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NEXPOINT STRATEGIC OPPORTES
NEXPOINT STRATEGIC OPPORTES. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 41 Institutional holders with a total value of $126,104,412.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 HIGHLAND CAPITAL MANAGEMENT LP 2,047,659 46,891,000 37.18%
2 MORGAN STANLEY 701,138 16,056,000 12.73%
3 Thomas J. Herzfeld Advisors, Inc. 623,159 14,270,000 11.32%
4 RIVERNORTH CAPITAL MANAGEMENT, LLC 408,598 9,357,000 7.42%
5 BESSEMER GROUP INC 372,726 8,536,000 6.77%
6 LOOMIS SAYLES & CO L P 340,284 7,793,000 6.18%
7 WELLS FARGO & COMPANY/MN 183,867 4,210,000 3.34%
8 GUGGENHEIM CAPITAL LLC 112,027 2,565,000 2.03%
9 UBS Group AG 86,582 1,983,000 1.57%
10 RAYMOND JAMES & ASSOCIATES 79,528 1,821,000 1.44%
11 Advisors Asset Management, Inc. 75,461 1,728,000 1.37%
12 POTRERO CAPITAL RESEARCH LLC 53,800 1,232,000 0.98%
13 Cetera Advisor Networks LLC 52,974 1,211,000 0.96%
14 BANK OF AMERICA CORP /DE/ 52,087 1,193,000 0.95%
15 LPL Financial LLC 49,608 1,133,000 0.90%
16 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 48,467 1,110,000 0.88%
17 Cambridge Investment Research Advisors, Inc. 30,095 689,000 0.55%
18 AMERIPRISE FINANCIAL INC 29,754 681,000 0.54%
19 ROYAL BANK OF CANADA 29,341 671,000 0.53%
20 ALLEGIS INVESTMENT ADVISORS, LLC 21,958 503,000 0.40%
21 CIBC Private Wealth Group LLC 19,700 451,000 0.36%
22 Sigma Planning Corp 18,121 415,000 0.33%
23 LADENBURG THALMANN FINANCIAL SERVICES INC. 13,874 318,000 0.25%
24 CSS LLC/IL 11,926 273,000 0.22%
25 ADVISOR GROUP, INC. 11,059 253,000 0.20%
26 Evercore Wealth Management, LLC 10,000 229,000 0.18%
27 Commonwealth Equity Services, Inc 9,434 216,000 0.17%
28 Creative Planning 9,365 214,000 0.17%
29 PNC FINANCIAL SERVICES GROUP, INC. 1,095 25,000 0.02%
30 FIFTH THIRD BANCORP 1,076 25,000 0.02%
31 STEWARD PARTNERS INVESTMENT ADVISORY, LLC 945 21,000 0.02%
32 US BANCORP \DE\ 625 14,000 0.01%
33 IFP ADVISORS, INC 340 8,000 0.01%
34 BENJAMIN F. EDWARDS & COMPANY, INC. 295 7,000 0.01%
35 LEGACY ADVISORS, LLC 59 1,000 0.00%
36 GENEOS WEALTH MANAGEMENT INC. 62 1,000 0.00%
37 CT Financial Advisors LLC 18 412 0.00%
38 DEUTSCHE BANK AG\ 3 0 0.00%
39 Cordasco Financial Network 3 0 0.00%
40 CITIGROUP INC 3 0 0.00%
41 Hudock, Inc. 25 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.