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FIRST TR INTER DURATN PFD & IN COM
FIRST TR INTER DURATN PFD & IN COM. Institutional holdings reported to the SEC.

Institutional Holders (2016Q3)
Portfolio Summary: 59 Institutional holders with a total value of $203,905,743.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 MORGAN STANLEY 3,677,919 85,843,000 42.10%
2 BANK OF AMERICA CORP /DE/ 519,176 12,118,000 5.94%
3 Invesco Ltd. 474,421 11,073,000 5.43%
4 ROYAL BANK OF CANADA 473,185 11,043,000 5.42%
5 BESSEMER GROUP INC 445,692 10,402,000 5.10%
6 UBS Group AG 423,976 9,896,000 4.85%
7 WELLS FARGO & COMPANY/MN 376,658 8,791,000 4.31%
8 GUGGENHEIM CAPITAL LLC 259,115 6,048,000 2.97%
9 COMERICA SECURITIES INC 241,863 5,645,000 2.77%
10 BANK OF MONTREAL /CAN/ 221,333 5,166,000 2.53%
11 LPL Financial LLC 202,370 4,669,000 2.29%
12 NINE MASTS CAPITAL Ltd 143,498 3,349,000 1.64%
13 JANUS HENDERSON INVESTORS US LLC 109,700 2,560,000 1.26%
14 SII INVESTMENTS INC/WI 91,473 2,143,000 1.05%
15 Sterneck Capital Management, LLC 90,996 2,124,000 1.04%
16 Vident Investment Advisory, LLC 86,551 2,020,000 0.99%
17 STIFEL FINANCIAL CORP 83,682 1,953,000 0.96%
18 IFC Holdings Incorporated/FL 81,722 1,905,000 0.93%
19 Raymond James Financial Services Advisors, Inc. 76,558 1,787,000 0.88%
20 IFP ADVISORS, INC 66,393 1,550,000 0.76%
21 BB&T SECURITIES, LLC 66,050 1,541,000 0.76%
22 AMERIPRISE FINANCIAL INC 65,334 1,525,000 0.75%
23 Commonwealth Equity Services, Inc 57,365 1,339,000 0.66%
24 Mathes Company, Inc. 39,250 916,000 0.45%
25 RAYMOND JAMES & ASSOCIATES 34,186 798,000 0.39%
26 Private Advisor Group, LLC 33,037 762,000 0.37%
27 LADENBURG THALMANN FINANCIAL SERVICES INC. 29,690 693,000 0.34%
28 NATIONAL PLANNING CORP 27,548 608,000 0.30%
29 OPPENHEIMER & CO INC 21,100 492,000 0.24%
30 Stratos Wealth Partners, LTD. 20,315 474,000 0.23%
31 DOLIVER ADVISORS, LP 17,705 413,000 0.20%
32 WEDBUSH SECURITIES INC 17,062 398,000 0.20%
33 Shaker Financial Services, LLC 14,750 344,000 0.17%
34 ADVISOR GROUP, INC. 13,767 322,000 0.16%
35 Janney Montgomery Scott LLC 13,593 317,000 0.16%
36 DELTA CAPITAL MANAGEMENT LLC 13,260 309,000 0.15%
37 Partnervest Advisory Services LLC 12,919 302,000 0.15%
38 Capital Investment Advisors, LLC 11,930 278,000 0.14%
39 BAIRD FINANCIAL GROUP, INC. 11,540 269,000 0.13%
40 NEXT Financial Group, Inc 9,956 232,000 0.11%
41 LVW Advisors, LLC 9,097 212,000 0.10%
42 First Horizon Advisors, Inc. 9,040 206,000 0.10%
43 AllSquare Wealth Management LLC 7,800 182,000 0.09%
44 Cordasco Financial Network 5,810 137,000 0.07%
45 FIRST FINANCIAL CORP /IN/ 5,800 135,000 0.07%
46 Creative Planning 5,695 133,000 0.07%
47 D.A. DAVIDSON & CO. 5,575 130,000 0.06%
48 MSI Financial Services Inc 2,378 56,000 0.03%
49 CITIGROUP INC 2,296 54,000 0.03%
50 US BANCORP \DE\ 2,000 47,000 0.02%
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From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.