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Institutional Investment Manager
Ionic Capital Management LLC
Ionic Capital Management LLC (CIK: 0001386462) incorporated in Delaware, located at 475 Fifth Avenue, New York, NY. Institutional holdings reported to the SEC.
Institutional Holdings (2014Q3)
Original 13F HR (0001140361-14-042054) filed in 2014.11.14
#
Name
Shares
Value ($)
%
Options
Notes
201 SELECT SECTOR SPDR TR 10,349 938 0.03%
202 SELECT SECTOR SPDR TR 100,000 9,062 0.29% Put
203 SELECT SECTOR SPDR TR 96,872 2,245 0.07%
204 SELECT SECTOR SPDR TR 1,088,735 25,226 0.79%
205 SELECT SECTOR SPDR TR 18,050,200 418,223 13.16% Put
206 SELECT SECTOR SPDR TR 100,000 4,209 0.13% Call
207 SELECT SECTOR SPDR TR 12,846 513 0.02%
208 SELECT SECTOR SPDR TR 7,833 313 0.01%
209 SPDR S&P 500 ETF TR 555,000 109,346 3.44% Put
210 SPDR S&P 500 ETF TR 1,023,000 201,551 6.34% Put
211 SPDR S&P 500 ETF TR 5,500 1,084 0.03% Call
212 SPDR S&P 500 ETF TR 240,000 47,285 1.49% Call
213 SPDR SERIES TRUST 100,000 2,959 0.09% Call
214 SPDR SERIES TRUST 50,000 1,840 0.06% Call
215 SPDR SERIES TRUST 292,700 10,768 0.34% Put
216 SPDR SERIES TRUST 145,163 5,341 0.17%
217 SPROTT PHYSICAL GOLD TRUST 10,268 102 0.00%
218 SUNCOKE ENERGY INC COM 1,328,005 29,814 0.94%
219 SYNOPSYS INC 231,229 6,146 0.19%
220 TESLA INC 10,000,000 20,167 0.63% PRN
221 TESLA INC 100,000 202 0.01% PRN
222 TESLA INC 150,000 143 0.00% PRN
223 TWENTY FIRST CENTY FOX INC 2,700 90 0.00%
224 TWENTY FIRST CENTY FOX INC 506,597 16,875 0.53%
225 TYSON FOODS INC TANG EQ UNIT 5,258 265 0.01%
226 UNITED PARCEL SERVICE INC 15,312 1,505 0.05%
227 UNITED PARCEL SERVICE INC 330,000 32,436 1.02% Call
228 UNITED STATES STL CORP NEW 75,000 2,938 0.09% Call
229 UNITED STATES STL CORP NEW 125,000 4,896 0.15% Put
230 UNITED STATES STL CORP NEW 200,000 328 0.01% PRN
231 UNITED STATES STL CORP NEW 10,000,000 16,407 0.52% PRN
232 UNITED TECHNOLOGIES CORP 39,800 4,203 0.13% Put
233 UNITED TECHNOLOGIES CORP 114,400 12,081 0.38% Call
234 UNITED TECHNOLOGIES CORP 200 21 0.00% Put
235 UNITED TECHNOLOGIES CORP 600 63 0.00% Call
236 UNITED TECHNOLOGIES CORP 1,160 122 0.00%
237 URANERZ ENERGY CORP 65,739 72 0.00%
238 VAIL RESORTS INC 178,721 15,506 0.49%
239 VANGUARD INTL EQUITY INDEX F 80,000 4,418 0.14% Put
240 VERIZON COMMUNICATIONS INC 40,000 2,000 0.06% Put
241 VERIZON COMMUNICATIONS INC 100,000 4,999 0.16% Call
242 VIACOM INC NEW 396,430 30,529 0.96%
243 VIACOM INC NEW 4,191 323 0.01%
244 VODAFONE GROUP PLC NEW 45,100 1,483 0.05% Call
245 WEYERHAEUSER CO 49,500 1,577 0.05% Call
246 WILLIAMS COS INC DEL 150,000 8,303 0.26% Call
