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Institutional Investment Manager
Mitsubishi UFJ Securities Holdings Co., Ltd.
Mitsubishi UFJ Securities Holdings Co., Ltd. (CIK: 0001374022), located at 1-4-5, Marunouchi, Chiyoda-Ku, Tokyo, M0. Institutional holdings reported to the SEC.

Institutional Holdings (2016Q3)
Portfolio Summary: 211 holdings with a total value of $19,099,000.
#
Name
Shares
Value ($)
%
Options
Notes
51 SPECTRA ENERGY CORP 270 12,000 0.06%
52 BRISTOL MYERS SQUIBB CO 220 12,000 0.06%
53 DARDEN RESTAURANTS INC 200 12,000 0.06%
54 LENNAR 280 12,000 0.06%
55 WELLS FARGO & CO NEW 300 13,000 0.07%
56 CA INC 390 13,000 0.07%
57 SIRIUS XM HOLDINGS INC 3,110 13,000 0.07%
58 COTERRA ENERGY INC 540 14,000 0.07%
59 HUNTINGTON BANC 1,430 14,000 0.07%
60 AUTODESK 200 14,000 0.07%
61 GILEAD SCIENCES INC 180 14,000 0.07%
62 CINCINNATI FIN 190 14,000 0.07%
63 SMUCKER J M CO 100 14,000 0.07%
64 AKAMAI TECH 260 14,000 0.07%
65 MERCK & CO INC 230 14,000 0.07%
66 SEAGATE TECHNOLOGY PLC 380 15,000 0.08%
67 SYMANTEC CORP 610 15,000 0.08%
68 PRICELINE GRP INC 10 15,000 0.08%
69 TIME WARNER INC 200 16,000 0.08%
70 PAYCHEX INC 290 17,000 0.09%
71 MICRON TECHNOLOGY INC 970 17,000 0.09%
72 CITIGROUP INC 370 17,000 0.09%
73 MEDTRONIC PLC 210 18,000 0.09%
74 DIAMOND OFFSHORE DRILLING IN 1,020 18,000 0.09%
75 UNITED TECHNOLOGIES CORP 180 18,000 0.09%
76 MYLAN N V 460 18,000 0.09%
77 TERADATA CORP DEL 610 19,000 0.10%
78 FISERV INC 190 19,000 0.10%
79 MONSTER BEVERAGE COR 130 19,000 0.10%
80 SHERWIN WILLIAMS CO 70 19,000 0.10%
81 NUCOR CORP 390 19,000 0.10%
82 BANK AMER CORP 1,200 19,000 0.10%
83 MARATHON PETE CORP 470 19,000 0.10%
84 GOODYEAR TIRE & RUBB 600 19,000 0.10%
85 MOODYS CORP 180 19,000 0.10%
86 HOLOGIC INC 500 19,000 0.10%
87 AES CORP COM 1,450 19,000 0.10%
88 MASCO CORP 540 19,000 0.10%
89 RED HAT INC 240 19,000 0.10%
90 TRANSOCEAN LTD 1,740 19,000 0.10%
91 DTE ENERGY CO 200 19,000 0.10%
92 HERSHEY CO 200 19,000 0.10%
93 BAXTER INTL INC 400 19,000 0.10%
94 HARRIS CORP 210 19,000 0.10%
95 ILLUMINA INC 110 20,000 0.10%
96 OWENS-ILLINOIS, INC. 1,070 20,000 0.10%
97 ROCKWELL AUTOMATION INC 160 20,000 0.10%
98 BALL CORP 240 20,000 0.10%
99 ETRADE GROUP 680 20,000 0.10%
100 NXP SEMICONDUCTORS N V 210 21,000 0.11%
Page 2 of 5

Portfolio data is normalized using SEC Form 13F filings, including the Original 13F-HR (0001374022-16-000050, filed 2016.11.08).

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.