| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | UBS Group AG | 461,931 | 11,862,000 | 12.73% | ||
| 2 | BANK OF AMERICA CORP /DE/ | 427,303 | 10,973,000 | 11.78% | ||
| 3 | Horizon Kinetics LLC | 417,265 | 10,715,000 | 11.50% | ||
| 4 | MORGAN STANLEY | 350,908 | 9,011,000 | 9.67% | ||
| 5 | WEALTHSOURCE PARTNERS, LLC | 227,730 | 5,848,000 | 6.28% | ||
| 6 | LPL Financial LLC | 228,517 | 5,727,000 | 6.15% | ||
| 7 | Cetera Advisor Networks LLC | 178,426 | 4,582,000 | 4.92% | ||
| 8 | Apriem Advisors | 113,393 | 2,912,000 | 3.13% | ||
| 9 | HighTower Advisors, LLC | 96,309 | 2,474,000 | 2.66% | ||
| 10 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 90,914 | 2,335,000 | 2.51% | ||
| 11 | WELLS FARGO & COMPANY/MN | 80,654 | 2,071,000 | 2.22% | ||
| 12 | Commonwealth Equity Services, Inc | 77,040 | 1,978,000 | 2.12% | ||
| 13 | Invesco Ltd. | 69,827 | 1,793,000 | 1.92% | ||
| 14 | RAYMOND JAMES & ASSOCIATES | 67,943 | 1,745,000 | 1.87% | ||
| 15 | AMERIPRISE FINANCIAL INC | 52,401 | 1,346,000 | 1.45% | ||
| 16 | BANK OF MONTREAL /CAN/ | 51,095 | 1,312,000 | 1.41% | ||
| 17 | SII INVESTMENTS INC/WI | 46,568 | 1,192,000 | 1.28% | ||
| 18 | NATIONAL PLANNING CORP | 46,383 | 1,114,000 | 1.20% | ||
| 19 | CIBC WORLD MARKET INC. | 42,027 | 1,079,000 | 1.16% | ||
| 20 | Cambridge Investment Research Advisors, Inc. | 35,052 | 900,000 | 0.97% | ||
| 21 | FIRST FOUNDATION ADVISORS | 33,906 | 871,000 | 0.94% | ||
| 22 | Advisory Services Network, LLC | 33,600 | 863,000 | 0.93% | ||
| 23 | ALETHEA CAPITAL MANAGEMENT, LLC | 30,201 | 776,000 | 0.83% | ||
| 24 | Joel Isaacson & Co., LLC | 25,917 | 666,000 | 0.71% | ||
| 25 | Partnervest Advisory Services LLC | 23,459 | 602,000 | 0.65% | ||
| 26 | Bank of New York Mellon Corp | 23,376 | 600,000 | 0.64% | ||
| 27 | Creative Planning | 18,708 | 480,000 | 0.52% | ||
| 28 | Focused Wealth Management, Inc | 17,602 | 452,000 | 0.49% | ||
| 29 | Private Advisor Group, LLC | 17,176 | 431,000 | 0.46% | ||
| 30 | Essex Financial Services, Inc. | 21,900 | 419,000 | 0.45% | ||
| 31 | Sigma Planning Corp | 16,170 | 415,000 | 0.45% | ||
| 32 | WHITTIER TRUST CO | 16,049 | 412,000 | 0.44% | ||
| 33 | ENVESTNET ASSET MANAGEMENT INC | 15,894 | 408,000 | 0.44% | ||
| 34 | Van Hulzen Asset Management, LLC | 15,700 | 403,000 | 0.43% | ||
| 35 | Homrich & Berg | 14,151 | 363,000 | 0.39% | ||
| 36 | WEDBUSH SECURITIES INC | 13,161 | 338,000 | 0.36% | ||
| 37 | STIFEL FINANCIAL CORP | 13,020 | 333,000 | 0.36% | ||
| 38 | Atria Investments, Inc | 12,872 | 331,000 | 0.36% | ||
| 39 | HOLLENCREST CAPITAL MANAGEMENT | 12,478 | 320,000 | 0.34% | ||
| 40 | ROYAL BANK OF CANADA | 11,974 | 307,000 | 0.33% | ||
| 41 | Brown Advisory Securities, LLC | 11,700 | 300,000 | 0.32% | ||
| 42 | Raymond James Financial Services Advisors, Inc. | 11,532 | 296,000 | 0.32% | ||
| 43 | SCOTIA CAPITAL INC. | 10,949 | 281,000 | 0.30% | ||
| 44 | Stratos Wealth Partners, LTD. | 10,500 | 270,000 | 0.29% | ||
| 45 | LAUREL WEALTH ADVISORS, INC. | 9,998 | 257,000 | 0.28% | ||
| 46 | MANUFACTURERS LIFE INSURANCE COMPANY, THE | 9,857 | 253,000 | 0.27% | ||
| 47 | Concert Wealth Management Inc. | 8,739 | 225,000 | 0.24% | ||
| 48 | MSI Financial Services Inc | 3,138 | 81,000 | 0.09% | ||
| 49 | WHITTIER TRUST CO OF NEVADA INC | 3,051 | 78,000 | 0.08% | ||
| 50 | ADVISOR GROUP, INC. | 2,245 | 58,000 | 0.06% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
