| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Saba Capital Management, L.P. | 3,835,885 | 86,691,000 | 14.76% | ||
| 2 | MORGAN STANLEY | 3,594,856 | 81,244,000 | 13.83% | ||
| 3 | RIVERNORTH CAPITAL MANAGEMENT, LLC | 2,561,905 | 57,899,000 | 9.86% | ||
| 4 | UBS AG | 2,524,758 | 57,059,000 | 9.71% | ||
| 5 | BB&T SECURITIES, LLC | 230,920 | 52,187,000 | 8.88% | ||
| 6 | Invesco Ltd. | 986,563 | 22,297,000 | 3.80% | ||
| 7 | WELLS FARGO & COMPANY/MN | 936,246 | 21,159,000 | 3.60% | ||
| 8 | CITIGROUP INC | 911,017 | 20,588,000 | 3.51% | ||
| 9 | HOWLAND CAPITAL MANAGEMENT LLC | 752,772 | 17,013,000 | 2.90% | ||
| 10 | Horizon Kinetics LLC | 670,675 | 15,157,000 | 2.58% | ||
| 11 | 1832 Asset Management L.P. | 600,000 | 13,503,000 | 2.30% | ||
| 12 | COHEN & STEERS, INC. | 590,719 | 13,350,000 | 2.27% | ||
| 13 | MARINER INVESTMENT GROUP LLC | 504,826 | 11,409,000 | 1.94% | ||
| 14 | ROYAL BANK OF CANADA | 460,074 | 10,397,000 | 1.77% | ||
| 15 | BANK OF AMERICA CORP /DE/ | 361,492 | 8,169,000 | 1.39% | ||
| 16 | LPL Financial LLC | 350,742 | 7,927,000 | 1.35% | ||
| 17 | BARCLAYS PLC | 319,830 | 7,030,000 | 1.20% | ||
| 18 | BlueSpruce Investments, LP | 309,616 | 6,997,000 | 1.19% | ||
| 19 | DEUTSCHE BANK AG\ | 242,328 | 5,476,000 | 0.93% | ||
| 20 | ASHFORD CAPITAL MANAGEMENT INC | 216,689 | 4,897,000 | 0.83% | ||
| 21 | ALLIANCEBERNSTEIN L.P. | 215,198 | 4,863,000 | 0.83% | ||
| 22 | VSR Financial Services, Inc. | 191,549 | 4,329,000 | 0.74% | ||
| 23 | THIRD AVENUE MANAGEMENT LLC | 179,209 | 4,050,000 | 0.69% | ||
| 24 | GUGGENHEIM CAPITAL LLC | 175,464 | 3,966,000 | 0.68% | ||
| 25 | Trust Asset Management LLC | 171,764 | 3,882,000 | 0.66% | ||
| 26 | Thomas J. Herzfeld Advisors, Inc. | 160,430 | 3,626,000 | 0.62% | ||
| 27 | Kamunting Street Capital Management, L.P. | 151,101 | 3,415,000 | 0.58% | ||
| 28 | STIFEL FINANCIAL CORP | 136,597 | 3,087,000 | 0.53% | ||
| 29 | B. Riley Wealth Advisors, Inc. | 126,827 | 2,866,000 | 0.49% | ||
| 30 | BNP PARIBAS FINANCIAL MARKETS | 108,832 | 2,529,260 | 0.43% | ||
| 31 | First Allied Advisory Services, Inc. | 104,003 | 2,355,000 | 0.40% | ||
| 32 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 95,076 | 2,149,000 | 0.37% | ||
| 33 | Mathes Company, Inc. | 84,350 | 1,906,000 | 0.32% | ||
| 34 | WEDBUSH SECURITIES INC | 80,749 | 1,825,000 | 0.31% | ||
| 35 | TRUIST FINANCIAL CORP | 67,771 | 1,532,000 | 0.26% | ||
| 36 | Dominick & Dominick LLC | 65,641 | 1,483,000 | 0.25% | ||
| 37 | FIRST TRUST ADVISORS LP | 62,766 | 1,419,000 | 0.24% | ||
| 38 | SII INVESTMENTS INC/WI | 54,875 | 1,229,000 | 0.21% | ||
| 39 | Aviance Capital Partners, LLC | 52,325 | 1,182,623 | 0.20% | ||
| 40 | KMS FINANCIAL SERVICES, INC | 52,305 | 1,182,000 | 0.20% | ||
| 41 | AKANTHOS CAPITAL MANAGEMENT LLC | 50,000 | 1,130,000 | 0.19% | ||
| 42 | DUBUQUE BANK & TRUST CO | 46,715 | 1,056,000 | 0.18% | ||
| 43 | Paloma Partners Management Co | 45,135 | 1,020,000 | 0.17% | ||
| 44 | Private Wealth Partners, LLC | 44,900 | 1,015,000 | 0.17% | ||
| 45 | Robert W. Baird & Co. Inc | 43,672 | 987,000 | 0.17% | ||
| 46 | HUNTINGTON NATIONAL BANK | 40,218 | 909,000 | 0.15% | PRN | |
| 47 | Commonwealth Equity Services, Inc | 29,956 | 677,000 | 0.12% | ||
| 48 | Cetera Advisor Networks LLC | 28,800 | 651,000 | 0.11% | ||
| 49 | HighTower Advisors, LLC | 28,120 | 636,000 | 0.11% | ||
| 50 | PNC FINANCIAL SERVICES GROUP, INC. | 25,000 | 565,000 | 0.10% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
