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Institutional Investment Manager
SCOTIA CAPITAL INC.
SCOTIA CAPITAL INC. (CIK: 0001335644), located at 40 King St.West, Scotia Plaza 33rd Floor, Toronto, A6. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Original 13F HR (0001335382-16-000047) filed in 2016.11.14
#
Name
Shares
Value ($)
%
Options
Notes
51 3-D SYS CORP DEL 11,670 207 0.00%
52 ISHARES TR 3,874 207 0.00%
53 KINDER MORGAN INC DEL 9,000 208 0.00% Call
54 HESS CORP 3,880 208 0.00%
55 SPDR DOW JONES REIT ETF 2,151 209 0.00%
56 POWERSHARES ETF TR II 5,383 209 0.00%
57 GUGGENHEIM 1:1 EXC 4/9/18 739371839 1,732 212 0.00%
58 PPG INDS INC 2,057 213 0.00%
59 ETF MANAGERS TR 8,581 213 0.00%
60 VANGUARD SCOTTSDALE FDS 3,487 213 0.00%
61 CHINA MOBILE LIMITED 3,508 216 0.00%
62 YAMANA GOLD INC 50,000 216 0.00% Call
63 WISDOMTREE TR 2,880 217 0.00%
64 ETF MANAGERS TR 7,947 220 0.00%
65 NORFOLK SOUTHERN CORP 2,278 221 0.00%
66 ISHARES 6,765 228 0.00%
67 VANGUARD SCOTTSDALE FDS 2,859 230 0.00%
68 ROPER TECHNOLOGIES INC 1,284 234 0.00%
69 EXELON CORP 7,023 234 0.00%
70 VANTIV INC 4,167 234 0.00%
71 VANGUARD WORLD FDS 4,748 234 0.00%
72 SHERWIN WILLIAMS CO 845 234 0.00%
73 HANNON ARMSTRONG SUST INFR C 10,000 234 0.00%
74 SYNGENTA AG 2,668 234 0.00%
75 LAUDER ESTEE COS INC 2,663 235 0.00%
76 ALLSTATE CORP 3,401 235 0.00%
77 STRYKER CORP 2,036 237 0.00%
78 FITBIT INC 16,053 238 0.00%
79 IAMGOLD CORP 59,065 239 0.00%
80 UNITED CONTL HLDGS INC 4,620 242 0.00%
81 FMC 5,000 242 0.00% Call
82 CF INDS HLDGS INC 10,000 243 0.00% Put
83 RITE AID CORP 31,850 245 0.00%
84 FLEXSHARES NATURAL RESOURCES ETF 8,944 246 0.00%
85 HASBRO INC 3,116 247 0.00%
86 FERRARI N V 4,838 249 0.00%
87 BGC PARTNERS INC 28,600 250 0.00%
88 GILDAN ACTIVEWEAR INC 9,000 251 0.00% Call
89 SOLARCITY CORP 12,926 253 0.00%
90 PROSHARES TR 5,453 259 0.00%
91 QUANTA SVCS INC 9,492 266 0.00%
92 MACYS INC 7,343 272 0.00%
93 TRINA SOLAR ADR REPTG 50 ORD 26,540 272 0.00%
94 ASML HOLDING N V N Y REGISTRY SHS 2,500 274 0.01%
95 EBAY INC 8,400 276 0.01% Call
96 MONSANTO CO NEW 2,714 277 0.01%
97 FORTIVE CORP 5,470 278 0.01%
98 PARKER HANNIFIN CORP 2,225 279 0.01%
99 BARD C R INC 1,247 280 0.01%
100 DOUBLELINE OPPORTUNISTIC CR 10,949 281 0.01%
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