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Institutional Investment Manager
ALPHA WINDWARD LLC
ALPHA WINDWARD LLC (CIK: 0001353219) incorporated in Massachusetts, located at 200 Lowder Brook Drive, Westwood, MA. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 415 holdings with a total value of $143,953,000.
#
Name
Shares
Value ($)
%
Options
Notes
151 QEP RES INC 21,240 415,000 0.29%
152 INNOPHOS HOLDINGS INC 10,620 414,000 0.29%
153 NEW JERSEY RES CORP 12,600 414,000 0.29%
154 SYKES ENTERPRISES INC 14,700 414,000 0.29%
155 CORNING INC 17,440 412,000 0.29%
156 VIAVI SOLUTIONS INC 55,680 411,000 0.29%
157 GAMESTOP CORP NEW 14,886 411,000 0.29%
158 SUNSTONE HOTEL INVESTORS REIT 31,800 407,000 0.28%
159 MANTECH INTERNATIONAL CORP CL A 10,800 407,000 0.28%
160 OCEANEERING INTL INC 14,640 403,000 0.28%
161 UNITED STATES STL CORP NEW 21,300 402,000 0.28%
162 UNIVERSAL FST PRODS INC 4,080 402,000 0.28%
163 APOGEE ENTERPRISES INC COM 9,000 402,000 0.28%
164 SPARTANNASH CO COM 13,800 399,000 0.28%
165 ETHAN ALLEN INTERIORS INC COM 12,720 398,000 0.28%
166 AT&T INC 9,602 390,000 0.27%
167 BMC STK HLDGS INC 21,540 382,000 0.27%
168 MICROSOFT CORP 6,481 373,000 0.26%
169 MCDONALDS CORP 3,120 360,000 0.25%
170 PEPSICO INC 3,302 359,000 0.25%
171 MERCK & CO INC 5,687 355,000 0.25%
172 BRISTOL MYERS SQUIBB CO 6,178 333,000 0.23%
173 AMAZON COM INC 391 327,000 0.23%
174 INTEL CORP 8,643 326,000 0.23%
175 TEXAS INSTRS INC 4,640 326,000 0.23%
176 GENESCO INC COM 5,940 323,000 0.22%
177 PRAXAIR INC 2,652 320,000 0.22%
178 COCA COLA CO 7,453 315,000 0.22%
179 ILLINOIS TOOL WKS INC 2,631 315,000 0.22%
180 ABERCROMBIE & FITCH CO 19,320 307,000 0.21%
181 NORTHROP GRUMMAN CORP 1,421 304,000 0.21%
182 COMCAST CORP NEW 4,549 302,000 0.21%
183 GENERAL DYNAMICS CORP 1,936 300,000 0.21%
184 CA INC 9,005 298,000 0.21%
185 THERMO FISHER SCIENTIFIC INC 1,837 292,000 0.20%
186 ABBVIE INC 4,547 287,000 0.20%
187 WELLS FARGO & CO NEW 6,453 286,000 0.20%
188 KIMBERLY CLARK CORP 2,237 282,000 0.20%
189 AMGEN INC 1,689 282,000 0.20%
190 PFIZER INC 8,315 282,000 0.20%
191 CHEVRON CORP NEW 2,728 281,000 0.20%
192 S&P GLOBAL INC 2,201 279,000 0.19%
193 PNC FINL SVCS GROUP INC 2,994 270,000 0.19%
194 GILEAD SCIENCES INC 3,410 270,000 0.19%
195 LOCKHEED MARTIN CORP 1,107 265,000 0.18%
196 US BANCORP DEL 6,179 265,000 0.18%
197 MONDELEZ INTL INC 5,937 261,000 0.18%
198 WALGREENS BOOTS ALLIANCE INC 3,227 260,000 0.18%
199 VERIZON COMMUNICATIONS INC 4,974 259,000 0.18%
200 GENERAL MLS INC 3,950 252,000 0.18%
Page 4 of 9

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001353219-16-000008, filed 2016.10.19).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.