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Institutional Investment Manager
ALPHA WINDWARD LLC
ALPHA WINDWARD LLC (CIK: 0001353219) incorporated in Massachusetts, located at 200 Lowder Brook Drive, Westwood, MA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 415 holdings with a total value of $143,953,000.
#
Name
Shares
Value ($)
%
Options
Notes
201 HP INC 16,149 251,000 0.17%
202 DISNEY WALT CO 2,695 250,000 0.17%
203 PHILLIPS 66 3,087 249,000 0.17%
204 STATE STR CORP 3,574 249,000 0.17%
205 UNITED TECHNOLOGIES CORP 2,399 244,000 0.17%
206 LOWES COS INC 3,362 243,000 0.17%
207 UNITEDHEALTH GROUP INC 1,736 243,000 0.17%
208 STRYKER CORP 2,073 241,000 0.17%
209 CONSOLIDATED EDISON INC 3,119 235,000 0.16%
210 EMERSON ELEC CO 4,272 233,000 0.16%
211 AIR PRODS & CHEMS INC 1,552 233,000 0.16%
212 TRAVELERS COMPANIES INC 2,028 232,000 0.16%
213 APPLIED MATLS INC 7,616 230,000 0.16%
214 CONOCOPHILLIPS 5,268 229,000 0.16%
215 NORFOLK SOUTHERN CORP 2,362 229,000 0.16%
216 OCCIDENTAL PETE CORP DEL 3,104 226,000 0.16%
217 AUTOMATIC DATA PROCESSING IN 2,555 225,000 0.16%
218 3M CO 1,264 223,000 0.15%
219 UNION PAC CORP 2,291 223,000 0.15%
220 PAYPAL HLDGS INC 5,354 219,000 0.15%
221 ABBOTT LABS 5,147 218,000 0.15%
222 SHERWIN WILLIAMS CO 782 216,000 0.15%
223 BANK NEW YORK MELLON CORP 5,392 215,000 0.15%
224 INTUITIVE SURGICAL INC 295 214,000 0.15%
225 CISCO SYS INC 6,739 214,000 0.15%
226 BECTON DICKINSON & CO 1,188 214,000 0.15%
227 INTERNATIONAL BUSINESS MACHS 1,333 212,000 0.15%
228 AMERICAN ELEC PWR INC 3,266 210,000 0.15%
229 VISA INC 2,538 210,000 0.15%
230 KRAFT HEINZ CO 2,332 209,000 0.15%
231 TIME WARNER INC 2,614 208,000 0.14%
232 ANTHEM INC 1,661 208,000 0.14%
233 DANAHER CORP DEL 2,655 208,000 0.14%
234 SYSCO CORP 4,178 205,000 0.14%
235 ZIMMER BIOMET HLDGS INC 1,578 205,000 0.14%
236 NEXTERA ENERGY INC 1,677 205,000 0.14%
237 APPLE INC 1,803 204,000 0.14%
238 AFLAC INC 2,835 204,000 0.14%
239 ALLSTATE CORP 2,946 204,000 0.14%
240 COLGATE PALMOLIVE CO 2,741 203,000 0.14%
241 COSTCO WHSL CORP NEW 1,332 203,000 0.14%
242 FRANKLIN RESOURCES INC 5,643 201,000 0.14%
243 BB&T CORP 5,319 201,000 0.14%
244 PUBLIC SVC ENTERPRISE GRP IN 4,762 199,000 0.14%
245 ORACLE CORP 5,004 197,000 0.14%
246 HONEYWELL INTL INC 1,688 197,000 0.14%
247 FISERV INC 1,976 197,000 0.14%
248 UNITED PARCEL SERVICE INC 1,796 196,000 0.14%
249 SEMPRA ENERGY 1,826 196,000 0.14%
250 FEDEX CORP 1,112 194,000 0.13%
Page 5 of 9

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001353219-16-000008, filed 2016.10.19).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.