247 WISDOMTREE TR 66,000 1,446 0.05%
248 WISDOMTREE TR 734,400 16,091 0.51% Put
249 WISDOMTREE TR 77,000 1,687 0.05% Put
250 WISDOMTREE TR 7,430 163 0.01%
Page 5 of 6
Restatement filing (0001140361-14-045140) filed in 2014.12.12
#
Name
Shares
Value ($)
%
Options
Notes
1 SELECT SECTOR SPDR TR 18,050,200 418,223 13.16% Put
2 SPDR S&P 500 ETF TR 1,023,000 201,551 6.34% Put
3 SPDR S&P 500 ETF TR 555,000 109,346 3.44% Put
4 ARCELORMITTAL SA LUXEMBOURG 4,976,785 105,159 3.31%
5 APPLE INC 974,900 98,221 3.09% Put
6 RACKSPACE HOSTING INC 2,298,898 74,829 2.35%
7 BERRY PLASTICS GROUP INC 2,707,087 68,327 2.15%
8 LIN MEDIA LLC CLASS A COM 2,901,930 64,423 2.03%
9 COMCAST CORP NEW 1,195,800 64,310 2.02% Call
10 AIR PRODS & CHEMS INC 451,175 58,734 1.85%
11 Allergan plc 323,971 57,728 1.82%
12 ENPRO INDS INC COM 904,126 54,727 1.72%
13 National Australia Bank ADR 1,174,015 53,406 1.68%
14 ISHARES TR 718,300 49,706 1.56% Put
15 SPDR S&P 500 ETF TR 240,000 47,285 1.49% Call
16 AMERICAN INTL GROUP INC 839,592 45,355 1.43%
17 GENCORP INC 2,754,705 43,993 1.38%
18 MICRON TECHNOLOGY INC 1,230,000 42,140 1.33% Put
19 OSI SYSTEMS INC COM 604,167 38,353 1.21%
20 DIGITALGLOBE INC 1,237,645 35,273 1.11%
21 MICROSOFT CORP 755,000 35,002 1.10% Put
22 MONSANTO CO NEW 301,600 33,933 1.07% Call
23 CARNIVAL PLC 832,794 33,270 1.05%
24 JARDEN CORP 548,800 32,988 1.04%
25 HUBBELL INC CLASS B 271,729 32,751 1.03%
26 UNITED PARCEL SERVICE INC 330,000 32,436 1.02% Call
27 VIACOM INC NEW 396,430 30,529 0.96%
28 SUNCOKE ENERGY INC COM 1,328,005 29,814 0.94%
29 METHANEX CORP 442,940 29,588 0.93%
30 OCEAN RIG UDW INC 1,791,851 28,885 0.91%
31 APPLE INC 286,300 28,845 0.91% Call
32 QEP RES INC 920,367 28,329 0.89%
33 SELECT SECTOR SPDR TR 1,088,735 25,226 0.79%
34 ARAMARK 931,937 24,510 0.77%
35 ARMSTRONG WORLD INDS INC NEW COM 415,365 23,260 0.73%
36 AMERICAN AIRLS GROUP INC 615,200 21,827 0.69% Put
37 GOOGLE INC 37,488 21,644 0.68%
38 Monster Beverage Corpo 233,344 21,391 0.67%
39 B/E AEROSPACE INC 252,658 21,208 0.67%
40 TESLA INC 10,000,000 20,167 0.63% PRN
41 MICRON TECHNOLOGY INC SR SB CV NT 3 43 15,000,000 19,735 0.62% PRN
42 BANK AMER CORP 1,155,000 19,693 0.62% Call
43 TWENTY FIRST CENTY FOX INC 506,597 16,875 0.53%
44 PROCTER AND GAMBLE CO 200,000 16,748 0.53% Put
45 UNITED STATES STL CORP NEW 10,000,000 16,407 0.52% PRN
46 WISDOMTREE TR 734,400 16,091 0.51% Put
47 BIOSCRIP INC 2,279,426 15,751 0.50%
48 VAIL RESORTS INC 178,721 15,506 0.49%
49 FREEPORT-MCMORAN INC 470,000 15,346 0.48% Put
50 ISHARES TR 400,000 15,312 0.48% Put
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