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Institutional Investment Manager
SII INVESTMENTS INC/WI
SII INVESTMENTS INC/WI (CIK: 0001351903) incorporated in Wisconsin, located at 5555 Grande Market Dr, Appleton, WI. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 592 holdings with a total value of $1,307,123,000.
#
Name
Shares
Value ($)
%
Options
Notes
101 NUCOR CORP 51,502 2,550,000 0.20%
102 PIMCO DYNAMIC CR INCOME FD 122,090 2,488,000 0.19%
103 BOEING CO 18,940 2,487,000 0.19%
104 JPMORGAN CHASE & CO 36,992 2,462,000 0.19%
105 ISHARES TR 59,238 2,340,000 0.18%
106 WESTERN ASSET HGH YLD DFNDFD 148,916 2,301,000 0.18%
107 VANGUARD INTL EQUITY INDEX F 37,242 2,264,000 0.17%
108 VANGUARD WORLD FDS 17,935 2,252,000 0.17%
109 SPDR SER TR 26,347 2,222,000 0.17%
110 FIRST TR INTER DUR PFD & IN 91,473 2,143,000 0.16%
111 UNIVERSAL INS HLDGS INC 84,228 2,117,000 0.16%
112 ALPHABET INC 2,626 2,101,000 0.16%
113 WISDOMTREE TR 31,263 2,080,000 0.16%
114 GILEAD SCIENCES INC 26,132 2,072,000 0.16%
115 KIMBERLY CLARK CORP 16,143 2,058,000 0.16%
116 NORDSON CORP 20,747 2,056,000 0.16%
117 ISHARES 5-10 YEAR INVESTMENT GRADE CORPORATE BOND ETF 18,470 2,055,000 0.16%
118 COMCAST CORP NEW 30,930 2,055,000 0.16%
119 GUGGENHEIM 1:1 EXC 4/9/18 739371839 16,628 2,029,000 0.16%
120 SPDR GOLD TR 15,950 2,013,000 0.15%
121 CLAYMORE EXCHANGE TRD FD TR 79,092 2,006,000 0.15%
122 VANGUARD WORLD FD 20,413 1,997,000 0.15%
123 NVIDIA CORPORATION 28,962 1,986,000 0.15%
124 BRISTOL MYERS SQUIBB CO 36,529 1,970,000 0.15%
125 WAL-MART STORES INC 25,877 1,873,000 0.14%
126 VANGUARD INDEX FDS 14,213 1,872,000 0.14%
127 NOVO-NORDISK A S 43,287 1,797,000 0.14%
128 AMAZON COM INC 2,135 1,791,000 0.14%
129 ABBVIE INC 27,970 1,761,000 0.13%
130 RITE AID CORP 224,440 1,731,000 0.13%
131 STARBUCKS CORP 31,974 1,730,000 0.13%
132 AFLAC INC 24,318 1,729,000 0.13%
133 KINDER MORGAN INC DEL 74,417 1,721,000 0.13%
134 VANECK ETF TRUST 38,417 1,697,000 0.13%
135 POWERSHARES ETF TR II 40,336 1,678,000 0.13%
136 ISHARES GOLD TRUST 128,270 1,642,000 0.13%
137 CVS HEALTH CORP 18,325 1,631,000 0.12%
138 ISHARES TR 12,641 1,558,000 0.12%
139 NATIONAL PRESTO INDS INC COM 17,515 1,542,000 0.12%
140 SELECT SECTOR SPDR TR 20,764 1,492,000 0.11%
141 NEXTERA ENERGY INC 12,069 1,470,000 0.11%
142 FORD MTR CO DEL 120,557 1,453,000 0.11%
143 HOME DEPOT INC 11,271 1,450,000 0.11%
144 HARTFORD FINL SVCS GROUP INC 33,829 1,449,000 0.11%
145 COCA COLA CO 34,363 1,447,000 0.11%
146 DNP SELECT INCOME FD INC 140,499 1,441,000 0.11%
147 ISHARES TR 13,278 1,404,000 0.11%
148 ISHARES TR 9,266 1,375,000 0.11%
149 VISA INC 16,381 1,357,000 0.10%
150 VANGUARD INDEX FDS 12,700 1,351,000 0.10%
Page 3 of 12

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001085146-16-004730, filed 2016.11.10).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.