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Institutional Investment Manager
Ionic Capital Management LLC
Ionic Capital Management LLC (CIK: 0001386462) incorporated in Delaware, located at 475 Fifth Avenue, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0001140361-14-042054) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
151 VERIZON COMMUNICATIONS INC 40,000 2,000 0.06% Put
152 KRAFT HEINZ CO COM 35,000 1,974 0.06% Call
153 SPDR SERIES TRUST 50,000 1,840 0.06% Call
154 LAM RESEARCH CORP 24,500 1,830 0.06%
155 ALTRIA GROUP INC 39,800 1,828 0.06%
156 DISNEY WALT CO 20,000 1,781 0.06% Call
157 COACH INC 50,000 1,781 0.06% Put
158 WISDOMTREE TR 77,000 1,687 0.05% Put
159 KINROSS GOLD CORP 500,000 1,650 0.05% Call
160 EXXON MOBIL CORP 17,200 1,618 0.05%
161 WEYERHAEUSER CO 49,500 1,577 0.05% Call
162 UNITED PARCEL SERVICE INC 15,312 1,505 0.05%
163 VODAFONE GROUP PLC NEW 45,100 1,483 0.05% Call
164 WISDOMTREE TR 66,000 1,446 0.05%
165 ISHARES TR 20,000 1,384 0.04% Call
166 NEWMONT CORP 60,000 1,383 0.04% Put
167 LEVEL 3 COMM 30,000 1,372 0.04% Call
168 RICE ENERGY INCORPORATED 50,000 1,330 0.04% Call
169 ISHARES TR 13,884 1,206 0.04%
170 Mechel Open Joint Stock Co. AD 1,000,000 1,130 0.04% Call
171 SPDR S&P 500 ETF TR 5,500 1,084 0.03% Call
172 SELECT SECTOR SPDR TR 11,083 1,004 0.03%
173 SELECT SECTOR SPDR TR 10,349 938 0.03%
174 COMCAST CORP NEW 15,883 854 0.03%
175 FORD MTR CO DEL 56,791 840 0.03%
176 ISHARES TR 9,125 793 0.02%
177 JA SOLAR HOLDINGS COMPANY LIMITED SPON ADR REP5ORD 85,000 786 0.02% Call
178 MICROSOFT CORP 16,938 785 0.02%
179 MORGAN STANLEY 22,600 781 0.02%
180 NEWMONT CORP 30,000 692 0.02% Call
181 ANGLOGOLD ASHANTI LIMITED 50,000 600 0.02% Put
182 ARCELORMITTAL SA LUXEMBOURG 43,085 590 0.02%
183 ISHARES TR 5,000 547 0.02% Put
184 SELECT SECTOR SPDR TR 12,846 513 0.02%
185 GOOGLE INC 795 459 0.01%
186 APPLIED MATLS INC 21,000 454 0.01%
187 ALIBABA GROUP HLDG LTD 5,000 444 0.01%
188 BHP BILLITON LTD 7,006 413 0.01%
189 iPath S&P 500 VIX Short-Term F 12,783 399 0.01%
190 COMCAST CORP NEW 7,106 382 0.01%
191 ANGLOGOLD ASHANTI LIMITED 31,387 377 0.01%
192 LAM RESEARCH CORP 5,000 374 0.01% Call
193 HAWAIIAN HOLDINGS INC 200,000 354 0.01% PRN
194 ISHARES TR 5,006 346 0.01%
195 LUMOS NETWORKS CORP 20,564 334 0.01%
196 UNITED STATES STL CORP NEW 200,000 328 0.01% PRN
197 CARNIVAL PLC 8,100 324 0.01%
198 VIACOM INC NEW 4,191 323 0.01%
199 SELECT SECTOR SPDR TR 7,833 313 0.01%
200 SANDISK CORP 150,000 289 0.01% PRN
Page 4 of 6
Restatement filing (0001140361-14-045140) filed in 2014.12.12
#
Name
Shares
Value ($)
%
Options
Notes
1 ISHARES TR 75 3 0.00%
2 CEL SCI CORP 20,000 4 0.00%
3 CIS ACQUISITION LTD 10,000 4 0.00%
4 DEPOMED INC 500 8 0.00% Put
5 ARCELORMITTAL SA LUXEMBOURG 700 10 0.00% Call
6 ISHARES TR 500 19 0.00% Put
7 UNITED TECHNOLOGIES CORP 200 21 0.00% Put
8 CITIGROUPINC 500 26 0.00% Call
9 NEXTERA ENERGY INC 400 38 0.00% Put
10 POST HLDGS INC 1,200 40 0.00% Put
11 FIELDPOINT PETROLEUM CORP WT EXP 032318 61,886 43 0.00%
12 ISHARES TR 825 53 0.00%
13 EBAY INC 1,000 57 0.00%
14 UNITED TECHNOLOGIES CORP 600 63 0.00% Call
15 URANERZ ENERGY CORP 65,739 72 0.00%
16 CITIGROUPINC 1,500 78 0.00% Put
17 ISHARES TR 736 80 0.00%
18 BANK AMER CORP 5,000 85 0.00% Put
19 TWENTY FIRST CENTY FOX INC 2,700 90 0.00%
20 BUFFALO WILD WINGS INC 692 93 0.00%
21 ISHARES TR 2,571 98 0.00%
22 CHESAPEAKE ENERGY CORP 100,000 101 0.00% PRN
23 SPROTT PHYSICAL GOLD TRUST 10,268 102 0.00%
24 GLOBAL DEFENSE & NATL SEC SY 10,000 103 0.00%
25 CIS ACQUISITION LTD 10,000 104 0.00%
26 CAPITOL ACQUISITION CORP II 11,200 110 0.00%
27 ISHARES TR 1,700 118 0.00% Put
28 UNITED TECHNOLOGIES CORP 1,160 122 0.00%
29 BUFFALO WILD WINGS INC 1,000 134 0.00% Call
30 BUFFALO WILD WINGS INC 1,000 134 0.00% Put
31 TESLA INC 150,000 143 0.00% PRN
32 DEPOMED INC 9,500 144 0.00% Put
33 CITIGROUPINC 2,815 146 0.00%
34 HENNESSY CAP ACQUISITION COR 16,000 157 0.00%
35 WISDOMTREE TR 7,430 163 0.01%
36 ZIONS BANCORPORATION 32,200 164 0.01%
37 BANK AMER CORP 10,000 171 0.01% Call
38 RICE ENERGY INCORPORATED 7,000 186 0.01%
39 PEPSICO INC 2,000 186 0.01%
40 INSULET CORP 2 06/15/2019 176,000 188 0.01% PRN
41 BANK AMER CORP 11,400 194 0.01%
42 TESLA INC 100,000 202 0.01% PRN
43 RED HAT INC 3,598 202 0.01%
44 HF2 Financial Management Inc Sponser Shares 19,852 206 0.01%
45 iPath S&P 500 VIX Short-Term F 7,384 230 0.01%
46 Mentor Graphics Corp 200,000 234 0.01% PRN
47 AMSURG CORP 2,201 235 0.01%
48 AMERICAN AIRLS GROUP INC 6,858 243 0.01%
49 ARCELORMITTAL SA LUXEMBOURG 11,639 246 0.01%
50 GLOBAL EAGLE ENTMT INC 22,000 247 0.01% Put
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