| # | % | |||||
|---|---|---|---|---|---|---|
| 1 | Polar Asset Management Partners Inc. | 3,942,055 | 39,302,000 | 13.68% | ||
| 2 | Pekin Hardy Strauss, Inc. | 2,778,180 | 27,698,000 | 9.64% | ||
| 3 | MORGAN STANLEY | 2,704,390 | 26,962,000 | 9.38% | ||
| 4 | Virtu Financial LLC | 2,425,856 | 24,186,000 | 8.42% | ||
| 5 | SPROTT INC. | 2,222,503 | 22,158,000 | 7.71% | ||
| 6 | ROYAL BANK OF CANADA | 1,478,951 | 14,745,000 | 5.13% | ||
| 7 | EVERGREEN CAPITAL MANAGEMENT LLC | 1,283,277 | 12,794,000 | 4.45% | ||
| 8 | Commonwealth Equity Services, Inc | 1,075,040 | 10,718,000 | 3.73% | ||
| 9 | PORTOLA GROUP INC /CA | 855,264 | 8,527,000 | 2.97% | ||
| 10 | LPL Financial LLC | 770,516 | 7,721,000 | 2.69% | ||
| 11 | OTA Financial Group L.P. | 412,797 | 4,544,000 | 1.58% | ||
| 12 | Beaumont Financial Partners, LLC | 438,092 | 4,368,000 | 1.52% | ||
| 13 | Citizens Business Bank | 405,727 | 4,045,000 | 1.41% | ||
| 14 | LAU ASSOCIATES LLC | 402,570 | 4,014,000 | 1.40% | ||
| 15 | CREDIT SUISSE AG/ | 356,385 | 3,553,000 | 1.24% | ||
| 16 | RAYMOND JAMES & ASSOCIATES | 312,750 | 3,118,000 | 1.09% | ||
| 17 | LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | 308,636 | 3,077,000 | 1.07% | ||
| 18 | Weiss Asset Management LP | 301,754 | 3,008,000 | 1.05% | ||
| 19 | Cetera Advisor Networks LLC | 290,822 | 2,894,000 | 1.01% | ||
| 20 | Paloma Partners Management Co | 250,000 | 2,493,000 | 0.87% | ||
| 21 | LADENBURG THALMANN FINANCIAL SERVICES INC. | 245,956 | 2,452,000 | 0.85% | ||
| 22 | BENNICAS & ASSOCIATES, INC. | 237,652 | 2,369,000 | 0.82% | ||
| 23 | Filament LLC | 236,049 | 2,353,000 | 0.82% | ||
| 24 | WFG Advisors, LP | 223,564 | 2,229,000 | 0.78% | ||
| 25 | Virtu KCG Holdings LLC | 214,677 | 2,140,000 | 0.74% | ||
| 26 | MUFG Americas Holdings Corp | 211,269 | 2,106,000 | 0.73% | ||
| 27 | AMERICAN CENTURY COMPANIES INC | 208,279 | 2,077,000 | 0.72% | ||
| 28 | HighTower Advisors, LLC | 191,103 | 1,905,000 | 0.66% | ||
| 29 | Private Advisor Group, LLC | 189,113 | 1,885,000 | 0.66% | ||
| 30 | JANUS HENDERSON GROUP PLC | 171,658 | 1,711,000 | 0.60% | ||
| 31 | Quantum Capital Management, LLC / NJ | 140,869 | 1,404,000 | 0.49% | ||
| 32 | JPMORGAN CHASE & CO | 137,214 | 1,368,000 | 0.48% | ||
| 33 | Baker Avenue Asset Management, LP | 131,950 | 1,316,000 | 0.46% | ||
| 34 | Hudock, Inc. | 125,494 | 1,251,000 | 0.44% | ||
| 35 | BB&T SECURITIES, LLC | 11,847 | 1,181,000 | 0.41% | ||
| 36 | WELLS FARGO & COMPANY/MN | 117,131 | 1,168,000 | 0.41% | ||
| 37 | BENJAMIN F. EDWARDS & COMPANY, INC. | 115,199 | 1,149,000 | 0.40% | ||
| 38 | New Harbor Financial Group, LLC | 114,400 | 1,141,000 | 0.40% | ||
| 39 | BANK OF AMERICA CORP /DE/ | 105,137 | 1,048,000 | 0.36% | ||
| 40 | FRONTIER INVESTMENT MGMT CO | 98,476 | 982,000 | 0.34% | ||
| 41 | Bank of New York Mellon Corp | 87,150 | 869,000 | 0.30% | ||
| 42 | ACCOUNT MANAGEMENT LLC | 79,250 | 790,123 | 0.28% | ||
| 43 | Benchmark Capital Advisors | 76,650 | 764,000 | 0.27% | ||
| 44 | Seamans Capital Management, LLC | 75,840 | 756,000 | 0.26% | ||
| 45 | CITY NATIONAL BANK | 73,625 | 734,000 | 0.26% | ||
| 46 | Robert W. Baird & Co. Inc | 73,140 | 729,000 | 0.25% | SH | |
| 47 | Neuberger Berman Group LLC | 70,400 | 701,000 | 0.24% | ||
| 48 | DEUTSCHE BANK AG\ | 70,396 | 700,000 | 0.24% | ||
| 49 | FIRST MANHATTAN CO. LLC. | 60,000 | 598,000 | 0.21% | ||
| 50 | JANE STREET GROUP, LLC | 59,110 | 589,000 | 0.21% |
From 2023-01-03 onward, the SEC requires values to be reported in nearest dollars. Earlier filings reported values in thousands; therefore, positions shown as $0 in older filings may represent actual values between $0–$999.
