Dark
Light
System
Institutional Investment Manager
RIVER OAKS CAPITAL LLC
RIVER OAKS CAPITAL LLC (CIK: 0001343119). Institutional holdings reported to the SEC.

Institutional Holdings (2016Q4)
Portfolio Summary: 58 holdings with a total value of $120,874,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 SOUTHERN FIRST 178,544 6,428,000 5.32%
2 TOWNEBANK PORTSMOUTH VA COM 177,700 5,909,000 4.89%
3 CENTERSTATE BANKS COMMON STK USD0.01 196,300 4,941,000 4.09%
4 LAKELAND BANCORP INC COM 244,000 4,758,000 3.94%
5 CONNECTONE BANCORP INC COM 165,180 4,286,000 3.55%
6 SERVISFIRST BANCSHARES INC COM 114,000 4,268,000 3.53%
7 VERITEX HLDGS INC 150,400 4,017,000 3.32%
8 INVESTAR HLDG CORP 187,100 3,489,000 2.89%
9 ZIONS BANCORPORATION N A COM 81,000 3,486,000 2.88%
10 HMN FINL INC 188,800 3,304,000 2.73%
11 PACWEST BANCORP DEL COM 60,500 3,294,000 2.73%
12 AMERIS BANCORP COM 72,600 3,165,000 2.62%
13 First South Bancorp 257,560 3,078,000 2.55%
14 EAST WEST BANCORP INC 59,000 2,999,000 2.48%
15 FCB FINL HLDGS INC 60,500 2,886,000 2.39%
16 HAWTHORN BANCSHARES INC 162,240 2,872,000 2.38%
17 STONEGATE BK FT LAUDERDALE F 67,311 2,809,000 2.32%
18 SOUTHERN MO BANCORP INC 78,800 2,788,000 2.31%
19 PEOPLES BANCORP N C INC 100,000 2,507,000 2.07%
20 GREEN BANCORP INC 163,600 2,487,000 2.06%
21 COMMUNITY BANKERS TR 342,000 2,480,000 2.05%
22 Enterprise Finl Svcs Corp 57,500 2,473,000 2.05%
23 INDEPENDENT BK GROUP INC 38,700 2,415,000 2.00%
24 RENASANT CORP 56,900 2,402,000 1.99%
25 Sunshine Bancorp Inc 139,292 2,387,000 1.97%
26 BANK OF THE OZARKS 44,000 2,314,000 1.91%
27 BNC BANCORP 68,600 2,188,000 1.81%
28 UNIVEST FINANCIAL CORPORATIO 68,513 2,117,000 1.75%
29 EAGLE BANCORP INC MD 34,600 2,109,000 1.74%
30 LEGACY TEX FINL GROUP INC COM 43,400 1,869,000 1.55%
31 SEVERN BANCORP ANNAPOLIS MD 225,000 1,778,000 1.47%
32 Mid Penn Bancorp Inc 64,937 1,547,000 1.28%
33 Trico Bancshs Chico 41,400 1,415,000 1.17%
34 CITIZENS FIRST CORP 76,253 1,373,000 1.14%
35 BANK OF THE ST JAMES FINL 89,524 1,358,000 1.12%
36 PARAGON COML CORP 30,501 1,334,000 1.10%
37 TEXAS CAP BANCSHARES INC COM 17,000 1,333,000 1.10%
38 Sun Bancorp Inc/NJ 49,099 1,277,000 1.06%
39 PACIFIC CONTINENTAL CORP 57,409 1,254,000 1.04%
40 SVB FINANCIAL GROUP 7,000 1,202,000 0.99%
41 GREAT WESTERN BANCORP INC COM 27,500 1,199,000 0.99%
42 HILLTOP HOLDINGS INC 37,200 1,109,000 0.92%
43 BANCORP NEW JERSEY INC NEW 78,800 1,064,000 0.88%
44 BOFI HLDG INC 35,000 999,000 0.83%
45 SUMMIT FINANCIAL GROUP INC COM 33,700 928,000 0.77%
46 BANK COMM HLDGS 71,515 679,000 0.56%
47 SUFFOLK BANCORP COM 15,300 655,000 0.54%
48 PATRIOT NATL BANCORP 42,065 591,000 0.49%
49 CENTRAL VALLEY CMNTY BANCORP 29,100 581,000 0.48%
50 PLUMAS BANCORP 29,400 559,000 0.46%
Page 1 of 2

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0000897101-17-000206, filed 2017.02.13).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.