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Institutional Investment Manager
SII INVESTMENTS INC/WI
SII INVESTMENTS INC/WI (CIK: 0001351903) incorporated in Wisconsin, located at 5555 Grande Market Dr, Appleton, WI. Institutional holdings reported to the SEC.
Institutional Holdings (2016Q2)
Original 13F HR (0001085146-16-004209) filed in 2016.08.09
#
Name
Shares
Value ($)
%
Options
Notes
1 PROSPECT CAPITAL CORPORATION 155,000 146 0.01% PRN
2 PROSPECT CAPITAL CORPORATION 89,000 89 0.01% PRN
3 Prospect Capital Corp 45,000 45 0.00% PRN
4 TCP CAP CORP NOTE 5.25012/1 30,000 31 0.00% PRN
5 VANGUARD INDEX FDS 668,493 56,810 4.64%
6 VANGUARD INDEX FDS 471,302 50,535 4.12%
7 VANGUARD TAX-MANAGED FDS 1,192,739 42,186 3.44%
8 VANGUARD BD INDEX FDS 389,496 31,597 2.58%
9 VANGUARD CHARLOTTE FDS 503,577 28,048 2.29%
10 VANGUARD INDEX FDS 197,593 22,891 1.87%
11 VANGUARD BD INDEX FDS 254,083 22,385 1.83%
12 VANGUARD INDEX FDS 109,857 21,106 1.72%
13 ISHARES TR 183,362 20,645 1.68%
14 VANGUARD LONG TERM BOND ETF 179,748 17,626 1.44%
15 ISHARES TR 149,452 17,428 1.42%
16 VANGUARD INTL EQUITY INDEX F 490,513 17,322 1.41%
17 ISHARES 20 YEAR TREASURY BOND ETF 118,417 16,455 1.34%
18 APPLE INC 171,957 16,453 1.34%
19 VANGUARD INTL EQUITY INDEX F 345,552 14,806 1.21%
20 ISHARES TR 124,487 14,514 1.18%
21 POWERSHARES QQQ TRUST 132,915 14,316 1.17%
22 ISHARES TR 154,157 14,311 1.17%
23 VANGUARD SCOTTSDALE FDS 175,174 14,160 1.16%
24 VANGUARD MORTG-BACK SEC ETF 258,438 13,930 1.14%
25 VANGUARD INDEX FDS 102,469 12,669 1.03%
26 ISHARES TR 218,964 11,363 0.93%
27 VANGUARD WHITEHALL FDS 155,800 11,107 0.91%
28 CONOCOPHILLIPS 250,996 10,948 0.89%
29 ISHARES TR 304,221 10,457 0.85%
30 ISHARES TR 68,803 10,281 0.84%
31 VANGUARD SCOTTSDALE FDS 157,884 9,697 0.79%
32 GENERAL ELECTRIC CO 288,645 9,073 0.74%
33 SPDR S&P 500 ETF TR 42,412 8,883 0.72%
34 ISHARES TR 39,612 8,337 0.68%
35 CATERPILLAR INC 108,293 8,208 0.67%
36 SCHWAB U.S. LARGE-CAP ETF 159,946 7,966 0.65%
37 ISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF 94,001 7,950 0.65%
38 WELLS FARGO & CO NEW 167,703 7,931 0.65%
39 KROGER CO 215,140 7,914 0.65%
40 AT&T INC 174,712 7,564 0.62%
41 PROCTER AND GAMBLE CO 89,109 7,542 0.62%
42 PHILLIPS 66 93,636 7,434 0.61%
43 MICROSOFT CORP 142,761 7,285 0.59%
44 ISHARES TR 62,653 7,275 0.59%
45 SPDR INDEX SHS FDSDJ GLB RL ES ETF 142,709 7,185 0.59%
46 EXXON MOBIL CORP 76,187 7,128 0.58%
47 FIRST TR EXCHANGE TRADED FD 116,470 6,878 0.56%
48 FIRST TRUST EXCH TRADED FUND 2 CONSUMR STAPLE ETF 138,175 6,690 0.55%
49 JOHNSON & JOHNSON 55,115 6,664 0.54%
50 ISHARES TR 65,897 6,614 0.54%
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