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Institutional Investment Manager
SII INVESTMENTS INC/WI
SII INVESTMENTS INC/WI (CIK: 0001351903) incorporated in Wisconsin, located at 5555 Grande Market Dr, Appleton, WI. Institutional holdings reported to the SEC.

Institutional Holdings (2014Q1)
Original 13F HR (0001085146-14-001040) filed in 2014.05.09
#
Name
Shares
Value ($)
%
Options
Notes
351 NOVO-NORDISK A S 42,910 1,955 0.36%
352 PENNEY J C INC 43,241 714 0.13%
353 NEW YORK CMNTY BANCORP INC 43,329 691 0.13%
354 WELLS FARGO MULTI SECTOR INC 43,473 625 0.12%
355 Ishares - Japan 44,024 494 0.09%
356 BLACKROCK DEBT STRAT FD INC COM NEW 44,267 178 0.03%
357 JOHNSON CTLS INTL PLC 44,427 2,037 0.38%
358 NORFOLK SOUTHERN CORP 44,840 4,199 0.78%
359 FIRST TR STRATEGIC HIGH INC 45,647 700 0.13%
360 CAPSTEAD MTG CORP COM NO PAR 45,800 551 0.10%
361 ISHARES TR 48,066 3,072 0.57%
362 Walgreens 49,209 2,932 0.54%
363 MERCK & CO INC 50,758 2,738 0.51%
364 ADAMS DIVERSIFIED EQUITY FD 51,027 628 0.12%
365 VANGUARD INDEX FDS 51,543 5,473 1.01%
366 RETAIL PPTYS AMER INC CL A 53,560 705 0.13%
367 MFS INTERMARKET INCOME I 54,180 443 0.08%
368 PIMCO DYNMIC CREDIT AND MRT 54,875 1,229 0.23%
369 FRONTIER COMMUNICATIONS CORP 55,048 240 0.04%
370 CENTRAL FD CDA LTD 56,330 776 0.14%
371 ISHARES TR 57,311 4,761 0.88%
372 SHIP FINANCE INTERNATIONAL L 57,671 971 0.18%
373 FIRST TR EXCHANGE TRADED FD 57,807 2,931 0.54%
374 VANGUARD LONG TERM BOND ETF 58,675 4,993 0.92%
375 ARES CAPITAL CORP 60,067 1,080 0.20%
376 NAVIDEA BIOPHARM INC 60,115 102 0.02%
377 DWS STRATEGIC INCOME TR 60,272 764 0.14%
378 JOHNSON & JOHNSON 61,951 5,547 1.03%
379 DWS GLBL HIGH INCOME FD INC 62,336 495 0.09%
380 CHEVRON CORP NEW 62,720 6,969 1.29%
381 ISHARES TR 63,043 6,790 1.26%
382 EXXON MOBIL CORP 63,304 5,738 1.06%
383 ALTRIA GROUP INC 69,272 2,406 0.45%
384 VERIZON COMMUNICATIONS INC 71,528 3,358 0.62%
385 COLUMBIA PPTY TR INC 72,871 1,700 0.31%
386 TEMPLETON DRAGON FD INC 74,543 1,723 0.32%
387 BANK AMER CORP 82,403 1,376 0.25%
388 HEALTHCARE TRUST AMERICA INC CL A NEW 83,115 887 0.16%
389 VANGUARD BD INDEX FDS 84,630 7,066 1.31%
390 ORACLE CORP 87,496 3,212 0.59%
391 ARCHER DANIELS MIDLAND CO 88,319 3,471 0.64%
392 COCA COLA CO 88,665 3,382 0.63%
393 PHILLIPS 66 90,985 6,679 1.24%
394 VANGUARD INTL EQUITY INDEX F 93,900 3,574 0.66%
395 DNP SELECT INCOME FD INC 97,291 943 0.17%
396 POWERSHARES QQQ TRUST 98,578 8,484 1.57%
397 KROGER CO 99,393 3,649 0.68%
398 AT&T INC 106,423 3,416 0.63%
399 WELLS FARGO CO NEW 116,359 5,304 0.98%
400 PFIZER INC 123,118 3,810 0.71%
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