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CAPSTEAD MTG CORP COM NO PAR
CAPSTEAD MTG CORP COM NO PAR. Institutional holdings reported to the SEC.

Institutional Holders (2014Q1)
Portfolio Summary: 196 Institutional holders with a total value of $859,049,658.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 BlackRock Fund Advisors 6,476,784 81,996,000 9.54%
2 VANGUARD GROUP INC 5,768,954 73,035,000 8.50%
3 WEDGE CAPITAL MANAGEMENT L L P/NC 4,055,626 51,344,000 5.98%
4 JPMORGAN CHASE & CO 3,918,768 49,611,000 5.78%
5 AMERICAN CENTURY COMPANIES INC 3,519,269 44,554,000 5.19%
6 THORNBURG INVESTMENT MANAGEMENT INC 3,509,027 44,424,000 5.17%
7 WELLS FARGO & COMPANY/MN 2,441,042 30,903,000 3.60%
8 BlackRock Institutional Trust Company, N.A. 2,423,110 30,677,000 3.57%
9 NORTHERN TRUST CORP 2,384,707 30,190,000 3.51%
10 STATE STREET CORP 2,284,282 28,919,000 3.37%
11 JENNISON ASSOCIATES LLC 1,659,734 21,012,000 2.45%
12 EDGE ASSET MANAGEMENT, INC 1,375,623 17,416,000 2.03%
13 DEPRINCE RACE & ZOLLO INC 1,267,757 16,050,000 1.87%
14 PRINCIPAL FINANCIAL GROUP INC 1,142,744 14,467,000 1.68%
15 Paradice Investment Management LLC 1,117,839 14,141,000 1.65%
16 LSV ASSET MANAGEMENT 1,075,100 13,610,000 1.58%
17 GUGGENHEIM CAPITAL LLC 1,064,026 13,470,000 1.57%
18 Cannell & Co. 1,045,100 13,231,000 1.54%
19 Bank of New York Mellon Corp 963,540 12,198,000 1.42%
20 Invesco Ltd. 944,275 11,955,000 1.39%
21 NORGES BANK 943,276 11,942,000 1.39%
22 THOMPSON SIEGEL & WALMSLEY LLC 926,987 11,736,000 1.37%
23 Nationwide Fund Advisors 841,060 10,648,000 1.24%
24 Global X Management CO LLC 781,315 9,891,000 1.15%
25 FIRST TRUST ADVISORS LP 745,844 9,442,000 1.10%
26 UBS AG 695,867 8,810,000 1.03%
27 GOLDMAN SACHS GROUP INC 691,654 8,756,000 1.02%
28 SEGALL BRYANT & HAMILL, LLC 609,884 7,721,000 0.90%
29 GEODE CAPITAL MANAGEMENT, LLC 568,239 7,193,000 0.84%
30 Smith, Graham & Co., Investment Advisors, LP 512,812 6,492,000 0.76%
31 AMERIPRISE FINANCIAL INC 480,788 6,087,000 0.71%
32 TIAA CREF INVESTMENT MANAGEMENT LLC 447,416 5,664,000 0.66%
33 BlackRock Investment Management, LLC 365,774 4,631,000 0.54%
34 RUSSELL FRANK CO/ 360,324 4,561,000 0.53%
35 RENAISSANCE TECHNOLOGIES LLC 357,943 4,532,000 0.53%
36 ANALYTIC INVESTORS, LLC 343,440 4,348,000 0.51%
37 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 341,922 4,329,000 0.50%
38 DEUTSCHE BANK AG\ 336,281 4,256,000 0.50%
39 MORGAN STANLEY 299,278 3,789,000 0.44%
40 CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM 277,500 3,510,000 0.41%
41 TRUST & FIDUCIARY MANAGEMENT SERVICES INC 268,309 3,397,000 0.40%
42 PRUDENTIAL FINANCIAL INC 256,292 3,245,000 0.38%
43 NEW YORK STATE COMMON RETIREMENT FUND 210,400 2,664,000 0.31%
44 PUBLIC SECTOR PENSION INVESTMENT BOARD 193,300 2,447,000 0.28%
45 VAN ECK ASSOCIATES CORP 187,162 2,369,000 0.28%
46 Sterling Capital Management LLC 184,864 2,340,000 0.27%
47 MACROVIEW INVESTMENT MANAGEMENT LLC 182,603 2,312,000 0.27%
48 ALLIANCEBERNSTEIN L.P. 180,572 2,286,000 0.27%
49 SUSQUEHANNA INTERNATIONAL GROUP, LLP 175,269 2,219,000 0.26%
50 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 173,704 2,199,000 0.26%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.