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HAWTHORN BANCSHARES INC
HAWTHORN BANCSHARES INC. Institutional holdings reported to the SEC.

Institutional Holders (2016Q4)
Portfolio Summary: 18 Institutional holders with a total value of $17,278,910.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 GENDELL JEFFREY L 550,123 9,737,000 56.35%
2 RIVER OAKS CAPITAL LLC 162,240 2,872,000 16.62%
3 DIMENSIONAL FUND ADVISORS LP 84,069 1,484,000 8.59%
4 VANGUARD GROUP INC 60,517 1,068,000 6.18%
5 RBF Capital, LLC 30,146 534,000 3.09%
6 BRIDGEWAY CAPITAL MANAGEMENT, LLC 25,000 441,000 2.55%
7 Pinnacle Holdings, LLC 18,639 329,910 1.91%
8 PRICE T ROWE ASSOCIATES INC /MD/ 15,573 275,000 1.59%
9 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 12,556 222,000 1.28%
10 INVESTMENT CENTERS OF AMERICA INC 11,758 208,000 1.20%
11 CENTRAL TRUST Co 2,129 38,000 0.22%
12 BlackRock Fund Advisors 1,558 28,000 0.16%
13 Creative Planning 1,418 25,000 0.14%
14 BlackRock Investment Management, LLC 842 15,000 0.09%
15 UBS Group AG 30 1,000 0.01%
16 MUFG Americas Holdings Corp 61 1,000 0.01%
17 WELLS FARGO & COMPANY/MN 10 0 0.00%
18 BANK OF AMERICA CORP /DE/ 2 0 0.00%

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.