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Institutional Investment Manager
Mitsubishi UFJ Securities Holdings Co., Ltd.
Mitsubishi UFJ Securities Holdings Co., Ltd. (CIK: 0001374022), located at 1-4-5, Marunouchi, Chiyoda-Ku, Tokyo, M0. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q2)
Portfolio Summary: 235 holdings with a total value of $56,481,000.
#
Name
Shares
Value ($)
%
Options
Notes
201 VIMPELCOM LTD 1,900 7,000 0.01%
202 EDWARDS LIFESCIENCES CORP 70 7,000 0.01%
203 REGIONS FINANCIAL CORP NEW 800 7,000 0.01%
204 BED BATH & BEYOND INC 170 7,000 0.01%
205 COLGATE PALMOLIVE CO 90 7,000 0.01%
206 GARMIN LTD 170 7,000 0.01%
207 PACCAR INC 130 7,000 0.01%
208 VALERO ENERGY CORP NEW 110 6,000 0.01%
209 WHOLE FOODS MKT INC 200 6,000 0.01%
210 STERICYCLE INC 60 6,000 0.01%
211 FIRST SOLAR INC 120 6,000 0.01%
212 VIACOM INC NEW 130 5,000 0.01%
213 KINDER MORGAN INC DEL 250 5,000 0.01%
214 NASDAQ OMX GROUP 70 5,000 0.01%
215 STAPLES INC 620 5,000 0.01%
216 ANADARKO PETE CORP 90 5,000 0.01%
217 ENDO INTL PLC 340 5,000 0.01%
218 VISA INC 70 5,000 0.01%
219 LUMEN TECHNOLOGIES INC 180 5,000 0.01%
220 WESTERN DIGITAL CORP 90 4,000 0.01%
221 BIOMARIN PHARMACEUTICAL INC 50 4,000 0.01%
222 JAZZ PHARMACEUTICALS PLC 30 4,000 0.01%
223 CME GROUP INC 40 4,000 0.01%
224 AMEREN CORP 70 4,000 0.01%
225 PUBLIC SVC ENTERPRISE GRP IN 90 4,000 0.01%
226 COACH INC 70 3,000 0.01%
227 SEALED AIR CORP NEW 60 3,000 0.01%
228 DELPHI AUTOMOTIVE PLC 50 3,000 0.01%
229 BOEING CO 20 3,000 0.01%
230 Liberty Ventures 61 2,000 0.00%
231 ENTERGY CORP NEW 30 2,000 0.00%
232 DISCOVER FINL SVCS 40 2,000 0.00%
233 M & T BK CORP 20 2,000 0.00%
234 NETAPP INC 90 2,000 0.00%
235 MALLINCKRODT PUB LTD CO 40 2,000 0.00%
Page 5 of 5

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001374022-16-000045, filed 2016.08.15).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.