| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Radcliffe Capital Management, L.P. | 43,688,000 | 43,580,000 | 28.03% | PRN | |
| 2 | COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS | 19,676,000 | 19,418,000 | 12.49% | ||
| 3 | INCOME RESEARCH & MANAGEMENT | 16,719,000 | 16,500,000 | 10.61% | PRN | |
| 4 | TD ASSET MANAGEMENT INC | 16,562,000 | 16,427,000 | 10.57% | ||
| 5 | Lombard Odier Asset Management (Europe) Ltd | 15,480,000 | 15,358,000 | 9.88% | PRN | |
| 6 | Pine River Capital Management L.P. | 11,627,000 | 11,563,000 | 7.44% | PRN | |
| 7 | VICTORY CAPITAL MANAGEMENT INC | 11,162,223 | 11,016,000 | 7.09% | PRN | |
| 8 | HighTower Advisors, LLC | 4,091,000 | 4,056,000 | 2.61% | PRN | |
| 9 | THRIVENT FINANCIAL FOR LUTHERANS | 4,000,000 | 4,000,000 | 2.57% | ||
| 10 | CQS Cayman LP | 3,000,000 | 3,081,000 | 1.98% | PRN | |
| 11 | GLG Partners LP | 2,250,000 | 2,250,000 | 1.45% | PRN | |
| 12 | MORGAN STANLEY | 1,775,000 | 1,753,000 | 1.13% | PRN | |
| 13 | AMERICAN FINANCIAL GROUP INC | 1,000,000 | 988,000 | 0.64% | PRN | |
| 14 | WEDBUSH SECURITIES INC | 10,000 | 987,000 | 0.63% | ||
| 15 | Compagnie Lombard Odier SCmA | 960,000 | 986,000 | 0.63% | PRN | |
| 16 | GOLDMAN SACHS GROUP INC | 816,000 | 824,000 | 0.53% | PRN | |
| 17 | KEYBANK NATIONAL ASSOCIATION/OH | 717,000 | 708,000 | 0.46% | ||
| 18 | ADVISOR GROUP, INC. | 310 | 305,000 | 0.20% | PRN | |
| 19 | WELLS FARGO & COMPANY/MN | 225,000 | 224,000 | 0.14% | PRN | |
| 20 | Lombard Odier Asset Management (Switzerland) SA | 200,000 | 199,000 | 0.13% | PRN | |
| 21 | STIFEL FINANCIAL CORP | 186,612 | 187,000 | 0.12% | PRN | |
| 22 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 174,000 | 172,000 | 0.11% | ||
| 23 | Calamos Advisors LLC | 155,000 | 154,000 | 0.10% | PRN | |
| 24 | ROYAL BANK OF CANADA | 126,000 | 127,000 | 0.08% | PRN | |
| 25 | Commonwealth Equity Services, Inc | 128,000 | 126,000 | 0.08% | ||
| 26 | SII INVESTMENTS INC/WI | 89,000 | 89,000 | 0.06% | PRN | |
| 27 | INVESTMENT CENTERS OF AMERICA INC | 80,000 | 78,000 | 0.05% | PRN | |
| 28 | Sigma Planning Corp | 70,000 | 69,000 | 0.04% | ||
| 29 | LPL Financial LLC | 60,000 | 60,000 | 0.04% | ||
| 30 | TDAM USA INC. | 38,000 | 38,000 | 0.02% | ||
| 31 | Rehmann Capital Advisory Group | 35,000 | 35,000 | 0.02% | PRN | |
| 32 | Jefferies Group LLC | 33,000 | 33,000 | 0.02% | PRN | |
| 33 | BANK OF AMERICA CORP /DE/ | 25,000 | 25,000 | 0.02% | PRN | |
| 34 | US BANCORP \DE\ | 20,000 | 20,000 | 0.01% | PRN | |
| 35 | D.A. DAVIDSON & CO. | 15,000 | 14,000 | 0.01% | ||
| 36 | ACG Wealth | 10,000 | 10,000 | 0.01% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
