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ANNALY CAPITAL MGMT
ANNALY CAPITAL MGMT. Institutional holdings reported to the SEC.

Institutional Holders (2014Q3)
Portfolio Summary: 8 Institutional holders with a total value of $5,581,120.
#
Manager Name
Shares
Value ($)
%
Options
Notes
1 Geneva Advisors, LLC 84,545 2,063,000 36.96%
2 MID CONTINENT CAPITAL LLC/IL 78,600 1,918,000 34.37%
3 SNOW CAPITAL MANAGEMENT LP 40,000 976,000 17.49%
4 Janney Montgomery Scott LLC 9,250 225,700 4.04%
5 Crow Point Partners, LLC 6,170 148,000 2.65%
6 Highlander Capital Management, LLC 6,050 147,620 2.64%
7 AMERIPRISE FINANCIAL INC 2,200 54,000 0.97%
8 Smith Affiliated Capital Corp. 2,000 48,800 0.87% PRN

From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.