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VOYA RISK MANAGED NAT RES FD
VOYA RISK MANAGED NAT RES FD. Institutional holdings reported to the SEC.

Institutional Holders (2017Q1)
Portfolio Summary: 26 Institutional holders with a total value of $24,245,000.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Advisors Asset Management, Inc. 1,434,051 9,393,000 38.74%
2 MORGAN STANLEY 895,393 5,865,000 24.19%
3 GUGGENHEIM CAPITAL LLC 199,906 1,309,000 5.40%
4 UNITED CAPITAL FINANCIAL ADVISORS, LLC 199,244 1,305,000 5.38%
5 RAYMOND JAMES & ASSOCIATES 190,749 1,249,000 5.15%
6 Invesco Ltd. 171,787 1,125,000 4.64%
7 AMERIPRISE FINANCIAL INC 169,941 1,113,000 4.59%
8 BANK OF AMERICA CORP /DE/ 155,893 1,021,000 4.21%
9 LPL Financial LLC 46,726 295,000 1.22%
10 Raymond James Financial Services Advisors, Inc. 34,407 225,000 0.93%
11 Commonwealth Equity Services, Inc 33,341 218,000 0.90%
12 DOLIVER ADVISORS, LP 33,109 217,000 0.90%
13 WELLS FARGO & COMPANY/MN 24,261 159,000 0.66%
14 SHEPHERD KAPLAN KROCHUK, LLC 21,600 141,000 0.58%
15 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 19,966 131,000 0.54%
16 OPPENHEIMER & CO INC 19,500 128,000 0.53%
17 Bank of New York Mellon Corp 11,532 76,000 0.31%
18 Cambridge Investment Research Advisors, Inc. 10,200 67,000 0.28%
19 ROYAL BANK OF CANADA 8,805 58,000 0.24%
20 WFG Advisors, LP 8,100 53,000 0.22%
21 LADENBURG THALMANN FINANCIAL SERVICES INC. 7,980 52,000 0.21%
22 Creative Planning 4,025 26,000 0.11%
23 CITIGROUP INC 1,200 8,000 0.03%
24 MANUFACTURERS LIFE INSURANCE COMPANY, THE 1,270 8,000 0.03%
25 TOMPKINS FINANCIAL CORP 375 2,000 0.01%
26 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 116 1,000 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.