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Institutional Investment Manager
Clearbridge Investments, LLC
Clearbridge Investments, LLC (CIK: 0001348883), located at One Madison Avenue, New York, NY. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q1)
Portfolio Summary: 1,057 holdings with a total value of $83,710,165,000.
#
Name
Shares
Value ($)
%
Options
Notes
1 PDL BIOPHARMA INC 101 1,000 0.00%
2 PENNANTPARK INVT CORP 126 1,000 0.00%
3 California Resources Corp 538 1,000 0.00%
4 RAYONIER ADVANCED MATLS INC COM 103 1,000 0.00%
5 AMARIN CORP PLC 423 1,000 0.00%
6 KINDER MORGAN INCORPORATED DEL WARRANT EXP 052517 3,901 1,000 0.00%
7 APPLIED MICRO CIRCUITS ORD 163 1,000 0.00%
8 ENZO BIOCHEM INC 329 1,000 0.00%
9 SANCHEZ ENERGY CORP COM 100 1,000 0.00%
10 HUGOTON RTY TR TEX 1,000 1,000 0.00%
11 J ALEXANDERS HLDGS INC COM 234 2,000 0.00%
12 3-D SYS CORP DEL 100 2,000 0.00%
13 ADVANCED MICRO DEVICES INC 600 2,000 0.00%
14 MGM RESORTS INTERNATIONAL 100 2,000 0.00%
15 BARRICK GOLD CORP 150 2,000 0.00%
16 TELEFONICA S A 189 2,000 0.00%
17 NYMOX PHARMACEUTICAL CORP 1,000 2,000 0.00%
18 WESTERN ASSET MANAGED MUNS F 112 2,000 0.00%
19 STRATASYS LTD 100 3,000 0.00%
20 SRC ENERGY INC 393 3,000 0.00%
21 TERADATA CORP DEL 102 3,000 0.00%
22 GULFPORT ENERGY CORP 100 3,000 0.00%
23 NBT BANCORP INC COM 100 3,000 0.00%
24 TALEN ENERGY CORP COM 308 3,000 0.00%
25 RIO TINTO PLC 100 3,000 0.00%
26 NCR CORP NEW 102 3,000 0.00%
27 EP Energy Corp 750 3,000 0.00%
28 AIMMUNE THERAPEUTICS INC COM 200 3,000 0.00%
29 ISHARES GOLD TRUST 300 4,000 0.00%
30 CHEMOURS CO 619 4,000 0.00%
31 SMITH & NEPHEW PLC 120 4,000 0.00%
32 PLUG POWER INC 2,000 4,000 0.00%
33 PJT PARTNERS INC 181 4,000 0.00%
34 ENERGIZER HLDGS INC NEW COM 100 4,000 0.00%
35 VOYA EMERGING MKTS HIGH DIVI 500 4,000 0.00%
36 BABCOCK & WILCOX ENTERPRIS INC COM 250 5,000 0.00%
37 QLIK TECHNOLOGIES INC COM 180 5,000 0.00%
38 AMERICAN EAGLE OUTFITTERS NE 300 5,000 0.00%
39 YELP INC 254 5,000 0.00%
40 BRYN MAWR BK CORP 200 5,000 0.00%
41 TIMKENSTEEL CORPORATION COM 500 5,000 0.00%
42 KEYSIGHT TECHNOLOGIES INC COM 172 5,000 0.00%
43 TRANSOCEAN LTD 522 5,000 0.00%
44 SAN JUAN BASIN RTY TR 1,000 5,000 0.00%
45 SHAW COMMUNICATIONS INC 320 6,000 0.00%
46 FRONTIER COMMUNICATIONS CORP 1,160 6,000 0.00%
47 BROOKFIELD GLOBL LISTED INFR 548 6,000 0.00%
48 ANTERO RES CORP 257 6,000 0.00%
49 VERITIV CORP 150 6,000 0.00%
50 CEDAR REALTY TRUST INC COM NEW 1,000 7,000 0.00%
Page 1 of 22

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001140361-16-065378, filed 2016.05.16).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.