Dark
Light
System
Institutional Investment Manager
Crow Point Partners, LLC
Crow Point Partners, LLC (CIK: 0001384305) incorporated in Delaware, located at 280 Summer Street, Boston, MA. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0000891092-14-008737) filed in 2014.11.20
#
Name
Shares
Value ($)
%
Options
Notes
51 ALASKA AIR GROUP INC 2,070 90 0.01%
52 MACQUARIE INFRASTRUCTURE COR 1,460 97 0.01%
53 VECTOR GROUP LTD 4,431 98 0.01%
54 STATOIL ASA 3,720 101 0.01%
55 HUTCHINSON PORT HOLDINGS TRUST 149,000 104 0.01%
56 Scorpio Bulkers Inc 7 1/2 Notes 2014-15.9.19 Sr 105,000 105 0.01%
57 EXXON MOBIL CORP 1,180 111 0.01%
58 APOLLO GLOBAL MGMT LLC 5,130 122 0.02%
59 PROSPECT CAPITAL CORPORATION 12,410 123 0.02%
60 MAIDEN HOLDINGS LTD 11,160 124 0.02%
61 APOLLO INVT CORP 16,000 131 0.02%
62 CHEVRON CORP NEW 1,120 134 0.02%
63 FORD MTR CO DEL 9,250 137 0.02%
64 WESTERN ASSET MTG DEFINED OP 5,755 138 0.02%
65 ANNALY CAPITAL MANAGEMENT INC (NLYPRD) 6,170 148 0.02%
66 NOVARTIS A G 1,570 148 0.02%
67 Morgan Stanley 6,080 152 0.02%
68 Ellington Financial EFC 6,960 155 0.02%
69 WESTAR ENERGY 4,610 157 0.02%
70 MFA FINANCIAL INC COM 21,240 165 0.02%
71 Miller Energy Resources 6,440 166 0.02%
72 REYNOLDS AMERICAN INC 2,970 175 0.02%
73 AG Mortgage Inv Tr 8 Pfd Ser B 7,500 183 0.02%
74 AETNA INC NEW 2,290 185 0.02%
75 CONSOLIDATED COMM HLDGS INC COM 7,380 185 0.02%
76 Teekay Offshore Preferred TOO PRA 7,310 186 0.02%
77 SANTANDER Ser E 10.5% SAN PRE 7,100 187 0.02%
78 NORTHSTAR REALTY FINANCE PREF 7,570 192 0.03%
79 ASPEN INSURANCE HLDG LTD 7,330 195 0.03%
80 HILL INTERNATIONAL INC 49,400 197 0.03%
81 BROOKFIELD TOTAL RETURN FD I 7,900 197 0.03%
82 PACWEST BANCORP DEL COM 200,000 200 0.03%
83 Vanguard Nat Res 7 7/8% (VNRAP) VNRAP-USA 8,730 223 0.03%
84 #N/A 8,710 223 0.03%
85 DOMTAR CORP 6,570 231 0.03%
86 WESTERN UN CO 14,610 234 0.03%
87 Newcastle Investment Corp Pfd Shs B 9,340 244 0.03%
88 Alcoa 15,420 248 0.03%
89 LOCKHEED MARTIN CORP 1,360 249 0.03%
90 RAYTHEON CO 2,601 264 0.03%
91 SYMANTEC CORP 11,220 264 0.03%
92 MALLINCKRODT PUB LTD CO 2,990 269 0.04%
93 TELEFONICA BRASIL SA 13,730 270 0.04%
94 COPA HOLDINGS SA 2,540 273 0.04%
95 LYONDELLBASELL INDUSTRIES N 2,570 279 0.04%
96 ACTIVISION BLIZZARD INC 14,940 311 0.04%
97 STEEL DYNAMICS INC 13,840 313 0.04%
98 BROADRIDGE FINL SOLUTIONS IN 7,540 314 0.04%
99 UNION PAC CORP 2,970 322 0.04%
100 CENTENE CORP DEL 4,040 334 0.04%
Page 2 of 6