-000004) filed in 2018.02.16
#
Name
Shares
Value ($)
%
Options
Notes
301 GENWORTH FINL INC 50,896 210 0.00%
302 DAVIS SELECT FINANCIAL ETF 10,103 210 0.00%
303 TBBK 6,004 210 0.00%
304 ISHARES TR GL TIMB FORE ETF 3,657 211 0.00%
305 CLEAN ENERGY FUELS CORPORATION COM 82,606 211 0.00%
306 ALPINE TOTAL DYNAMIC DIVID F 25,486 211 0.00%
307 AEGON N V 41,153 211 0.00%
308 FIRST TR EXCHANGE TRADED ALP 6,186 211 0.00%
309 PB BANCORP INC 20,777 212 0.00%
310 POWERSHARES ETF TRUST II S&P SMALLCAP ENERGY PORT 11,663 212 0.00%
311 LEMAITRE VASCULAR INC 8,599 212 0.00%
312 Oak Valley Bancorp Oakdale C 16,073 212 0.00%
313 SPDR INDEX SHS FDS 4,352 213 0.00%
314 EATON VANCE OH MUNI INCOME TR SH BEN INT 15,774 214 0.00%
315 IDEAL PWR INC 65,763 214 0.00%
316 OWENS CORNING NEW 3,511 215 0.00%
317 2U INC 5,430 215 0.00%
318 TD AMERITRADE HLDG CORP 5,528 215 0.00%
319 JANUS DETROIT STR TR HENDRSN SHRT ETF 4,299 216 0.00%
320 NEXPOINT STRATEGIC OPPORTES 9,434 216 0.00%
321 CONCHO RESOURCES 1,683 216 0.00%
322 POWERSHARES DYN ENERGY EXPLORATION & PROD 10,165 216 0.00%
323 ISHARES TR 8,426 216 0.00%
324 VICTORY PORTFOLIOS II 5,160 216 0.00%
325 LOUISIANA PAC CORP 8,735 217 0.00%
326 FORTINET INC 5,670 217 0.00%
327 PIMCO BROAD U.S. TIPS INDEX EXCHANGE-TRADED FUND 3,723 217 0.00%
328 POWERSHARES ETF TR II 10,998 218 0.00%
329 LANDEC CORP 18,200 218 0.00%
330 VOYA RISK MANAGED NAT RES FD 33,341 218 0.00%
331 ITAU UNIBANCO HLDG SA 18,151 219 0.00%
332 RENAISSANCERE HOLDINGS LTD 1,516 219 0.00%
333 CORCEPT THERAPEUTICS INC 20,000 219 0.00%
334 BOARDWALK PIPELINE PARTNERS UT LTD PARTNER 11,949 219 0.00%
335 MFS INTERMEDIATE INCOME TRUST SH BEN INT 51,000 220 0.00%
336 SOUTHERN COPPER CORP 6,135 220 0.00%
337 Parexel International Corp. 3,483 220 0.00%
338 SPDR SERIES TRUST 3,792 220 0.00%
339 LUMBER LIQUIDATORS HLDGS INC 10,531 221 0.00%
340 NUVEEN GLOBAL HIGH INCOME FD 13,390 221 0.00%
341 ISHARES TR 8,953 222 0.00%
342 CABOT CORP 3,706 222 0.00%
343 WASHINGTON REAL ESTATE INVT 7,102 222 0.00%
344 INVENSENSE INC 17,542 222 0.00%
345 WEATHERFORD INTL PLC 33,370 222 0.00%
346 BLACK HILLS CORP 3,351 223 0.00%
347 FIRST MIDWEST BANCORP DEL COM 9,421 223 0.00%
348 ARRAY BIOPHARMA INC 24,985 223 0.00%
349 FRESENIUS MED CARE AG&CO KGA 5,326 224 0.00%
350 FIAT CHRYSLER AUTOMOBILES N V SHS 20,606 225 0.00%
Page 7 of 49