| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Radcliffe Capital Management, L.P. | 29,800,000 | 30,718,000 | 26.73% | PRN | |
| 2 | STEELHEAD PARTNERS LLC | 29,529,000 | 30,452,000 | 26.50% | PRN | |
| 3 | OAKTREE CAPITAL MANAGEMENT LP | 12,149,000 | 12,625,000 | 10.99% | PRN | |
| 4 | COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 11,530,000 | 11,840,000 | 10.30% | ||
| 5 | CITADEL ADVISORS LLC | 8,000,000 | 8,238,000 | 7.17% | PRN | |
| 6 | TD ASSET MANAGEMENT INC | 6,493,000 | 6,700,000 | 5.83% | ||
| 7 | JPMORGAN CHASE & CO | 4,853,000 | 5,011,000 | 4.36% | PRN | |
| 8 | SSI INVESTMENT MANAGEMENT LLC | 3,129,000 | 3,212,000 | 2.79% | PRN | |
| 9 | THRIVENT FINANCIAL FOR LUTHERANS | 1,615,000 | 1,666,000 | 1.45% | ||
| 10 | PUTNAM INVESTMENTS LLC | 1,269,000 | 1,303,000 | 1.13% | ||
| 11 | Bank of New York Mellon Corp | 1,100,000 | 1,136,000 | 0.99% | ||
| 12 | CREDIT SUISSE AG/ | 45,564 | 919,000 | 0.80% | PRN | |
| 13 | BARCLAYS PLC | 528,000 | 542,000 | 0.47% | PRN | |
| 14 | GOLDMAN SACHS GROUP INC | 279,000 | 286,000 | 0.25% | PRN | |
| 15 | BANK OF AMERICA CORP /DE/ | 193,000 | 199,000 | 0.17% | PRN | |
| 16 | SII INVESTMENTS INC/WI | 30,000 | 31,000 | 0.03% | PRN | |
| 17 | Investors Capital Advisory Services | 18,000 | 18,000 | 0.02% | ||
| 18 | Jefferies Group LLC | 14,000 | 14,000 | 0.01% | PRN | |
| 19 | LPL Financial LLC | 10,000 | 10,000 | 0.01% | ||
| 20 | Wellesley Asset Management | 6,158 | 6,354 | 0.01% | PRN |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
